Prosecution Insights
Last updated: October 02, 2026
Application No. 19/038,713

METHODS AND APPARATUS FOR DECODING ENCODED HOA SIGNALS

Non-Final OA §DP
Filed
Jan 28, 2025
Priority
Jul 11, 2013 — EU 13305986.5 +9 more
Examiner
MONIKANG, GEORGE C
Art Unit
Tech Center
Assignee
Dolby Laboratories Licensing Corporation
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 4m
Est. Remaining
82%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
739 granted / 981 resolved
+15.3% vs TC avg
Moderate +7% lift
Without
With
+7.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
29 currently pending
Career history
1004
Total Applications
across all art units

Statute-Specific Performance

§101
4.2%
-35.8% vs TC avg
§103
65.0%
+25.0% vs TC avg
§102
21.4%
-18.6% vs TC avg
§112
3.6%
-36.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 981 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claim 1 of 19/038,713 A method for decoding a Higher Order Ambisonics (HOA) representation, the method comprising: receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; extracting a previous gain value from the encoded bitstream; perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; for each normalised coefficient domain signal: receiving exponent side information; and determining a transition vector based on the exponent side information, the previous gain value, and a function ƒ(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determining an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal. Claim 1 of 11863958 A method for decoding a Higher Order Ambisonics (HOA) representation, the method comprising: perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalized coefficient domain signals; for each normalized coefficient domain signals: receiving exponent side information; determining a transition vector based on the exponent side information, a gain value, and a function f(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determining an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal; and outputting the output de-normalised vector. Claim 4 of 19/038,713 An apparatus for decoding a Higher Order Ambisonics (HOA) representation, the apparatus comprising: a first receiver for receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; a first extractor for extracting a previous gain value from the encoded bitstream; a first processing unit for perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; and a second processing unit configured to, for each normalised coefficient domain signal: receive exponent side information; and determine a transition vector based on the exponent side information, the previous gain value, and a function ƒ(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determine an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal. Claim 7 of 11863958 An apparatus for decoding a Higher Order Ambisonics (HOA) representation, the apparatus comprising: a first processing unit for perceptually decoding a plurality of PCM encoded coefficient domain signals to determine normalized coefficient domain signals; and a second processing unit configured to, for each normalized coefficient domain signal: receiving exponent side information; determining a transition vector based on the exponent side information, a gain value, and a function f(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determining an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal; and outputting the output de-normalised vector. Claims 1 & 4 of application number 19/038,713 (hereinafter referred to as ‘713) are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1 & 7 of U.S. Patent No. 11863958 (hereinafter referred to as ‘958). Although the claims at issue are not identical, they are not patentably distinct from each other because ‘713 claims 1 & 4 are obvious various wordings of ‘958 claims 1 & 7. Claim 1 of 19/038,713 A method for decoding a Higher Order Ambisonics (HOA) representation, the method comprising: receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; extracting a previous gain value from the encoded bitstream; perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; for each normalised coefficient domain signal: receiving exponent side information; and determining a transition vector based on the exponent side information, the previous gain value, and a function ƒ(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determining an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal. Claim 1 of 11540076 A method for decoding a Higher Order Ambisonics (HOA) representation, the method comprising: receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; for each normalised coefficient domain signal: receiving exponent side information; determining a transition vector based on the exponent side information, a previous gain value, and a function f(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; where determining an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal; and outputting the output de-normalised vector. Claim 4 of 19/038,713 An apparatus for decoding a Higher Order Ambisonics (HOA) representation, the apparatus comprising: a first receiver for receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; a first extractor for extracting a previous gain value from the encoded bitstream; a first processing unit for perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; and a second processing unit configured to, for each normalised coefficient domain signal: receive exponent side information; and determine a transition vector based on the exponent side information, the previous gain value, and a function ƒ(l) that is based on: f l = 0.25 cos ⁡ π l L - 1 + 0.75 , where l = 0,1 , 2 , … , L - 1 ; determine an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal. Claim 5 of 11540076 An apparatus for decoding a Higher Order Ambisonics (HOA) representation, the apparatus comprising: a first receiver for receiving, in an encoded bitstream, a plurality of PCM encoded coefficient domain signals of the HOA representation; a first extractor for extracting a previous gain value from the encoded bitstream; a first processing unit for perceptually decoding the plurality of PCM encoded coefficient domain signals to determine normalised coefficient domain signals; and a second processing unit configured to, for each normalised coefficient domain signal: receive exponent side information; determine a transition vector based on the exponent side information, previous gain value, and a function ƒ(l) that is based on: where f l = 0.25 cos ⁡ π l L - 1 + 0.75 , l = 0,1 , 2 , … , L - 1 ; determine an output de-normalised vector by multiplying the transition vector with the normalised coefficient domain signal; and outputting the output de-normalised vector. Claims 1 & 4 of application number 19/038,713 (hereinafter referred to as ‘713) are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1 & 5 of U.S. Patent No. 11540076 (hereinafter referred to as ‘076). Although the claims at issue are not identical, they are not patentably distinct from each other because ‘713 claims 1 & 4 are obvious various wordings of ‘076 claims 1 & 5. Claims 1-4 would be allowable once double patenting rejection is overcome. Contact Any inquiry concerning this communication or earlier communications from the examiner should be directed to GEORGE C MONIKANG whose telephone number is (571)270-1190. The examiner can normally be reached Mon. - Fri., 9AM-5PM, ALT. Fridays off. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Carolyn R Edwards can be reached at 571-270-7136. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GEORGE C MONIKANG/Primary Examiner, Art Unit 2692 09/02/2026
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Prosecution Timeline

Jan 28, 2025
Application Filed
Sep 08, 2026
Non-Final Rejection mailed — §DP (current)

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
82%
With Interview (+7.1%)
3y 0m (~1y 4m remaining)
Median Time to Grant
Low
PTA Risk
Based on 981 resolved cases by this examiner. Grant probability derived from career allowance rate.

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