Prosecution Insights
Last updated: August 15, 2026
Application No. 19/041,846

Textured Barrier Substrate

Non-Final OA §102§103§112
Filed
Jan 30, 2025
Priority
Jan 30, 2024 — provisional 63/626,961
Examiner
RUMMEL, IAN A
Art Unit
1785
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The Ipe Clip Fastener Company, Inc.
OA Round
1 (Non-Final)
56%
Grant Probability
Moderate
1-2
OA Rounds
1y 9m
Est. Remaining
75%
With Interview

Examiner Intelligence

Grants 56% of resolved cases
56%
Career Allowance Rate
330 granted / 584 resolved
-8.5% vs TC avg
Strong +18% interview lift
Without
With
+18.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
25 currently pending
Career history
606
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
60.7%
+20.7% vs TC avg
§102
18.8%
-21.2% vs TC avg
§112
17.3%
-22.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 584 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Election/Restrictions Applicant’s election without traverse of claims 1-14 in the reply filed on 5-04-2026 is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 9 and 11 are rejected under 35 U.S.C. 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, regards as the invention. Claim 9 states that the clearance is “sufficient to allow a clearance fit for a portion of a fastener,” but it is unclear what clearance distance would meet this limitation because the nature or size of the hypothetical “portion of a fastener” is not specified. Claim 11 recites “one or more layers” and states that the protrusions are positioned between “adjacent ones of the one or more layers.” It is unclear what structure this is intended to convey. It is also unclear how the protrusions could be disposed between adjacent layers if only one layer is present. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-9 and 12-14 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Pollard, US 6865858 B1. Regarding claim 1, Pollard teaches a substrate (10 of Fig. 3 and 4) comprising a polymer substrate (12 of Fig. 3 and 4, col. 3 ln. 53-59), an adhesive backing on a first side of the substrate to facilitate attachment of the substrate to a building structure (col. 4 ln. 7-11), and protrusions extending from the second side of the substrate (20 of Fig. 6-8). Regarding claims 2-4 and 12, Pollard teaches that the protrusions may form channels or ridges extending between opposing edges of the substrate (Fig. 3, 6-8, col. 4 ln. 55 – col. 5 ln. 20). Regarding claim 5, the first and second side of the substrate of Pollard are parallel (Fig. 6-8). Regarding claim 6, Pollard teaches that the second side of the substrate may be contoured relative to the first side (Fig. 8). Regarding claim 7, Pollard depicts protrusion patterns in which portions of the substrate proximate the opposing edges have a lower thickness than portions that are spaced apart from the opposing edged (Fig. 3-4, 6). Regarding claim 8, Pollard teaches that the protrusions extend about the polymeric substrate by a predetermined distance (Fig. 8). Note that is it is unclear how a distance that was “predetermined” would materially differ from a distance that was not predetermined. Regarding claim 9, as discussed above, it is unclear what clearance distance Applicant intends to claim. There is, however, no apparent reason why the clearance in the product of Pollard would be inadequate to allow a portion of a fastener to fit. Regarding claim 13, Pollard teaches that the protrusions may be located in the central portion and that the edges may be free of protrusions (Fig. 8). Regarding claim 14, Pollard teaches that the edge portions of the substrate may be foldable relative to the center portion, the center portion being configured to adhered to a second surface of the building structure (Fig. 1, 3). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 10 and 11 are rejected under 35 U.S.C. 103 as being unpatentable over Pollard, US 6865858 B1, as applied above. Regarding claim 10, Pollard teaches the substrate as discussed above. The teachings of Pollard differ from the present invention in that Pollard does not teach that the protrusions are formed separate from the substrate and extend through the substrate. To the extent that the claim addresses the manner which the product is formed, the claim is a product-by-process claim. Note that product-by-process claims are not limited to the recited method steps, and are instead limited only to the structure implied by the recited steps. As there is no apparent reason why the recited method of forming the protrusions would result in a product that materially differed from a product with similar protrusions that were formed according to any other method, the limitations cannot distinguish the claimed invention. Regarding claim 11, as discussed above, it is unclear what structure Applicant intends to claim. Pollard does, however, teach a stack of multiple layers of substrate with protrusions between the layers (Fig. 11). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Ian A Rummel whose telephone number is (571)270-5692. The examiner can normally be reached Monday - Thursday and alternating Fridays, 8:30-5:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Mark Ruthkosky can be reached at (571) 272-1291. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. IAN A. RUMMEL Examiner Art Unit 1785 /IAN A RUMMEL/ Primary Examiner, Art Unit 1785
Read full office action

Prosecution Timeline

Jan 30, 2025
Application Filed
Jul 14, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12698231
GLASS BRIQUETTE AND FORMING SYSTEM
3y 4m to grant Granted Aug 04, 2026
Patent 12690128
SUBSTRATE FOR PRINTED CIRCUIT BOARD AND PRINTED CIRCUIT BOARD
1y 7m to grant Granted Jul 21, 2026
Patent 12673899
MOISTURE REGULATING MATERIAL AND PRODUCTION METHOD THEREOF
3y 6m to grant Granted Jul 07, 2026
Patent 12668044
RECYCLABLE PACKAGING FILM WITH DIMENSIONAL STABILITY
2y 1m to grant Granted Jun 30, 2026
Patent 12636868
SUPPORT FILM AND FORMING METHOD THEREOF, DISPLAY PANEL AND MANUFACTURING METHOD THEREOF
1y 9m to grant Granted May 26, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
56%
Grant Probability
75%
With Interview (+18.3%)
3y 3m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 584 resolved cases by this examiner. Grant probability derived from career allowance rate.

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