Prosecution Insights
Last updated: October 02, 2026
Application No. 19/034,012

PHASE SHIFTER AND WAVELENGTH SELECTOR

Non-Final OA §102
Filed
Jan 22, 2025
Priority
Jan 26, 2024 — JP 2024-010215
Examiner
PARBADIA, BALRAM T
Art Unit
Tech Center
Assignee
Sumitomo Electric Industries Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
412 granted / 551 resolved
+14.8% vs TC avg
Strong +20% interview lift
Without
With
+20.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 8m
Avg Prosecution
33 currently pending
Career history
574
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
58.6%
+18.6% vs TC avg
§102
32.7%
-7.3% vs TC avg
§112
7.3%
-32.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 551 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers required by 37 CFR 1.55. Information Disclosure Statement The information disclosure statement (IDS) submitted on 01/30/2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1, 4, and 5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Canoglu et al. (2023/0113820). Regarding claim 1, Canoglu discloses a phase shifter (Figure 1, 100, tunable solid-state laser device) comprising: a substrate (114, silicon substrate); an optical waveguide (124, coupling waveguide portion) disposed in a vertical direction with respect to the substrate (Figure 1 depicts 124, coupling waveguide portion, is disposed in a vertical direction with respect to the left hand side of 114, silicon substrate); a first temperature measuring element (134, first ring-temperature sensor) and a second temperature measuring element (136, second ring-temperature sensor) disposed in a horizontal direction with respect to the optical waveguide (Figure 1 depicts 134, first ring-temperature sensor, and 136, second ring-temperature sensor, are disposed on either side of 124, coupling waveguide portion, the sides are interpreted as being in a horizontal direction), and disposed to sandwich the optical waveguide between the first temperature measuring element and the second temperature measuring element (Figure 1); and a heating element (130, first heater) disposed in the vertical direction with respect to the optical waveguide, the first temperature measuring element, and the second temperature measuring element (Figure 1 depicts 130, first heater, is disposed in a vertical direction with respect to the "U" portion of 124, coupling waveguide portion, 134, first ring-temperature sensor, and 136, second ring-temperature sensor). [AltContent: arrow][AltContent: textbox (Horizontal Direction)][AltContent: textbox (Vertical Direction)][AltContent: arrow][AltContent: arrow][AltContent: arrow] PNG media_image1.png 492 623 media_image1.png Greyscale Figure A: Annotated Figure 1 of Canoglu et al. Regarding claim 4, Canoglu discloses the phase shifter according to claim 1, wherein one end of the first temperature measuring element is connected to one end of the second temperature measuring element (Examiner interprets 134, first ring-temperature sensor, and 136, second ring-temperature sensor, to be indirectly connected to each other). Regarding claim 5, Canoglu discloses a wavelength selector comprising: the phase shifter according to claim 1 (at least [0041, 0043, 0113]). Allowable Subject Matter Claims 2 and 3 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the prior art fails to teach the limitations of claims 2 and 3, along with the structural limitations positively recited in claim 1, in a manner that would be appropriate under 35 U.S.C. 102 or 103. Regarding claim 2, the prior art fails to teach the specific configuration of the elements. Regarding claim 3, although Canoglu teaches the phase shifter according to claim 1, wherein the optical waveguide is made of silicon (at least [0043, 0053, 0064, 0070]), the prior art fails to teach the first temperature measuring element and the second temperature measuring element are made of salicide. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Roth (2020/0209655), Guzzon (10,571,723), Celo (2017/0315424), Zhang (2016/0124251), Creazzo (2013/0235890), Carothers (2010/0054653), Chu (7,583,879), Yan (2009/0087138), Hu (2008/0075132), McDonald (2007/0230855), Deacon (6,393,185), Imoto (7,970,713) disclose relevant optical devices. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BALRAM T PARBADIA whose telephone number is (571)270-0602. The examiner can normally be reached 9:00 am - 5:00 pm, Monday - Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bumsuk Won can be reached at (571) 272-2713. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /BALRAM T PARBADIA/Primary Examiner, Art Unit 2872
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Prosecution Timeline

Jan 22, 2025
Application Filed
Aug 20, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
95%
With Interview (+20.2%)
2y 8m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 551 resolved cases by this examiner. Grant probability derived from career allowance rate.

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