Prosecution Insights
Last updated: July 17, 2026
Application No. 19/025,675

DEFECTIVE MEMORY UNIT SCREENING IN A MEMORY SYSTEM

Non-Final OA §101§102§112
Filed
Jan 16, 2025
Priority
Apr 12, 2018 — continuation of 10/777,295 +2 more
Examiner
ABRAHAM, ESAW T
Art Unit
Tech Center
Assignee
Micron Technology Inc.
OA Round
1 (Non-Final)
94%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 94% — above average
94%
Career Allowance Rate
1019 granted / 1082 resolved
+34.2% vs TC avg
Minimal +3% lift
Without
With
+3.2%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 1m
Avg Prosecution
16 currently pending
Career history
1109
Total Applications
across all art units

Statute-Specific Performance

§101
15.4%
-24.6% vs TC avg
§103
17.9%
-22.1% vs TC avg
§102
22.7%
-17.3% vs TC avg
§112
22.0%
-18.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1082 resolved cases

Office Action

§101 §102 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are presented for examination. Information Disclosure Statement The references listed in the information disclosure statement (IDS) submitted have been considered. The submission complies with the provisions of 37 CFR 1.9 /. Form PTO-1449 is signed and attached hereto. Specification The specification is objected to because: The Cross-Reference to Related Applications section in paragraph [0001] of the specification does not provide the status of U.S. application serial no. 17/895,761 (i.e., now U.S. Patent No. 12,512,177). Drawings The formal drawings are accepted. Double Patenting The non-statutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A non-statutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on non-statutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP §§ 706.02(l)(1) - 706.02(l)(3) for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-20 are rejected on the ground of non-statutory obviousness-type double patenting as being unpatentable over claims 1-20 of U.S. Patent Numbers: 12512177, 11430540, and 10,777,295. For example, claim 1 of the present application teaches “A device, comprising: memory cells; and a logic circuit coupled to the memory cells and configured to: monitor an error rate in reading data from the memory cells; and, screen the memory cells for defects in response to the error rate” Whereas claim 1 of U.S. PN: 10,777,295 “A memory system, comprising: non-volatile media having a set of memory units; a controller configured to process requests from a host system to store data in the non-volatile media or retrieve data from the non-volatile media; wherein the memory system stores an indicator indicating whether the memory system is operating in a user mode or a manufacturing mode; and wherein a defect manager of the memory system identifies a threshold based on the indicator, monitors an error rate in reading data from the non-volatile media and, in response to the error rate reaching the threshold, screens the non-volatile media for defective memory units”. The instant application is a broader version of claim 1 of U.S. Patent No. 10,777,295, and several limitations in patented claim 1 have removed from the instant application of claim 1. Thus, claim 1 of the instant application may be considered as defining a broader genus version of the species defined in claim 1 of U.S. Patent No. 10,777,295. Therefore, the claims are obvious variations of each other and not patentably distinct. “A latter patent claim is not patentably distinct from an earlier patent claim if the latter claim is obvious over, or anticipated by, the earlier claim. In re Longi, 759 F.2d at 896, 225USPQ at 651 (affirming a holding of obvious-type double patenting because the claims at issue were obvious over claims in four prior art patents); In re Berg, 140 F.3d at 1437, 46 USPQ2d at 1233 (Fed. Cir. 1998) (affirming a holding of obvious-type double patenting where a patent application claim to a genus is anticipated by a patent claim to a species within that genus). ELI LILLY AND COMPANY v BARR LABORATORIES, INC., United States Court of Appeals for the Federal Circuit, ON PETITION FOR REHEARING EN BANC (DECIDED: May 30, 2001). Other parallel dependent claims of the instant application have corresponding issues with the dependent claims of U.S. patent no. 10,777,295 are also rejected under non-statutory obviousness-type double patenting Dependent claims of the instant application are deemed obvious over the dependent claims U.S. patent no. 10,777,295 for the same rationales discussed above. For example, claim 1 of the present application teaches “A device, comprising: memory cells; and a logic circuit coupled to the memory cells and configured to: monitor an error rate in reading data from the memory cells; and, screen the memory cells for defects in response to the error rate” Whereas claim 1 of U.S. PN: 11,430,540 “A device, comprising: a controller of a memory system having non-volatile media, the controller configured to: determine a current mode of operation of the memory system, the current mode being selected from a plurality of predefined modes; and a defect manager configured to: identify a threshold based