Prosecution Insights
Last updated: October 27, 2026
Application No. 19/023,986

RECORDING DEVICE

Non-Final OA §103
Filed
Jan 16, 2025
Priority
Feb 07, 2024 — JP 2024-017443
Examiner
SOLOMON, LISA
Art Unit
2853
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Canon Inc.
OA Round
1 (Non-Final)
90%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
835 granted / 923 resolved
+22.5% vs TC avg
Moderate +7% lift
Without
With
+6.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
14 currently pending
Career history
933
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
49.8%
+9.8% vs TC avg
§102
35.9%
-4.1% vs TC avg
§112
11.0%
-29.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 923 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Azuma et al. (2016/0257115) (hereinafter Azuma et al.) in view of Fukasawa et al. (2020/0108626) (hereinafter Fukasawa et al.). Regarding Claim 1, Azuma et al. teaches a recording device (see Fig. 1) [Paragraphs 0026-0027], comprising: a recording head (9, Fig. 2) that includes an ejection port (30, Fig. 3) configured to eject ink, and a pressure chamber (321, Fig. 4) filled with ink to be ejected from the ejection port (30), and performs recording operation by ejecting ink from the ejection port [Paragraph 0027, 0034-0035, 0037-0038, and 0048]; a circulation unit (see Fig. 4) configured to perform circulation operation to circulate ink through a circulation path including the pressure chamber (321) [Paragraph 0048]; and a control unit (100, Fig. 5) wherein the control unit (100) acquires temperature information, which is information on temperature of the recording head (9), in a state where the circulation unit (see Fig. 4) is performing the circulation operation [Paragraphs 0011 and 0055]. Azuma et al. fails to teach wherein the control unit determines a circulation state of the ink in the circulation path, based on the information on the temperature. Fukasawa et al. teaches wherein the control unit determines a circulation state of the ink in the circulation path, based on the information on the temperature [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines a circulation state of the ink in the circulation path, based on the information on the temperature as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of adjusting temperature [Fukasawa et al., Paragraph 0100]. Regarding Claim 2, Azuma et al. teaches the recording device (see Fig. 1), wherein the control unit (100) acquires first temperature information, which is the temperature information at a first timing [Abstract, Paragraph 0011], and second temperature information, which is the temperature information at a second timing which is after the first timing [Abstract, Paragraph 0011], in a state where the circulation unit is performing the circulation operation [Paragraphs 0011 and 0055]. Azuma et al. fails to teach wherein the control unit determines the circulation state of the ink in the circulation path by comparing a difference between the first temperature information and the second temperature information with a threshold. Fukasawa et al. teaches wherein the control unit determines the circulation state of the ink in the circulation path by comparing a difference between the first temperature information and the second temperature information with a threshold [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines the circulation state of the ink in the circulation path by comparing a difference between the first temperature information and the second temperature information with a threshold as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of adjusting temperature [Fukasawa et al., Paragraph 0100]. Regarding Claim 3, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 11, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the control unit determines that the circulation state is normal in a case where the difference between the first temperature information and the second temperature information is less than the threshold. Fukasawa et al. teaches wherein the control unit determines that the circulation state is normal in a case where the difference between the first temperature information and the second temperature information is less than the threshold [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines that the circulation state is normal in a case where the difference between the first temperature information and the second temperature information is less than the threshold as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of determining the ejection state of the print head [Fukasawa et al., Paragraph 0113]. Regarding Claim 4, Azuma et al. teaches the recording device (see Fig. 1) , wherein in a case where the difference between the first temperature information and the second temperature information is at least the threshold [Abstract, Paragraph 0011]. Azuma et al. fails to teach the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head, or performs notification on the state of the recording head. Fukasawa et al. teaches the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head, or performs notification on the state of the recording head [Paragraph 0106]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head, or performs notification on the state of the recording head as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of maintaining a good ink ejection state of the print head [Fukasawa et al., Paragraph 0106]. Regarding Claim 5, Azuma et al. teaches the recording device (see Fig. 1), wherein the control unit (100) acquires first temperature information, which is the temperature information at a first timing [Abstract, Paragraph 0011], and second temperature information, which is the temperature information at a second timing which is after the first timing [Abstract, Paragraph 0011], in a state where the circulation unit is performing the circulation operation [Paragraphs 0011 and 0055]. Azuma et al. fails to teach wherein the control unit determines the circulation state of the ink in the circulation path by calculating a coefficient to indicate a temperature change per unit time, based on the first temperature information and