Prosecution Insights
Last updated: May 29, 2026
Application No. 19/039,586

LITHIUM ION BATTERY AND ELECTRICITY-CONSUMPTION DEVICE

Non-Final OA §103
Filed
Jan 28, 2025
Priority
Feb 02, 2024 — CN 202410147167.4
Examiner
MARTIN, ANGELA J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Hithium Tech Hk Limited
OA Round
3 (Non-Final)
67%
Grant Probability
Favorable
3-4
OA Rounds
2y 7m
Est. Remaining
35%
With Interview

Examiner Intelligence

Grants 67% — above average
67%
Career Allowance Rate
588 granted / 872 resolved
+2.4% vs TC avg
Minimal -32% lift
Without
With
+-32.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 12m
Avg Prosecution
52 currently pending
Career history
950
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
85.3%
+45.3% vs TC avg
§102
12.7%
-27.3% vs TC avg
§112
1.0%
-39.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 872 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicant has amended independent claims 1 and 11. The pending claims are claims 1-20. Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 1/5/2026 has been entered. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over Guo et al., CN 116598572. Regarding claim 1, Guo et al., teaches a lithium ion battery (abstract), comprising: a negative electrode (n0003); a separator (n0063; n0089) disposed on one side of the negative electrode (n0052); a positive electrode (n0009) disposed on one side of the separator (n0063; n0089) facing away from the negative electrode (n0063), wherein the positive electrode comprises a positive active layer (n0013) and a positive current collector layer (n0015), the positive active layer (n0017-n0022) is disposed on a surface of the positive current collector layer (n0015), and the positive active layer comprises a plurality of lithium supplement particles (n0019; n0071); the lithium supplement particle comprises a matrix (interface film) (n0013) and a coating layer (n0012; n0017-n0019; n0052-n0056), the coating layer is disposed on an outer surface of the matrix (n0013; n0052; n0071; n0075) and an electrolyte (n0013; n0064), wherein at least part of the positive electrode and at least part of the negative electrode are immersed in the electrolyte (n0064), the electrolyte comprises a borate-based additive (n0010; n0040), and a mass fraction w1 of the borate-based additive in the electrolyte satisfies 0.1% to 5% (n0025), wherein a chemical formula of the matrix is LigCoOa (n0020-0021). Guo et al., does not teach 0.4 < axw3/w1 <0.85a mass fraction of the lithium supplement particles in the positive active layer is w3, and a claimed plane shrinkage rate of the matrix; an area defined by an inner contour of the coating layer in a cross-section of the positive electrode is S'1, and after the lithium supplement particles release lithium ions, an area defined by an outer contour of the matrix is S2, wherein the plane shrinkage rate a of the matrix satisfies a = (S1-S2)/S1< 100%. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 2, Guo et al., does not teach wherein the plane shrinkage rate a of the matrix satisfies the equation in claim 2. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 3, Guo et al., does not teach wherein the lithium ion battery satisfies 20 < a/w1 < 100. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 4, Guo et al., does not teach wherein the mass fraction w3 of the lithium supplement particles in the positive active layer satisfies equation. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 5, Guo et al., does not teach wherein a plurality of lithium supplement particles are in a cross-section of the positive electrode under a 5K magnification and within a rectangular area of 22um x 15um; a sum of areas defined by inner contours of a plurality of coating layers is S3, and after the lithium supplement particles release lithium ions, a sum of areas defined by outer contours of a plurality of matrices is S4, wherein a shrinkage area S of the plurality of lithium supplement particles during a lithium supplement process satisfies S = S3-S4, and S satisfies 1.5mS < S/w1 < 8umS. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 6, Guo et al., does not teach wherein the shrinkage area S' of the plurality of lithium supplement particles during the lithium supplement process satisfies 0.1mS < S < 6umS. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 7, Guo et al., teaches wherein the electrolyte further comprises a sulfur- containing additive, vinyl sulfate (n0010), methylene disulfonate (n0010). Guo et al., does not teach wherein a mass fraction w2 of the sulfur-containing additive in the electrolyte satisfies the equation in claim 7. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 8, Guo et al., does not teach wherein in the electrolyte, a ratio of the mass fraction w2 of the sulfur-containing additive to the mass fraction w1 of the borate-based additive satisfies the equation in claim 8. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 9, Guo et al., teaches wherein the borate-based additive is selected from a group consisting of lithium difluoro(oxalato)borate (n0010), lithium bis(oxalate)borate (n0040), lithium tetrafluoroborate (n0040), lithium difluoro(oxalato)borate (n0010), and any combination thereof. Regarding claim 10, Guo et al., teaches wherein the sulfur-containing additive is selected from a group consisting of vinyl sulfate (n0010), methylene disulfonate (n0010), and any combination thereof. Regarding claim 11, Guo et al., teaches an electricity-consumption device (lithium ion battery cells) (n0011; n0014), comprising: a device body and a lithium ion battery (n0014), wherein the battery is configured to supply power to the device body (n0077); and the lithium ion battery (n0111-n0113) comprises a negative electrode (n0052-n0064), a separator (n0063-n0064) disposed on one side of the negative electrode (n0052-n0064), a positive electrode (n0012-n0031) disposed on one side of the separator facing away from the negative electrode (n0063-n0064), and an electrolyte (n0013-n0014; n0088); wherein the positive electrode comprises a positive active layer (n0019-n0022) and a positive current collector layer (n0015-n0016), the positive active layer (n0053-n0055) is disposed on a surface of the positive current collector layer (n0071), and the positive active layer (n0017-n0022) comprises a plurality of lithium supplement particles (n0009; n0019; n0025-n0026); the lithium supplement particle comprises a matrix (interface film) (n0013; n0052) and a coating layer (n0009; n0052-0056), the coating layer is disposed on an outer surface of the matrix (n0013; n0052). Guo et al., does not teach a mass fraction of the lithium supplement particles in the positive active layer is w3, and a plane shrinkage rate of the matrix is a and an area defined by an inner contour of the coating layer in a cross-section of the positive electrode is 1, and after the lithium supplement particles release lithium ions, an area defined by an outer contour of the matrix is 2, wherein the plane shrinkage rate a of the matrix satisfies a = (S1-S2)/S1x 100%; and at least part of the positive electrode and at least part of the negative electrode are immersed in the electrolyte, the electrolyte comprises a borate-based additive, and a mass fraction w1 of the borate-based additive in the electrolyte satisfies the equation in claim 11. However, Guo et al., teaches the same active material electrodes with the same additives. Therefore, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 12, Guo et al., does not teach wherein the plane shrinkage rate alpha of the matrix satisfies the equation in claim 12. However, Guo et al., teaches the same active material electrodes with the same additives. Therefore, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 13, Guo et al., does not teach wherein the lithium ion battery satisfies the equation in claim 13. However, Guo et al., teaches the same active material electrodes with the same additives. Therefore, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 14, Guo et al., teaches wherein the mass fraction w3 of the lithium supplement particles (n0009; n0019); in the positive active layer satisfies 0.1% to 5% (n0025-n0026). Regarding claim 15, Guo et al., does not teach wherein a plurality of lithium supplement particles are in a cross-section of the positive electrode under a 5K magnification and within a rectangular area of 22um x 15um; a sum of areas defined by inner contours of a plurality of coating layers is S3, and after the lithium supplement particles release lithium ions, a sum of areas defined by outer contours of a plurality of matrices is S4, wherein a shrinkage area S' of the plurality of lithium supplement particles during a lithium supplement process satisfies S = S3-S4, and S satisfies 1.5um2 < S/w1 < 8um2. However, Guo et al., teaches the same active material electrodes with the same additives. Therefore, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 16, “wherein the shrinkage area S of the plurality of lithium supplement particles during the lithium supplement process” is a product-by-process. "[E]ven though product-by-process claims are limited by and defined by the process, determination of patentability is based on the product itself. The patentability of a product does not depend on its method of production. If the product in the product-by-process claim is the same as or obvious from a product of the prior art, the claim is unpatentable even though the prior product was made by a different process." In re Thorpe, 777 F.2d 695, 698, 227 USPQ 964, 966 (Fed. Cir. 1985). Regarding claim 17, Guo et al., teaches wherein the electrolyte (n0010; n0013) further comprises a sulfur-containing additive (n0010; n0040), wherein a mass fraction w2 of the sulfur-containing additive in the electrolyte satisfies 2% (n0025). Regarding claim 18, Guo et al., does not teach wherein in the electrolyte, a ratio of the mass fraction w2 of the sulfur-containing additive to the mass fraction w1 of the borate-based additive satisfies equation in claim 18. However, Guo et al., teaches the same active material electrodes with the same additives. Therefore, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). Regarding claim 19, Guo et al., teaches wherein the borate-based additive is selected from a group consisting of lithium difluoro(oxalato)borate (n0010), lithium bis(oxalate)borate (n0040), lithium tetrafluoroborate (n0040), lithium difluoro(oxalato)borate (n0010), and any combination thereof. Regarding claim 20, Guo et al., teaches wherein the sulfur-containing additive is selected from a group consisting of vinyl sulfate (n0010), methylene disulfonate (n0010), and any combination thereof. Response to Arguments Applicant’s arguments with respect to claim(s) 1-20 have been considered but are moot because the new ground of rejection does not rely on any reference applied in the prior rejection of record for any teaching or matter specifically challenged in the argument. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANGELA J MARTIN whose telephone number is (571)272-1288. The examiner can normally be reached 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANGELA J. MARTIN Examiner Art Unit 1727 /ANGELA J MARTIN/Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jan 28, 2025
Application Filed
May 07, 2025
Non-Final Rejection mailed — §103
Jul 29, 2025
Response Filed
Sep 04, 2025
Final Rejection mailed — §103
Dec 02, 2025
Response after Non-Final Action
Jan 05, 2026
Request for Continued Examination
Jan 08, 2026
Response after Non-Final Action
Apr 21, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12631565
Secondary Battery Having Lead Film Including Luminous Material and Method of Inspecting Defects of Secondary Battery
6y 0m to grant Granted May 19, 2026
Patent 12633534
STABLE CATHODE MATERIALS
3y 10m to grant Granted May 19, 2026
Patent 12626926
ELECTRODE WITH FLAME RETARDANT ADDITIVES AND METHOD AND SYSTEMS FOR PREPARATION AND USE
5y 0m to grant Granted May 12, 2026
Patent 12606457
Positive Electrode Active Material Precursor For Secondary Battery, Positive Electrode Active Material, Preparation Methods Thereof, And Lithium Secondary Battery Including The Positive Electrode Active Material
3y 11m to grant Granted Apr 21, 2026
Patent 12609322
BATTERY ACTIVE MATERIAL LAYER WITH CONDUCTIVE ACTIVE MATERIAL PARTICLES
10m to grant Granted Apr 21, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
67%
Grant Probability
35%
With Interview (-32.2%)
3y 12m (~2y 7m remaining)
Median Time to Grant
High
PTA Risk
Based on 872 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month