on the current mode of operation of the memory system; determine that an error rate in reading data from non-volatile media of the memory system is above the threshold; and screen, responsive to the error rate reaching the threshold, the non-volatile media for defective memory units”. The instant application is a broader version of claim 1 of U.S. Patent No. 11,430,540, and several limitations in patented claim 1 have removed from the instant application of claim 1. Thus, claim 1 of the instant application may be considered as defining a broader genus version of the species defined in claim 1 of U.S. Patent No. 11,430,540. Therefore, the claims are obvious variations of each other and not patentably distinct. “A latter patent claim is not patentably distinct from an earlier patent claim if the latter claim is obvious over, or anticipated by, the earlier claim. In re Longi, 759 F.2d at 896, 225USPQ at 651 (affirming a holding of obvious-type double patenting because the claims at issue were obvious over claims in four prior art patents); In re Berg, 140 F.3d at 1437, 46 USPQ2d at 1233 (Fed. Cir. 1998) (affirming a holding of obvious-type double patenting where a patent application claim to a genus is anticipated by a patent claim to a species within that genus). ELI LILLY AND COMPANY v BARR LABORATORIES, INC., United States Court of Appeals for the Federal Circuit, ON PETITION FOR REHEARING EN BANC (DECIDED: May 30, 2001). Other parallel dependent claims of the instant application have corresponding issues with the dependent claims of U.S. patent no. 11,430,540 are also rejected under non-statutory obviousness-type double patenting Dependent claims of the instant application are deemed obvious over the dependent claims U.S. patent no. 11,430,540 for the same rationales discussed above. For example, claim 1 of the present application teaches “A device, comprising: memory cells; and a logic circuit coupled to the memory cells and configured to: monitor an error rate in reading data from the memory cells; and, screen the memory cells for defects in response to the error rate” Whereas claim 1 of (U.S. PN: 12,512,177) “A device, comprising: memory cells; and a logic circuit coupled to the memory cells and configured to: monitor an error rate in reading data from the memory cells; identify a manufacturing mode threshold, in response to the memory system operating in the manufacturing mode; screen the memory cells for defects in response to the error rate reaching the manufacturing mode threshold; identify a user mode threshold, in response to the memory system operating in the user mode; and screen the memory cells for defective memory units in response to the error rate reaching a user mode threshold; wherein the manufacturing mode threshold is lower than the user mode threshold”. The instant application is a broader version of claim 1 of U.S. Patent No. 12,512,177, and several limitations in patented claim 1 have removed from the instant application of claim 1. Thus, claim 1 of the instant application may be considered as defining a broader genus version of the species defined in claim 1 of U.S. Patent No. 12,512,177. Therefore, the claims are obvious variations of each other and not patentably distinct. “A latter patent claim is not patentably distinct from an earlier patent claim if the latter claim is obvious over, or anticipated by, the earlier claim. In re Longi, 759 F.2d at 896, 225USPQ at 651 (affirming a holding of obvious-type double patenting because the claims at issue were obvious over claims in four prior art patents); In re Berg, 140 F.3d at 1437, 46 USPQ2d at 1233 (Fed. Cir. 1998) (affirming a holding of obvious-type double patenting where a patent application claim to a genus is anticipated by a patent claim to a species within that genus). ELI LILLY AND COMPANY v BARR LABORATORIES, INC., United States Court of Appeals for the Federal Circuit, ON PETITION FOR REHEARING EN BANC (DECIDED: May 30, 2001). Other parallel dependent claims of the instant application have corresponding issues with the dependent claims of U.S. patent no. 12,512,177 are also rejected under non-statutory obviousness-type double patenting Dependent claims of the instant application are deemed obvious over the dependent claims U.S. patent no. 12,512,177 for the same rationales discussed above. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION. The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 1-20 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. Claims 1, 8, and 15 recite the limitation "determining or monitoring an error rate in reading data from memory cells of the memory cells; and in response to the error rate, screening the memory cells for defective memory cells reaching a threshold". There is no clear criteria for determining or monitoring error rate and screening the memory cells for defective memory cells, “determining or monitoring error rate and screening the memory cells for defective memory cells” attempts to define the subject matter in terms of the result to be achieved, which merely amounts to a statement of underlying problem, without providing