Prosecution Insights
Last updated: April 19, 2026
Application No. 19/041,040

Electrode for Electrochemical Device Comprising Dry Electrode Film and Method for Manufacturing the Same

Final Rejection §103
Filed
Jan 30, 2025
Examiner
MARTIN, ANGELA J
Art Unit
1727
Tech Center
1700 — Chemical & Materials Engineering
Assignee
LG Energy Solution, Ltd.
OA Round
3 (Final)
68%
Grant Probability
Favorable
4-5
OA Rounds
4y 1m
To Grant
35%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allow Rate
586 granted / 868 resolved
+2.5% vs TC avg
Minimal -32% lift
Without
With
+-32.4%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
81 currently pending
Career history
949
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
64.1%
+24.1% vs TC avg
§102
26.0%
-14.0% vs TC avg
§112
7.9%
-32.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 868 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 11-20 are withdrawn. The pending claims are claims 1-10. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over Yudi et al., US 20210098770. Regarding claim 1, Yudi et al., teaches an electrode (abstract; 0004-0007) for an electrochemical device (abstract; 0017), comprising: a free-standing type electrode film (abstract; 0020; 0031), wherein the free-standing type electrode film comprises an active material (abstract; 0017-0018) and a binder resin (0021; 0025; 0031), wherein the binder resin contained in the free-standing type electrode film has a crystalline structure (0054). Yudi does not teach a crystallinity of 10% or less. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). See In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963). Regarding claim 2, Yudi et al., does not teach wherein the free-standing type electrode film has a tensile elongation of 2% or more and 30% or less. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). See In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963). Regarding claim 3, Yudi et al., does not teach wherein the free-standing type electrode film has a tensile strength of 0.5 Mpa or more and 10.0 Mpa or less in the machine direction (MD). However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). See In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963). Regarding claim 4, Yudi et al., does not teach wherein the free-standing type electrode film (abstract; 0010) has a porosity of 10 to 45%. Regarding claim 5, Yudi et al., teaches wherein the free-standing type electrode film further comprises a conductive material (abstract; 0036; 0039). Regarding claim 6, Yudi et al., does not teach wherein a ratio of the active material : conductive material : a binder resin is 80-98 wt% : 0.5-10 wt% : 0.5-10 wt%. However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). See In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963). Regarding claim 7, Yudi et al., teaches wherein the binder resin comprises one or more of polytetrafluoroethylene (PTFE) (0018; 0040-0041), polyvinylidene fluoride (PVDF) (0040-0041; 0063-004), or polyolefin (0041; 0063). Regarding claim 8, Yudi et al., teaches wherein the conductive material comprises one or more of natural graphite (0061), carbon black (0039; 0061), ketjen black (0071). Regarding claim 9, Yudi et al., teaches further comprising a current collector (0025; 0031; 0053), wherein the free-standing type electrode film (0020; 0031; 0036-0037) is disposed on at least one surface or both surfaces of the current collector (0034; 0051; 0053). Regarding claim 10, Yudi et al., teaches a secondary battery comprising the electrode of claim 1 (0003; 0028). Response to Arguments Applicant's arguments filed 12/22/2025 have been fully considered but they are not persuasive. The Applicant argues that “Yudi does not teach the claimed “crystallinity of 10% or less” and that, “an active material and a binder resin does not necessarily have a crystallinity of 10% or less, refuting the obviousness rejection based on the inherency theory.” However, A prima facie case of obviousness may be made when chemical compounds have very close structural similarities and similar utilities. "An obviousness rejection based on similarity in chemical structure and function entails the motivation of one skilled in the art to make a claimed compound, in the expectation that compounds similar in structure will have similar properties." In re Payne, 606 F.2d 303, 313, 203 USPQ 245, 254 (CCPA 1979). See In re Papesch, 315 F.2d 381, 137 USPQ 43 (CCPA 1963). Yudi et al., teaches the same structural free standing electrode film (abstract) where the electrode comprises an active material and a binder resin (0005-0006), as claimed in independent claim 1. The Applicant argues that “the data illustrates that every free-standing type electrode film including an active material and a binder resin does not necessarily have a crystallinity of 10% or less, refuting the obviousness rejection based on the inherency theory.” Additionally, Applicant argues that “even when the composition of the free-standing electrode film is the same, based on the difference in processing conditions the crystallinity will not be necessarily and always arrive at the claimed range.” The Applicant argues that “Yudi only teaches a method including blending and calendaring and is silent in regards to the kneading and pulverizing steps.” However, it is noted claims 1-10 are product claims. It is also noted the method claims are open meaning the transitional phrase is “comprising”. Applicant is remined of MPEP 2111.03 I. Additionally Yudi teaches a method including both kneading and pulverizing steps, because a synonym for kneading is rolling (0031), and a synonym for pulverizing is milling (0027; 0034), which are both included in the method of Yudi.. Yudi teaches an electrode having the same structure and the same method of processing. Therefore, the binder resin in the free-standing electrode film would have a crystallinity of 10% or less. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Sonntag et al., US 2016/0340476; Zhang et al., US 20180175366. Any inquiry concerning this communication or earlier communications from the examiner should be directed to ANGELA J MARTIN whose telephone number is (571)272-1288. The examiner can normally be reached 7am-4pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Barbara Gilliam can be reached at 571-272-1330. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. ANGELA J. MARTIN Examiner Art Unit 1727 /ANGELA J MARTIN/Examiner, Art Unit 1727 /BARBARA L GILLIAM/Supervisory Patent Examiner, Art Unit 1727
Read full office action

Prosecution Timeline

Jan 30, 2025
Application Filed
May 30, 2025
Non-Final Rejection — §103
Jul 07, 2025
Applicant Interview (Telephonic)
Jul 07, 2025
Examiner Interview Summary
Sep 02, 2025
Response Filed
Sep 17, 2025
Non-Final Rejection — §103
Dec 22, 2025
Response Filed
Jan 27, 2026
Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12597613
NEGATIVE ELECTRODE COMPOSITION, NEGATIVE ELECTRODE SLURRY, NEGATIVE ELECTRODE PLATE, AND SECONDARY BATTERY AND ELECTRICAL DEVICE CONTAINING SAME
2y 5m to grant Granted Apr 07, 2026
Patent 12592429
HEAT EXHANGER AND BATTERY SYSTEM INCLUDING SAME
2y 5m to grant Granted Mar 31, 2026
Patent 12586866
High-Strength Separator
2y 5m to grant Granted Mar 24, 2026
Patent 12562370
Electrode for Lithium Secondary Battery, Method of Preparing the Same and Lithium Secondary Battery Including the Same
2y 5m to grant Granted Feb 24, 2026
Patent 12548862
ELECTRODE ASSEMBLY AND BATTERY
2y 5m to grant Granted Feb 10, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

4-5
Expected OA Rounds
68%
Grant Probability
35%
With Interview (-32.4%)
4y 1m
Median Time to Grant
High
PTA Risk
Based on 868 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month