Prosecution Insights
Last updated: May 29, 2026
Application No. 19/044,217

LIGHT-EMITTING MODULE AND VEHICLE LAMP COMPRISING SAME

Final Rejection §103
Filed
Feb 03, 2025
Priority
Dec 14, 2022 — RE 10-2022-0174789 +3 more
Examiner
PEERCE, MATTHEW J
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Sl Corporation
OA Round
3 (Final)
68%
Grant Probability
Favorable
4-5
OA Rounds
8m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 68% — above average
68%
Career Allowance Rate
376 granted / 554 resolved
At TC average
Strong +27% interview lift
Without
With
+27.1%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
26 currently pending
Career history
588
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
93.2%
+53.2% vs TC avg
§102
4.0%
-36.0% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 554 resolved cases

Office Action

§103
DETAILED ACTION Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-20 is/are rejected under 35 U.S.C. 103 as being unpatentable over 662 (KR 20210137662A, included on IDS) in view of 766 (JP2021009766A, included on IDS). Regarding claim 1, 662 teaches a light-emitting module (see fig. 5) comprising: a substrate (substrate 100) formed of a transparent material; at least one light source (light source 200) installed on a rear surface of the substrate to emit light in a first direction (down with respect to figure 5); and a deflection part (reflective member 400) disposed behind the substrate to deflect the light emitted in the first direction in a second direction (upwards with respect to figure 5); and at least one light layer (light blocking part 810) disposed on a front surface of the substrate and to overlap with the at least one light source (see fig. 5), wherein the deflection part (400) includes a reflective surface (upper surface) formed on at least a portion of a rear surface of a transmissive material (first resin 500) disposed between the substrate and a holder (cover member 2210) disposed behind the substrate to support the substrate, and wherein each of the at least one light layer is formed to correspond to each of the at least one light source, wherein a portion of the light deflected by the deflection part in the second direction is transmitted through the substrate without passing through the at least one light layer along a path that bypasses the at least one light layer, and wherein another portion of the light deflected by the deflection part in the second direction interacts with the at least one layer (see fig. 5, prevents hot spots near light sources). 662 does not teach that the light layer is a diffusion layer and wherein another portion of the light deflected by the deflection part in the second direction is transmitted through and diffused by the at least one layer. 766 teaches that the light layer is a diffusion layer (light diffusion pattern 12) and a holder (back case 9) and wherein another portion of the light deflected by the deflection part in the second direction is transmitted through and diffused by the at least one layer (see fig. 2, portion of light is diffused, portion bypasses without diffusion). It would have been obvious to a person having ordinary skill in the art at the time the invention was filed to have used a diffusion pattern as taught by 766 instead of a blocking pattern as taught by 662 to diffuse the light and create a uniform emission from the backlight while increasing the utilized light and therefore increasing the overall brightness and efficiency, see 766. Regarding claim 2, 662 teaches that the deflection part further includes at least one diffusion element (reflective patterns 430, embodiments usable together as 400 is used in figure 6) formed on the rear surface of the transmissive material to diffuse the light emitted in the first direction so that at least a portion of the light is deflected in the second direction via refraction and/or reflection. Regarding claim 3, 662 teaches that the rear surface of the transmissive material includes a first region where the at least one diffusion element is formed and a second region where no diffusion element is formed, and wherein the reflective surface is formed in at least one of the first region or the second region (see fig. 3, not formed directly below light source). Regarding claim 4, ‘662 teaches that the reflective surface is formed by depositing or coating a material capable of reflecting light (metallic film). Regarding claim 5, ‘662 teaches that the reflective surface is formed by applying a color capable of reflecting light (white or gold). Regarding claim 6, 662 teaches that the deflection part further includes a reflective layer formed on at least a portion of an opposing surface of the holder that faces the substrate (see fig. 3). Regarding claim 7, 766 and 662 teaches wherein the at least one light diffusion layer diffuses light that passes near the at least one light source. Regarding claim 8, 766 teaches that the at least one light diffusion layer transmits a portion of the deflected light therethrough while reflecting another portion of the deflected light (see abstract, made from aggregation of reflection dots which deflect and reflect light). Regarding claim 9, 766 teaches that the at least one light diffusion layer is formed to have a greater thickness proximate to a center of the at least one light source (overlayed reflection dots, see fig. 7, i.e. 43 overlays patter 13, resulting in higher thickness at the central portion). Regarding claim 10, 766 teaches that the at least one light diffusion layer is formed by stacking a plurality of layers (see fig. 7, overlayed reflection dots), which comprises a lower layer (13) and the upper layer (43) is formed to be smaller than the lower layer (see fig. 7). Regarding claim 11, the combination of 662 and 766 teaches that the at least one light diffusion layer is formed on one surface of at least one of the substrate or a cover disposed in front of the substrate to allow at least a portion of the light deflected by the deflection part to pass therethrough (see fig. 6 of 662, formed on substrate). Regarding claim 12, 662 teaches further comprising :a cover (wavelength conversion layer 610) disposed in front of the substrate to allow at least a portion of the light deflected by the deflection part to pass therethrough, the cover having at least one optical element formed at a position corresponding to the at least one light source to deflect the light that passes through the substrate (formed at all