the second temperature information, and comparing the coefficient with a threshold. Fukasawa et al. teaches wherein the control unit determines the circulation state of the ink in the circulation path by calculating a coefficient to indicate a temperature change per unit time, based on the first temperature information and the second temperature information, and comparing the coefficient with a threshold [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines the circulation state of the ink in the circulation path by calculating a coefficient to indicate a temperature change per unit time, based on the first temperature information and the second temperature information, and comparing the coefficient with a threshold as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of is for the purposes of adjusting temperature [Fukasawa et al., Paragraph 0100]. Regarding Claim 6, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the control unit determines that the circulation state is normal in a case where the coefficient is less than the threshold. Fukasawa et al. teaches wherein the control unit determines that the circulation state is normal in a case where the coefficient is less than the threshold [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines that the circulation state is normal in a case where the coefficient is less than the threshold as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of is for the purposes of adjusting temperature [Fukasawa et al., Paragraph 0100]. Regarding Claim 7, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein in a case where the coefficient is at least the threshold, the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head or performs notification of the state of the recording head. Fukasawa et al. teaches wherein in a case where the coefficient is at least the threshold, the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head or performs notification of the state of the recording head [Paragraph 0106]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein in a case where the coefficient is at least the threshold, the control unit determines that the circulation state is not normal, and performs recovery processing of the recording head or performs notification of the state of the recording head as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of maintaining a good ink ejection state of the print head [Fukasawa et al., Paragraph 0106]. Regarding Claim 8, Azuma et al. teaches the recording device (see Fig. 1), wherein the circulation unit (see Fig. 4) performs the circulation operation to circulate ink through the circulation path (see Fig. 4) at the time of performing of the recording operation [Paragraph 0048]. Azuma et al. fails to teach the control unit determines the circulation state after performing the recording operation using the recording head. Fukasawa et al. teaches the control unit determines the circulation state after performing the recording operation using the recording head [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide the control unit determines the circulation state after performing the recording operation using the recording head as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of circulating ink [Fukasawa et al., Abstract]. Regarding Claim 9, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the control unit does not determine the circulation state before a predetermined time elapses after the recording operation. Fukasawa et al. teaches wherein the control unit does not determine the circulation state before a predetermined time elapses after the recording operation [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit does not determine the circulation state before a predetermined time elapses after the recording operation as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of determining the finishing the circulation process [Fukasawa et al., Paragraph 0109]. Regarding Claim 10, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the control unit determines the circulation state after performing recovery processing of the recording head. Fukasawa et al. teaches wherein the control unit determines the circulation state after performing recovery processing of the recording head [Paragraph 0106-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines the circulation state after performing recovery processing of the recording head as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of maintaining a good ink ejection state of the print head [Fukasawa et al., Paragraph 0106]. Regarding Claim 11, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the control unit determines the circulation state before performing the recording operation using the recording head. Fukasawa et al. teaches wherein the control unit determines the circulation state before performing the recording operation using the recording head [Paragraphs 0106-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the control unit determines the circulation state before performing the recording operation using the recording head as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of maintaining a good ink ejection state of the print head [Fukasawa et al., Paragraph 0106]. Regarding Claim 12, Azuma et al. teaches the recording device (see Fig. 1) [Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055]. Azuma et al. fails to teach wherein the threshold is a specified value determined in advance. Fukasawa et al. teaches wherein the threshold is a specified value determined in advance [Paragraph 0102]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the threshold is a specified value determined in advance as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of is for the purposes of adjusting temperature [Fukasawa et al., Paragraph 0100]. Regarding Claim 13, Azuma et al. teaches the recording device (see Fig. 1), wherein the threshold is a value determined based on at least any of environmental temperature of the recording device [Paragraph 0055]. Azuma et al. fails to teach recording time of the recording operation immediately before determining the circulation state of the ink, and ink applying