Prosecution Insights
Last updated: April 18, 2026
Application No. 19/029,522

METHODS AND SYSTEM OF SUBBLOCK TRANSFORM FOR VIDEO CODING

Non-Final OA §103§DP
Filed
Jan 17, 2025
Examiner
RAHAMAN, SHAHAN UR
Art Unit
2426
Tech Center
2400 — Computer Networks
Assignee
BEIJING DAJIA INTERNET INFORMATION TECHNOLOGY CO., LTD.
OA Round
1 (Non-Final)
76%
Grant Probability
Favorable
1-2
OA Rounds
2y 11m
To Grant
88%
With Interview

Examiner Intelligence

Grants 76% — above average
76%
Career Allow Rate
479 granted / 633 resolved
+17.7% vs TC avg
Moderate +13% lift
Without
With
+12.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 11m
Avg Prosecution
51 currently pending
Career history
684
Total Applications
across all art units

Statute-Specific Performance

§101
4.7%
-35.3% vs TC avg
§103
50.0%
+10.0% vs TC avg
§102
14.7%
-25.3% vs TC avg
§112
15.1%
-24.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 633 resolved cases

Office Action

§103 §DP
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Following prior arts are considered pertinent to applicant's disclosure. BROSS ET AL: "Versatile Video Coding (Draft 5}", - 14. JVET MEETING; 20190319 - 20190327; GENEVA; (THE JOINT VIDEO EXPLORATION TEAM OF ISO/IEC JTC1/SC29/;WG11 AND ITU-T SG. 16},, no. JVET-N1001-v8; JVET-N1001 11 June 2019 (2019-06-11) US 20120308148 A1 (Kim) US 20180288437 A1 (Hsiang) Zhao et al. "CEG: ROT-like sub-block transform for inter blocks (Test 6.4.4)", 13. JVET MEETING; 20190109 - 20190118: MARRAKECH: (THE JOINT VIDEO EXPLORATION TEAM OF ISO/IEC JTC1/SC29/WG11 AND ITU-T SG.16 },, no. JVET-MO0141 11 January 2019 US 20130034152 A1 (claim 48, para 291) US 20220094939 A1 (Chuang) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries set forth in Graham v. John Deere Co., 383 U.S. 1, 148 USPQ 459 (1966), that are applied for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3, 5-7, 9-11, 13-15, 17-19 are rejected under 35 U.S.C. 103 as being unpatentable over Bross in view of Kim in view of Hsiang. Regarding Claim 1: Bross teaches a method of video encoding, comprising: determining, a first syntax element associated with a coding unit, wherein the syntax element indicates whether there exists at least one non-zero transform coefficient in the coding unit: [(cu_sbt_flag it set cu_sbt_pos_flag, page 114, page 57; page “ NOTE – : When subblock transform is used, a coding unit is split into two transform units; one transform unit has residual data, the other does not have residual data.”, meaning use of subblock transform or indicate the coding unit already have non-zero value that will be going to the first subblock after the split; meaning use of subblock transform already indicate there’s non-zero value that will be going to the first subblock after the split)] , receiving a second syntax element indicating whether the coding unit is coded with a sub-block transform (SBT) [(cu_sbt_flag it set cu_sbt_pos_flag, page 114, section 7.4.8.5, page 57)] mode: in response to determing the second syntax element indicating that the coding unit is coded with the SBT mode, for a first transform unit of a plurality of transform units partitioned from the coding unit [(page 114, NOTE – : When subblock transform is used, a coding unit is split into two transform units; one transform unit has residual data, the other does not have residual data.)] , determining, a third syntax element [(tu_cbf_cb, page 118 section 7.4.8.10, page 114)] associated with a first chroma component of the first transform unit to indicate whether all transform coefficients of the first chroma component are zeros, determining a fourth syntax element [(tu_cbf_cr, page 118, page 114)] associated with a second chroma component of the first transform unit to indicate whether all transform coefficients of the second chroma component are zeros, and the third and fourth syntax elements is equal to one [(page 118 tu_cbf_cr; tu_cbf_cb; tu_cbf_luma are three separate syntax representing non-zero/zero status of three separate component. At a given time when tu_cbf_luma is used any or both chroma component can be non-zero i.e. tu_cbf_cr and/or tu_cbf_cb is non-zero)] determining a fifth syntax element [(tu_cbf_luma, page 118, page 114)] associated with luma component of the first transform unit to indicate whether all transform coefficients of the luma component are zeros, wherein the first transform unit includes non-zero transform coefficients [(page 114, NOTE – : When subblock transform is used, a coding unit is split into two transform units; one transform unit has residual data, the other does not have residual data.)] encoding at least one of the first syntax element, the second syntax