the technical features necessary for achieving the result. Further, the claims are vague with respect to how this determination or monitoring is done as well as this ties into the preceding screening step. Dependent claims depend from the base claims and inherently include limitations therein and therefore are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph as well. Applicant is encouraged to review all claims and make corrections as needed to clarify claim language. Corrections are requested. Claim Rejections -35 USC § 101 35. U.S.C. 101 reads as follows: Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefore, subject to the conditions and requirements of this title. Claim 1-20 are rejected under 35 U.S.C. 101 because the claimed invention is directed to an abstract idea without significantly more. Claim 15: A method comprising: determining an error rate in reading data from memory cells of the memory system is above the threshold; and in response to the error rate being above the threshold, screening the memory cells for defective memory cells. Claim 15 is directed to an abstract idea mathematical concept. The inventive concept appears to be an improvement to the abstract idea itself (determining of an error rate and screening memory cells for defect based on the error rate - mathematical concept). The claims(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception. This claim recited no additional elements and there is nothing to amount to significantly more than the judicial exception within the claims. The steps merely refer to the calculations which cannot provide an inventive concept. Thus claim 1 is not eligible. The determination of error rate for screening memory defects is something that could be done mentally or on pen and paper since is simply a difference between error rates and the screening threshold, The claims(s) does/do not include additional elements that are sufficient to amount to significantly more than the judicial exception because compute as recited is a generic computer component that performs functions (i.e., determining of an error rate and screening memory cells for defect). These are generic computer functions (i.e., "screening memory cells for defect based on determining of an error rate) that are well-understood, routine, and conventional activities previously known to the industry. The claim also recites a device, a logic circuit, and computer storage medium (as in independent claims 1 and 8), which do not add meaningful limitations to the idea of intermediated settlement beyond generally linking the system to a particular technological environment, that is, implementation via computers. The claim docs not amount to significantly more than the underlying abstract idea of intermediated settlement. Therefore, claim 1 and 8 are rejected for similar reasons. Dependent claims do not add anything significantly more to the independent claims and Therefore, are rejected as well. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AJA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless - (a) (1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 2, 8, and 15-17 are rejected under 35 U.S.C. 102(a) (1) as being anticipated by Hashimoto (U.S. PN: 9,032,264). As per claim 1: Hashimoto substantially teaches or discloses a device, comprising: memory cells and a logic circuit coupled to the memory cells (see figure 1 and col. 3, lines 30-67 to col. 4, lines 1-7) and configured to: monitor an error rate in reading data from the memory cells and, screen the memory cells for defects in response to the error rate (see col. 9, lines 43-62, col. 11, lines 2-67 to col. 12, lines 1-27, col. 17, lines 44-67 to col. Col.18, lines 1-7, col.18, lines 55-67 to col. 19, lines 1-48 and col. 29, lines 41-67 to col. 30, lines 1-67). As per claim 2: Hashimoto in view of the above rejection teaches wherein the memory cells comprise of a flash memory of a memory system that is a solid-state drive; and the memory system communicates with a host system over a communication channel in accordance with a communication protocol for peripheral component interconnect express bus (see figure 1 and col. 3, lines 30-67 to col. 4, lines 1-7). As per claim 8: Hashimoto substantially teaches or discloses a non-transitory computer storage medium storing instructions which, when executed by a memory system having memory cells, and a logic circuit, cause the logic circuit (see figure 1 and col. 3, lines 30-67 to col. 4, lines 1-7) to perform a method, the method comprising: determining if an error rate in reading data from memory cells of the memory system is above a threshold; and in response to the error rate being above a threshold, screening the memory cells for defective memory (see col. 9, lines 43-62, col. 11, lines 2-67 to col. 12, lines 1-27, col. 17, lines 44-67 to col. Col.18, lines 1-7, col.18, lines 55-67 to col. 19, lines 1-48 and col. 29, lines 41-67 to col. 30, lines 1-67). As per claim 15: Hashimoto substantially teaches or discloses a method comprising: determining an error rate in reading data from memory cells of the memory system; and in