Prosecution Insights
Last updated: May 29, 2026
Application No. 19/033,772

QUERY EXECUTION VIA COMMUNICATION WITH A DATA LAKEHOUSE PLATFORM VIA A DATA STORAGE COMMUNICATION PROTOCOL

Final Rejection §DOUBLEPATENT
Filed
Jan 22, 2025
Priority
Jan 31, 2023 — provisional 63/482,504 +4 more
Examiner
TO, BAOQUOC N
Art Unit
2154
Tech Center
2100 — Computer Architecture & Software
Assignee
Ocient Holdings LLC
OA Round
2 (Final)
90%
Grant Probability
Favorable
3-4
OA Rounds
1y 3m
Est. Remaining
98%
With Interview

Examiner Intelligence

Grants 90% — above average
90%
Career Allowance Rate
854 granted / 950 resolved
+34.9% vs TC avg
Moderate +8% lift
Without
With
+8.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
24 currently pending
Career history
982
Total Applications
across all art units

Statute-Specific Performance

§101
11.1%
-28.9% vs TC avg
§103
45.4%
+5.4% vs TC avg
§102
23.7%
-16.3% vs TC avg
§112
6.6%
-33.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 950 resolved cases

Office Action

§DOUBLEPATENT
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continuity/reexam data Parent data 18403002 filed 01/03/2024 ,now U.S. Patent #12271381 Claims Priority from Provisional Application 63482485 , filed 01/31/2023 18403002 Claims Priority from Provisional Application 63482497 , filed 01/31/2023 18403002 Claims Priority from Provisional Application 63482504 , filed 01/31/2023 Child data 19055801 filed on 02/18/2025 is a Continuation of 18403002 , filed on 01/03/2024 ,now U.S. Patent #12271381 19032973 filed on 01/21/2025 is a Continuation in Part of 18403002 , filed on 01/03/2024 ,now U.S. Patent #12271381 19032908 filed on 01/21/2025 is a Continuation in Part of 18403002 , filed on 01/03/2024 ,now U.S. Patent #12271381 19033772 filed on 01/22/2025 is a Continuation in Part of 18403002 , filed on 01/03/2024 ,now U.S. Patent #12271381 Foreign data No foreign data information (*) - Request to retrieve electronic copy of foreign priority from participating receiving offices. 1. Claims presented for examination: 1-20 Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. 2. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of U.S. Patent No. 12,271,381 A1. Although the claims at issue are not identical, they are not patentably distinct from each other because both application deal with similar subject matter determining a query for execution; generating a query operator execution flow for the query that includes a first at least one operator serially before a second at least one operator; and executing the query to generate a query resultant based on: executing the first at least one operator of the query operator execution flow based on: generating, based on the query, a request for rows in accordance with a data storage communication protocol, wherein the request for rows indicates filtering parameter data; sending the request indicating the filtering parameter data to a data storage system in accordance with the data storage communication protocol, wherein the data storage system stores a plurality of records via a plurality of files in memory resources of an object storage system of the data storage system and further stores configuration data that includes table metadata mapping storage of the plurality of records of a plurality of tables via the plurality of files, executing a record identification pipeline for execution based on applying the filtering parameter data and the configuration data, wherein a proper subset of the plurality of records meeting the filtering parameter data is identified based on executing the record identification pipeline by accessing at least one file of the plurality of files; and receiving a response from the data storage system in accordance with the data storage communication protocol indicating the filtered row set generated by the data storage system as the proper subset of the plurality of records stored by the data storage system that compare favorably to the filtering parameter data based on the data storage system processing the request; and executing the second at least one operator of the query operator execution flow via a plurality of parallelized nodes of a query execution plan based on: processing the filtered row set indicated in the response in accordance with the second at least one operator to produce the query resultant based on multiple nodes of the plurality of parallelized nodes each processing corresponding subsets of the filtered row set in parallel with other ones of the multiple nodes. The instant application includes wherein a metadata processing system of the data storage system generates a filtered row set in conjunction with processing the request for rows. While the 381 also include the data object system and wherein the object storage system processes the request to generated filtered row set via processing the request for row. Therefore, it would have been obvious to one ordinary skill in the art to modify the 381 to arrive the same invention was claimed. Allowable Subject Matter 4. Claims 1-20 are will be allowed when applicant(s) has overcome the Obviouness Double Patenting rejection. The following is a statement of reasons for the indication of allowable subject matter: As to claims 1 and 19-20, cited reference Surna alone or in combination fails to teach or suggest “determining a query for execution; generating a query operator execution flow for the query that includes a first at least one operator serially before a second at least one operator; and executing the query to generate a query resultant based on: executing the first at least one operator of the query operator execution flow based on: generating, based on the query, a request for rows in accordance with a data storage communication protocol, wherein the request for rows indicates filtering parameter data; sending the request indicating the filtering parameter data to a data storage system in accordance with the data storage communication protocol, wherein the data storage system stores a plurality of records via a plurality of files in memory resources of an object storage system of the data storage system and further stores configuration data that includes table metadata mapping storage of the plurality of records of a plurality of tables via the plurality of files, wherein a metadata processing system of the data storage system generates a filtered row set in conjunction with processing the request for rows based on: executing a record identification pipeline for execution based on applying the filtering parameter data and the configuration data, wherein a proper subset of the plurality of records meeting the filtering parameter data is identified based on executing the record identification pipeline by accessing at least one file of the plurality of files; and receiving a response from the data storage system in accordance with the data storage communication protocol indicating the filtered row set generated by the data storage system as the proper subset of the plurality of records stored by the data storage system that compare favorably to the filtering parameter data based on the data storage system processing the request; and executing the second at least one operator of the query operator execution flow via a plurality of parallelized nodes of a query execution plan based on: processing the filtered row set indicated in the response in accordance with the second at least one operator to produce the query resultant based on multiple nodes of the plurality of parallelized nodes each processing corresponding subsets of the filtered row set in parallel with other ones of the multiple nodes. Dependent claims 2-18 are allowed under the same reason as to claim 1. Conclusion 5. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BAOQUOC N TO whose telephone number is (571)272-4041. The examiner can normally be reached Mon-Fri 9AM - 6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Boris Gorney can be reached at 571-270-5626. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BAOQUOC N. TO Examiner Art Unit 2154 /BAOQUOC N TO/ Primary Examiner, Art Unit 2154
Read full office action

Prosecution Timeline

Jan 22, 2025
Application Filed
Oct 02, 2025
Non-Final Rejection mailed — §DOUBLEPATENT
Feb 02, 2026
Response Filed
May 27, 2026
Final Rejection mailed — §DOUBLEPATENT (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12625907
Entity Cards Including Descriptive Content Relating to Entities from a Video
1y 9m to grant Granted May 12, 2026
Patent 12613923
METHOD AND APPARATUS FOR ENCAPSULATING IMAGES IN A FILE
2y 1m to grant Granted Apr 28, 2026
Patent 12613906
HIGH-SPEED SEARCH MATCHING METHOD FOR LARGE-SCALE HETEROGENEOUS DATABASES
1y 6m to grant Granted Apr 28, 2026
Patent 12596744
MULTIMODAL SEARCH ON WEARABLE SMART DEVICES
1y 4m to grant Granted Apr 07, 2026
Patent 12561362
INFORMATION PROCESSING APPARATUS, INFORMATION PROCESSING METHOD, AND PROGRAM
1y 4m to grant Granted Feb 24, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
90%
Grant Probability
98%
With Interview (+8.0%)
2y 7m (~1y 3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 950 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month