positions, i.e. including over the light source to deflect light by scattering converted light). Regarding claim 13, 662 teaches a vehicle lamp comprising: a light-emitting module including at least one light source (see fig. 6); and a diffusion lens (wavelength conversion layer 610, diffuses light through conversion) disposed in front of the light-emitting module to diffuse light emitted from the light-emitting module, wherein the light is emitted from the at least one light source (200) in a first direction, and the light is emitted from the light-emitting module in a second direction different from the first direction, wherein the light-emitting module includes: a substrate (100) having the at least one light source installed on a rear surface thereof; and at least one light layer (810) disposed on a front surface of the substrate and to overlap with the at least one light source, and wherein each of the at least one light layer is formed to correspond to each of the at least one light source, wherein a portion of the light deflected in the second direction is transmitted through the substrate without passing through the at least one light layer along a path that bypasses the at least one light layer (see fig. 6) and allowing another portion of the light deflected in the second direction to interact with the at least one light layer (see fig. 6). 766 teaches that the light layer is a diffusion layer (light diffusion pattern 12) and another portion of the light is transmitted through and diffused by the at least one diffusion layer, thereby preventing shadow regions from forming above the at least one light source (diffusion patter diffuses a portion of the light while another portion bypasses the diffusion layer). It would have been obvious to a person having ordinary skill in the art at the time the invention was filed to have used a diffusion pattern as taught by 766 instead of a blocking pattern as taught by 662 to diffuse the light and create a uniform emission from the backlight while increasing the utilized light and therefore increasing the overall brightness and efficiency, see 766. Regarding claim 14, 662 teaches that the light-emitting module further includes a holder (back case 9 of 766) disposed behind the substrate to support the substrate; a transmissive material (500) disposed between the substrate and the holder; and a cover (610) disposed in front of the substrate and coupled to the holder to form a space for accommodating the substrate and the transmissive material therein, and wherein the cover includes at least one optical element formed at a position corresponding to the at least one light source to deflect at least a portion of the light transmitted through the substrate (wavelength converting material). Regarding claim 15, 662 teaches that the transmissive material (500) includes at least one diffusion element (reflective patterns 430) formed on a rear surface of the transmissive material to deflect the light emitted in a first direction from the at least one light source in a second direction, and wherein a reflective surface (surface of 400) is formed on at least a portion of the rear surface of the transmissive material to reflect at least a portion of the light emitted in the first direction from the at least one light source. Regarding claim 16, 662 teaches that the at least one diffusion element (430) refracts and/or reflects at least a portion of the light emitted in the first direction in the second direction depending on an angle of incidence of the light emitted in the first direction. Regarding claim 17, 662 teaches that the light-emitting module further comprises: a reflective layer formed on at least a portion of an opposing surface of the holder that faces the substrate (see fig. 6). Regarding claim 18, 662 and 766 teaches wherein the at least one light diffusion layer reflects a portion of light that passes near the at least one light source and transmits another portion of the light therethrough (see fig. 6 of 662). Regarding claim 19, 766 teaches that the at least one light diffusion layer is formed to have a greater thickness proximate to a center of the at least one light source (overlayed reflection dots, see fig. 7, i.e. 43 overlays patter 13, resulting in higher thickness at the central portion). Regarding claim 20, 766 teaches that the at least one light diffusion layer is formed by stacking a plurality of layers (see fig. 7, overlayed reflection dots), which comprises a lower layer (13) and the upper layer (43) is formed to be smaller than the lower layer (see fig. 7). Response to Arguments Applicant's arguments filed 4/21/2026 have been fully considered but they are not persuasive. Regarding Applicant’s argument, that 662 teaches a light blocking layer, and that it would not be obvious to combine to use the diffusion layer instead as taught by 766, the Examiner respectfully disagrees. Applicant specifically argues that the light blocking part of 662 blocks light to prevent hot spots near the light sources. However, 662 does not disclose blocking all of the light emitted, in one embodiment it states “light blocking” as 810, or an alternative embodiment it discloses using optical patterns 851 to reduce the light without entirely blocking said light, thereby preventing hot spots without creating shadows. ‘662 contemplates the use of a light blocking structure that does not fully block the light but instead applies a gradient to prevent the hot spots. Furthermore, ‘766 teaches the same problem as ‘662, i.e. uneven brightness and hot spots caused from direct emission of the LEDs into the panel. ‘766 uses a diffusion portion specifically to reduce the hot spots without creating shadows. As ‘662 contemplates not fully blocking the light, i.e. does not teach a full light blocking structure as being critical to the operation of the device, and as ‘766 teaches addressing the same problem, i.e. hot spots from direct light emission, in a similar manner, the Examiner finds that one of ordinary skill in the art would find the combination of ‘766 and ‘662 particularly obvious without hindsight reasoning. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to MATTHEW J PEERCE whose telephone number is (571)272-6570. The examiner can normally be reached 8-4pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Greece can be reached on (571) 272-3711. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Matthew J. Peerce/Primary Examiner, Art Unit 2875
Read full office action