response to the error rate being above the threshold, screening the memory cells for defective memory cells (see col. 9, lines 43-62, col. 11, lines 2-67 to col. 12, lines 1-27, col. 17, lines 44-67 to col. Col.18, lines 1-7, col.18, lines 55-67 to col. 19, lines 1-48 and col. 29, lines 41-67 to col. 30, lines 1-67). As per claim 16: Hashimoto in view of the above rejection teaches where in the memory cells comprise of a flash memory (see figure 1 and col. 3, lines 30-67 to col. 4, lines 1-7). As per claim 17: Hashimoto in view of the above rejection teaches wherein the memory system is a solid- state drive (see figure 1 and col. 3, lines 30-67 to col. 4, lines 1-7). Allowable Subject Matter Claims 3-7, 9-14, and 18-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. However, such an allowance is conditioned on the resolution of all of the identified rejections based upon 35 U.S.C. 112 and 35 USC 101, in the base and intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kantipudi (U.S. PN: 10,446,25) teaches a method of screening for configuration-related defects in integrated circuits is provided. To detect configuration defects, test pattern configuration data and error correction data for that test pattern are loaded into configuration memory. Existing cyclic redundancy check circuitry on the integrated circuit is recruited to compute check-sum signatures based on the data stored in each frame of the memory array. Defects in configuration memory cells and configuration-related circuitry are identified by comparing the error correction data of frame to the computed check-sum signature of a frame. Localized freezing of programmable logic associated with configuration memory is optionally applied to eliminate data contention and ensure maximum coverage of the memory array during screening. Several test patterns of configuration data are also provided. Lee et al. (US 2017/0098478) teach a method provided in order to test word line failure of a non-volatile memory device. An example of the method includes performing a failure screening of the non-volatile memory device, wherein the non-volatile memory device comprises one or more word line; identifying a point of failure located between a first word line and a second word line; and marking the first word line and the second word line as a single word line in response to identifying the point of failure between the first word line and the second word line. Navon et al. (U.S. PN: 9,483,339) describe programming a sample population of memory cells with test data; subsequently reading the sample population of memory cells to obtain read data; comparing the read data and the test data to identify a number of bad bits in the read data; calculating a bit error rate for the sample population from the number of bad bits in the sample population; and extrapolating the calculated bit error rate to user data stored in memory cells outside the sample population (see col. 3, lines 43-52). Frayer et al. (U.S. PN: 8976609) describe depending on the circumstances, bad regions may include a single word line or a group (e.g., a plurality) of word lines. In various circumstances, the bad regions may be completely unusable as-manufactured, may have been manufactured with defects such that they failed a burn-in test, may have an unacceptably high bit error rate (BER), and/or have a combination of these problems. In addition, in some embodiments, the bad regions are sub-units of the die planes (e.g., the bad regions are blocks of memory, or word lines of memory, or even pages of memory). Cornwell et al. (U.S. PN: 7609561) teach a flash memory package may include any practical number of flash memory dies, such as two, three, four, eight, or sixteen, for example. The flash memory package 110 includes four flash memory dies 115a, 115b, 115c, and 115d. During its manufacture, the flash memory package 110 may be tested. In some implementations, the tests may return test performance, such as a test score, for at least one flash memory die. Based on the test performance, some of the flash memory dies in the package may be identified to be defective according to a set of criterion, such as bit error rate, for example. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Esaw T. Abraham whose telephone number is (571) 272-3812. The examiner can normally be reached on M-F 8am-4PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Albert DeCady can be reached on (571) 272-3819. The fax phone number for the organization where this application or proceeding is assigned is (703) 872-9306. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /ESAW T ABRAHAM/Primary Examiner, Art Unit 2112
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Prosecution Timeline

Jan 16, 2025
Application Filed
Jun 08, 2026
Non-Final Rejection mailed — §101, §102, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
94%
Grant Probability
97%
With Interview (+3.2%)
2y 1m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1082 resolved cases by this examiner. Grant probability derived from career allowance rate.

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