amount in the recording operation immediately before determining the circulation state of the ink. Fukasawa et al. teaches recording time of the recording operation immediately before determining the circulation state of the ink, and ink applying amount in the recording operation immediately before determining the circulation state of the ink [Paragraphs 0100-0126]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide recording time of the recording operation immediately before determining the circulation state of the ink, and ink applying amount in the recording operation immediately before determining the circulation state of the ink as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of determining the ejection state of the print head by temperature detection [Fukasawa et al., Paragraph 0100]. Regarding Claim 14, Azuma et al. teaches the recording device (see Fig. 1), wherein the recording head (9) includes a plurality of temperature detection elements (S1-S9, Figs. 3A-3B) on a substrate (10a, 10b, Fig. 3A-3B) in which the ejection port (30) are formed, and the control unit (100) acquires, as the temperature information [Paragraphs 0039-0045]. Azuma et al. fails to teach a maximum value of detection values by the plurality of temperature detection elements. Fukasawa et al. teaches a maximum value of detection values by the plurality of temperature detection elements [Paragraphs 0101-0105 and 0112-0124]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide a maximum value of detection values by the plurality of temperature detection elements as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of determining the ejection state of the print head by temperature detection [Fukasawa et al., Paragraph 0100]. Regarding Claim 15, Azuma et al. as modified by Fukasawa teaches the recording device (see Fig. 1) [Azuma et al., Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055; Fukasawa et al., Paragraphs 0100-0126]. Azuma et al. further teaches wherein the recording head includes a plurality of temperature detection elements (S1-S9) on a substrate (10a, 10b, Fig. 3A-3B) in which the ejection port (30) are formed, and the control unit (100) acquires, as the temperature information [Paragraphs 0039-0045], a detection value by a temperature detection element (S1-S9) close to the ejection port (30) [Paragraphs 0039-0045], out of the detection values by the plurality of temperature detection elements (S1-S9) [Paragraphs 0039-0045]. Fukasawa et al. fails to teach wherein the recording head includes a plurality of temperature detection elements on a substrate in which the ejection port are formed, and the control unit acquires, as the temperature information, a detection value by a temperature detection element close to the ejection port, out of the detection values by the plurality of temperature detection elements. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the recording head includes a plurality of temperature detection elements on a substrate in which the ejection port are formed, and the control unit acquires, as the temperature information, a detection value by a temperature detection element close to the ejection port, out of the detection values by the plurality of temperature detection elements as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of detecting the temperature of ink near the ejection ports [Azuma et al., Paragraph 0039]. Regarding Claim 16, Azuma et al. as modified by Fukasawa et al. teaches the recording device (see Fig. 1) [Azuma et al., Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055; Fukasawa et al., Paragraphs 0100-0126]. Azuma et al. further teaches wherein the circulation unit (see Fig. 4) includes a pump (330, see Fig. 4) that is driven by the control unit (100) [Paragraphs 0048 and 0055]. Fukasawa et al. fails to teach wherein the circulation unit includes a pump that is driven by the control unit. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the circulation unit includes a pump that is driven by the control unit as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of circulating the ink [Azuma et al., Paragraph 0048]. Regarding Claim 17, Azuma et al. as modified by Fukasawa teaches the recording device (see Fig. 1) [Azuma et al., Abstract, Paragraphs 0011, 0026-0027, 0034-0035, 0037-0038, 0048, and 0055; Fukasawa et al., Paragraphs 0100-0126]. Azuma et al. further teaches wherein the recording head (9) includes an ejection element (34, Fig. 3B) configured to generate energy for liquid to be ejected from the ejection port (9), and the pressure chamber (32) is an area facing the ejection element (34) [Paragraphs 0038, 0045 and 00458, see also Figs. 3A-3B and 4]. Fukasawa et al. fails to teach wherein the recording head includes an ejection element configured to generate energy for liquid to be ejected from the ejection port, and the pressure chamber is an area facing the ejection element. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to provide wherein the recording head includes an ejection element configured to generate energy for liquid to be ejected from the ejection port, the pressure chamber is an area facing the ejection element as taught by Azuma et al. as modified by Fukasawa et al. is for the purposes of discharging ink [Azuma et al., Paragraph 0038]. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to LISA SOLOMON whose telephone number is (571)272-1701. The examiner can normally be reached Monday - Friday, 9:30am -6pm, EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Douglas Rodriguez can be reached at (571) 431-0716. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LISA SOLOMON/Primary Examiner, Art Unit 2853
Read full office action

Prosecution Timeline

Jan 16, 2025
Application Filed
Aug 20, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

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Prosecution Projections

1-2
Expected OA Rounds
90%
Grant Probability
97%
With Interview (+6.8%)
2y 0m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 923 resolved cases by this examiner. Grant probability derived from career allowance rate.

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