Prosecution Timeline

Feb 03, 2025
Application Filed
Oct 14, 2025
Non-Final Rejection mailed — §103
Dec 24, 2025
Response Filed
Jan 21, 2026
Final Rejection mailed — §103
Mar 25, 2026
Interview Requested
Apr 21, 2026
Request for Continued Examination
Apr 25, 2026
Response after Non-Final Action
May 01, 2026
Non-Final Rejection (signed) — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12631318
DIAL ILLUMINATION LAMP
1y 5m to grant Granted May 19, 2026
Patent 12630072
VEHICLE LAMP SYSTEM
1y 5m to grant Granted May 19, 2026
Patent 12624811
VEHICLE LAMP
1y 6m to grant Granted May 12, 2026
Patent 12618537
VERTICAL AUTOMOTIVE LIGHTING MODULE WITH IDENTICAL DAY AND NIGHT LIGHTING ASPECTS
2y 4m to grant Granted May 05, 2026
Patent 12613018
LIGHTING DEVICE, IN PARTICULAR LIGHTING DEVICE FOR A VEHICLE
4y 8m to grant Granted Apr 28, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

4-5
Expected OA Rounds
68%
Grant Probability
95%
With Interview (+27.1%)
2y 0m (~8m remaining)
Median Time to Grant
High
PTA Risk
Based on 554 resolved cases by this examiner. Grant probability derived from career allowance rate.

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