element, the third syntax element, the fourth syntax element and the fifth syntax element into a video bitstream [(page 114, syntax element means they are encoded in the bitstream)] Bross does not explicitly show a first syntax element associated with a coding unit, wherein the first syntax element indicates whether there exists at least one non-zero transform coefficient in the coding unit: (in another way Bross does not teaches a separate/first syntax elements from the second syntax element for this; please note the reasonable interpretation of “first”, “second” etc. means they represents separate syntax elements) in response to determining the first syntax element indicating that there exists at least one non-zero transform coefficient in the coding unit, determining a second syntax element However, in the same/related field of endeavor, Kim teaches receiving, from a bitstream, a first syntax element associated with a coding unit, wherein the first syntax element indicates whether there exists at least one non-zero transform coefficient in the coding unit: in response to determining the first syntax element indicating that there exists at least one non-zero transform coefficient in the coding unit, determining a second syntax element [(Kim “after encoding the flag indicating whether or not the non-zero transform coefficients exist within all blocks of the three components (Y, U, V), the transform type may be encoded only when the non-zero transform coefficient exists, and then, the flags indicating whether or not the non-zero transform coefficient exists within the subblocks of the respective chroma components may be encoded, respectively.” {para 154}; also see para 153)] Therefore, in light of above discussion it would have been obvious to one of the ordinary skill in the art, before the effective filing date of the claimed invention, to combine the teaching of the prior arts because such combination would provide predictable result with no change of their respective functionalities. Bross in view of Kim is also silent about if the fifth syntax element (for luma component) is analyzed when at least when at least one of the third and fourth syntax elements (for chroma components) is equal to one However, in the same/related field of endeavor, Hsiang teaches the fifth syntax element (for luma component) is analyzed when at least when at least one of the third and fourth syntax elements (for chroma components) is equal to one [(Fig.2 step 275 and 280; para 62-65)] Therefore, in light of above discussion it would have been obvious to one of the ordinary skill in the art, before the effective filing date of the claimed invention, to combine the teaching of the prior arts because such combination would provide predictable result with no change of their respective functionalities. Regarding Claim 9: This is claiming decoding with limitations corresponds to claim 1. The additional limitations are taught as follows receiving a fifth syntax element associated with a luma component of the first transform unit to indicate whether all transform coefficients of the luma component are zeros only when at least one of the third and fourth syntax elements is equal to one, wherein the third syntax element and the fourth syntax element are received before the fifth syntax element, and the first transform unit includes non-zero transform coefficients [(Hsiang Fig.2 step 275 and 280; para 62-65)] ; and setting transform coefficients of luma and chroma components of rest of the plurality of transform units to zeros. [(Bross page 114, NOTE – : When subblock transform is used, a coding unit is split into two transform units; one transform unit has residual data, the other does not have residual data.)] Regarding Claims 17: See analysis of claims 1 and see Hsiang para 67, 107 Bross additionally teaches with respect to claim 2. The method of claim 1, wherein the first transform unit is the only one of the plurality of transform units that includes non-zero transform coefficients.