Prosecution Insights
Last updated: August 18, 2026
Application No. 19/028,764

ORTHOPEDIC SURGICAL METHOD AND STRUCTURE FOR SECURING A BONE SCREW TO A BONE

Non-Final OA §102§103§112
Filed
Jan 17, 2025
Priority
Jan 15, 2019 — provisional 62/792,559 +2 more
Examiner
CHANG, OLIVIA C
Art Unit
Tech Center
Assignee
Globus Medical Inc.
OA Round
1 (Non-Final)
84%
Grant Probability
Favorable
1-2
OA Rounds
1y 3m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 84% — above average
84%
Career Allowance Rate
619 granted / 734 resolved
+24.3% vs TC avg
Moderate +13% lift
Without
With
+13.4%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
23 currently pending
Career history
760
Total Applications
across all art units

Statute-Specific Performance

§101
2.4%
-37.6% vs TC avg
§103
36.0%
-4.0% vs TC avg
§102
33.3%
-6.7% vs TC avg
§112
27.2%
-12.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 734 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 10-11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 10 recites “wherein the shank includes a plurality of lobes,” which appears to contradict the limitation of claim 1 “the at least one helical thread having…a minor diameter which is the diameter of an imaginary cylinder that just touches the root of the at least one helical thread”. Examiner has withdrawn these claims from examination. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-8, 12, 14, 16-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Lightcap et al. (US 2013/0172902), hereinafter “Lightcap”. Regarding claim 1, Lightcap discloses a system (200) for securing a bone screw to a bone in a surgical procedure comprising: an effector (210) coupled to a machining element and a drive device of a surgical robot (FIG. 2), the effector capable to form a pilot hole (FIG. 4) including a plurality of lobes into the bone; and a surgical screw (110) configured to be driven into the pilot hole, wherein the surgical screw comprises a cylindrical shank section (FIG. 1), the shank section having at least one helical thread (at 110a, FIG. 1) for engaging bone material, the at least one helical thread having the major thread diameter that is the diameter of an imaginary coaxial cylinder that just touches the crest of the at least one helical thread and a minor diameter which is the diameter of an imaginary cylinder that just touches the root of the at least one helical thread (FIG. 1), wherein each lobe of the plurality of lobes projects radially outward from a center of the pilot hole and the pilot hole includes curvilinear concave vertices formed between each lobe of the plurality of lobes providing purchase areas for the surgical screw, wherein the plurality of lobes are sized and shaped to provide an open space between a major thread diameter of a surgical screw and a most radially outward portion of a respective end of each lobe (this statement is being interpreted as an intended use statement - the lobes are not positively recited; there is no reason that the effector disclosed in the prior art is not capable of forming a pilot hole including a plurality of lobes that project outward and are sized and shaped to provide an open space). Regarding claim 2, Lightcap discloses the system of claim 1, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each lobe is sufficient for the insertion of a bone inducing growth material (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 3, Lightcap discloses the system of claim 1, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each lobe is sufficient for the insertion of a plurality of bone fragments (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 4, Lightcap discloses the system of claim 1, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each of the plurality of lobes is at least one eighth of an inch (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 5, Lightcap discloses the system of claim 1, wherein each of the plurality of lobes are spaced at substantially equal angles with respect to each other (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 6, Lightcap discloses the system of claim 1, wherein the pilot hole includes at least three lobes (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 7, Lightcap discloses the system of claim 1, wherein the pilot hole includes at least four lobes (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 8, Lightcap discloses the system of claim 1, wherein the shank portion is tapered at a distal end thereof (FIG. 1). Regarding claim 12, Lightcap discloses the system of claim 1, wherein the surgical screw is a pedicle screw (FIG. 1). Regarding claim 14, Lightcap discloses the system of claim 1, wherein the surgical screw is a mono-axial pedicle screw (FIG. 1). Regarding claim 16, Lightcap discloses a system (200) for securing a bone screw comprising: an effector (210) capable to form a pilot hole (FIG. 4) including a plurality of lobes into the bone; and a surgical screw (110) capable to be driven into the pilot hole, wherein the surgical screw comprises a cylindrical shank section (at 110a, FIG. 1), the shank section having at least one helical thread (at 110a, FIG. 1) for engaging bone material, the at least one helical thread having the major thread diameter that is the diameter of an imaginary coaxial cylinder that just touches the crest of the at least one helical thread and a minor diameter which is the diameter of an imaginary cylinder that just touches the root of the at least one helical thread (FIG. 1), wherein the plurality of lobes can be sized and shaped to provide an open space between a major thread diameter of a surgical screw and a most radially outward portion of a respective end of each lobe (this statement is being interpreted as an intended use statement - the lobes are not positively recited; there is no reason that the effector disclosed in the prior art is not capable of forming a pilot hole including a plurality of lobes that are sized and shaped to provide an open space). Regarding claim 17, Lightcap discloses the system of claim 16, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each lobe is sufficient for the insertion of a bone inducing growth material (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 18, Lightcap discloses the system of claim 16, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each lobe is sufficient for the insertion of a plurality of bone fragments (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 19, Lightcap discloses the system of claim 16, wherein the open space between the major thread diameter and the most radially outward portion of a respective end of each of the plurality of lobes is at least one eighth of an inch (this statement is being interpreted as an intended use statement in accordance with above). Regarding claim 20, Lightcap discloses the system of claim 16, wherein each of the plurality of lobes are spaced at substantially equal angles with respect to each other (this statement is being interpreted as an intended use statement in accordance with above). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 9, 13, 15 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lightcap. Lightcap discloses the system of claim 1, except wherein the surgical screw is self-tapping, polyaxial, and the helical thread includes two different thread pitches along the length of the helical thread. These are all well known in the art as common variations of pedicle screws. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the invention, to form the screw of Lightcap to be self-tapping, polyaxial, and having two different thread pitches along its length, to produce predictable results. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLIVIA C CHANG whose telephone number is (571) 270-5017. The examiner can normally be reached Monday-Friday, 7:30AM-5:00PM. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, KEVIN TRUONG, at (571) 272-4705. The fax phone number for the organization where this application or proceeding is assigned is 571 -273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, seehttp://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /OLIVIA C CHANG/Primary Examiner, Art Unit 3775
Read full office action

Prosecution Timeline

Jan 17, 2025
Application Filed
Jul 17, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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SYSTEMS AND METHODS FOR PREPARING A PROXIMAL TIBIA
2y 5m to grant Granted Jul 21, 2026
Patent 12661163
BONE PLATE WITH FORM-FITTING VARIABLE-ANGLE LOCKING HOLE
5y 1m to grant Granted Jun 23, 2026
Patent 12653588
EXPANDABLE IMPLANT, IMPLANT SYSTEM, KIT OF PARTS FOR ASSEMBLING AN EXPANDABLE IMPLANT, AND METHOD OF PLACING AN IMPLANT IN A BONE
3y 5m to grant Granted Jun 16, 2026
Patent 12653590
DETACHABLE BONE FIXATION DEVICE AND RELATED METHODS
3y 0m to grant Granted Jun 16, 2026
Patent 12653587
MAXILLARY EXPANDER AND PROTRACTION DEVICE
2y 6m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
84%
Grant Probability
98%
With Interview (+13.4%)
2y 10m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 734 resolved cases by this examiner. Grant probability derived from career allowance rate.

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