[[(page 114 “NOTE – : When subblock transform is used, a coding unit is split into two transform units; one transform unit has residual data, the other does not have residual data.”)] Bross in view of Kim in view of Hsiang additionally teaches with respect to claim 5. A computing device, comprising: one or more processors; memory coupled to the one or more processors; and a plurality of programs stored in the memory that, when executed by the one or more processors, cause the computing device to perform operations of the method of claim 1. [(This is describing a common way to implement video encoding in the art, such as in a generic computer as shown in Hsiang para 107-108)] Regarding Claims 3, 7: Hsiang teaches setting the fifth syntax element to one when both the third and fourth syntax elements are zeros. [(Hsiang para 64)] Bross additionally teaches with respect to claim 6. The computing device of claim 5, wherein the first transform unit is an only one of the plurality of transform units that includes non-zero transform coefficients. [(see claim 2)] Regarding Claims 10-11, 13-15, 18-19: See analysis of claims 2, 3 & 5 Claims 4, 8, 12, 16, 20 are rejected under 35 U.S.C. 103 as being unpatentable over Bross in view of Kim in view of Hsiang in view of Zhao. Regarding Claim 4, 12, 16, 20 Bross teaches the coding unit is portioned into a ternary tree partition shceme that divides a coding unit into tree transform units, it also teaches zeroing other in a binary split [(Fig.7-1 pages 108 & page 114 the “NOTE”)] Bross in view of Kim in view of Hsiang does not explicitly show wherein the transform coefficients of two of the tree transform unit are set to zeros However, in the same/related field of endeavor, Zhao teaches the transform coefficients of two of the tree transform unit are set to zeros [(Zhao section 1.3)] Therefore, in light of above discussion it would have been obvious to one of the ordinary skill in the art, before the effective filing date of the claimed invention, to combine the teaching of the prior arts because such combination would provide predictable result with no change of their respective functionalities. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the claims at issue are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); and In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on a nonstatutory double patenting ground provided the reference application or patent either is shown to be commonly owned with this application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The USPTO internet Web site contains terminal disclaimer forms which may be used. Please visit http://www.uspto.gov/forms/. The filing date of the application will determine what form should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to http://www.uspto.gov/patents/process/file/efs/guidance/eTD-info-I.jsp. Claims 1-8 and 17-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 17 and 1-4 of U.S. Patent No. 12238337. Although the claims at issue are not identical, they are not patentably distinct from each other. Instant claims 1 and 17 are anticipated by patented claim 17. While the dependent claims 2-8 and 18-20 are obvious variations of claim 17 and claims 1-4 Claims 9-16 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-4 of U.S. Patent No. 12238337 in view of Hsiang. Although the claims at issue are not identical, they are not patentably distinct from each other. Patented claim 1 teaches instant claim 9 except receiving a fifth syntax element only when at least one of the third and fourth syntax elements is equal to one, wherein the third syntax element and the fourth syntax element are received before the fifth syntax element, and the first transform unit includes non-zero transform coefficients. However, this is taught by Hsiang Fig.2 step 275 and 280; para 62-65. Therefore, in light of above discussion it would have been obvious to one of the ordinary skill in the art, before the effective filing date of the claimed invention, to combine the teachings with no change of their respective functionalities. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Shahan Rahaman whose telephone number is (571)270-1438. The examiner can normally be reached on 7am - 3:30pm. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nasser Goodarzi can be reached at telephone number (571) 272-4195. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of an application may be obtained from Patent Center. Status information for published applications may be obtained from Patent Center. Status information for unpublished applications is available through Patent Center for authorized users only. Should you have questions about access to Patent Center, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) Form at https://www.uspto.gov/patents/uspto-automated- interview-request-air-form. /SHAHAN UR RAHAMAN/Primary Examiner, Art Unit 2426
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Prosecution Timeline

Jan 17, 2025
Application Filed
Mar 31, 2026
Non-Final Rejection — §103, §DP (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
76%
Grant Probability
88%
With Interview (+12.6%)
2y 11m
Median Time to Grant
Low
PTA Risk
Based on 633 resolved cases by this examiner. Grant probability derived from career allow rate.

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