Prosecution Insights
Last updated: July 17, 2026
Application No. 19/044,848

BACKLIGHT AND DISPLAY DEVICE

Non-Final OA §103
Filed
Feb 04, 2025
Priority
Feb 16, 2024 — JP 2024-021936
Examiner
APENTENG, JESSICA MCMILLAN
Art Unit
2875
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Japan Display Inc.
OA Round
2 (Non-Final)
66%
Grant Probability
Favorable
2-3
OA Rounds
1y 2m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
645 granted / 985 resolved
-2.5% vs TC avg
Strong +19% interview lift
Without
With
+19.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
31 currently pending
Career history
1045
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
84.3%
+44.3% vs TC avg
§102
8.6%
-31.4% vs TC avg
§112
3.0%
-37.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 985 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4, 7, 9, 11 and 12 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2009/0073344 A1) in view of Mather et al. (US 2009/0040426 A1) and Hara et al. (US 2003/0227768 A1). PNG media_image1.png 790 569 media_image1.png Greyscale PNG media_image2.png 391 426 media_image2.png Greyscale PNG media_image3.png 353 553 media_image3.png Greyscale Regarding claim 1, Lee et al. teaches a backlight (see abstract of Lee et al.) comprising: a light source (130; figure 1); a light guide plate (140; figure 1) including an end face that serves as an incident surface of light from the light source (130), and a plate surface that serves as an emission surface of the light (top portion of 140); a first prism sheet (162; figure 2) overlapping with the light guide plate (see figure 1 and 2 where 162 is a part of 161 and overlaps the light guide 140), the first prism sheet (162) including a flat surface (see bottom surface of 162 in at least figure 2) directly facing the plate surface (top surface of 140; see figures 1-3), the first prism sheet (162) including a first prism surface (164; figure 2) on a side opposite to the flat surface (162; figure 2), the first prism surface (164; figure 2) including first grooves (see figure 2), the first grooves (grooves of 164) being adjacent in a first direction (see figure 2 and 3) and extending in a second direction (see figure 2 and 3), the first direction and the second direction being perpendicular (see figures 2 and 3); and a second prism sheet (163; figure 2) overlapping with the first prism sheet (162; figure 2), the second prism sheet (163; figure 2) including a second prism surface (165; figure 2) directly facing the first prism surface (162; figure 2), the second prism sheet (163; figure 2) including a flat surface (see top surface of 163 in at least figure 2) on a side opposite to the second prism surface (163; figure 2), the second prism surface (163; figure 2) including second grooves (165; see figure 2), the second grooves being adjacent in the first direction and extending in the second direction (see figure 2 where grooves 165 are adjacent in the first direction and extending in a second direction.), wherein each of the first grooves (164; see figure 3) and the second grooves is a V-groove (165; see figure 3), wherein each of the first grooves (164) includes a pair of first inclined surfaces (see figure 3), and each of the second grooves includes a pair of second inclined surfaces (see figure 3; inclined surfaces of 165) and wherein a first external angle between the pair of first inclined surfaces is equal to or greater than a second external angle between the pair of second inclined surfaces (see paragraph [0065] where a first angle is 69 degrees and a second angle is 67 degrees which is smaller than the first angle). Lee et al. does not explicitly teach wherein, in light distribution characteristics on a first vertical plane spreading in the first direction and a vertical direction that is perpendicular to both the first direction and the second direction, peaks of luminous intensity are observed in two directions excluding the vertical direction. PNG media_image4.png 600 465 media_image4.png Greyscale Mather et al. teaches wherein, in light distribution characteristics on a first vertical plane spreading in the first direction and a vertical direction that is perpendicular to both the first direction and the second direction (see figure 6h where the light emitting from light source 21 extends in 3 different directions), peaks of luminous intensity are observed in two directions excluding the vertical direction (see figure 6h). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Lee et al. to include a light distribution characteristic as taught by Mather et al. to provide an output intensity profile that provides increased intensity at the intended viewing directions to achieve a desired illumination output (see paragraph [0154] of Mather et al.). Lee et al. modified by Mather et al. does not explicitly teach wherein the first external angle and the second external angle differ by at least 20 degrees and at most 40 degrees. Hara et al. teaches a first external angle and a second external angle differ by at least 20 degrees and at most 40 degrees (see paragraph [0034] where the first and second angle ranges differ by at least 20-40 degrees). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Lee et al. to include a first and second external angle that differ by at least 20 degrees and at most 40 degrees as taught by Hara et al. to provide an output intensity that would achieve a desired illumination output (see paragraph [0038] of Hara et al.). Regarding claim 4, Lee et al. further teaches the backlight according to claim 3, wherein the pair of first inclined surfaces are of plane-symmetry (see left and right surfaces of grooves 164 in at least figure 2) , the pair of second inclined surfaces are of plane-symmetry (see light and right surfaces of grooves 165 in at least figure 2), and a reference plane of the plane-symmetry is a second vertical plane spreading in the vertical direction and the second direction (see at least figures 2 and 3). Regarding claim 7, Lee et al. further teaches the backlight according to claim 1, wherein the light source (130; figure 1) is adjacent to the light guide plate (140) in the second direction (see figure 1). Regarding claim 9, Lee et al. modified by Mather et al. and Hara et al. teaches the backlight according to claim 1, but does not explicitly teach further comprising a third prism sheet, the third prism sheet including a bottom surface directly facing the flat surface of the second prism sheet, the third prism sheet including a third prism surface on a side opposite to the bottom surface, the third prism surface including third grooves, the third grooves extending in the first direction and being adjacent in the second direction. Mather et al. teaches comprising a third prism sheet (prism structure 3; figure 6e), the third prism sheet including a bottom surface directly facing the flat surface of the second prism sheet (prism structure 2), the third prism sheet (prism structure 3; figure 6e) including a third prism surface on a side opposite to the bottom surface, the third prism surface including third grooves (see prism structures 3), the third grooves extending in the first direction and being adjacent in the second direction (see figure 6e). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify the backlight of Lee et al. to include a third prism sheet as taught by Mather et al. to form an optical arrangement for directing light into angular ranges so that a desired illumination output is achieved (see paragraph [0146] of Mather et al.) Regarding claim 11, Lee et al. modified by Mather et al. and Hara et al. teaches the backlight according to claim 1, but Lee et al. does not explicitly teach wherein an angle in the vertical direction is 0 degrees, and angles in the two directions are an angle of +30 degrees or more and an angle of -30 degrees or less. Mather et al. teaches wherein an angle in the vertical direction is 0 degrees, and angles in the two directions are an angle of +30 degrees or more and an angle of -30 degrees or less (see paragraph [0127] and figure 6h). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Lee et al. an angle in a vertical direction that is 0 degrees and angles in two directions that are +30 degrees or more and -30 degrees or less as taught by Mather et al. to provide an output intensity profile that provides increased intensity at the intended viewing directions to achieve a desired illumination output (see paragraph [0154] of Mather et al.). Regarding claim 12, Lee et al. further teaches a display device comprising: the backlight according to claim 1, and a display panel (LCD panel 110; paragraph [0029] and figures 1-3) in an arrangement that enables incidence of the light emitted from the backlight into a rear (LCD panel 110 is arranged in a manner to receive incidence of light from backlight into a rear thereof; see figure 1-3 where position of LCD panel is shown). Claim(s) 8 is rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2009/0073344 A1) in view of Mather et al. (US 2009/0040426 A1) and Hara et al. (US 2003/0227768 A1) as applied to claim 7 above and further in view of Hur et al. (US 2014/0009718 A1). Regarding claim 8, Lee et al. modified by Mather et al. and Hara et al. teaches the backlight according to claim 7, but Lee et al. modified by Mather et al. is silent about wherein the light source includes a pair of light sources, and the pair of light sources are adjacent to both sides of the light guide plate in the second direction. PNG media_image5.png 670 543 media_image5.png Greyscale Hur et al. teaches a wherein the light source includes a pair of light sources (51; see figure 2 where 51 is on a left and right side of light guide 40) and the pair of light sources are adjacent to both sides of the light guide plate (40; figure 2) in the second direction. It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify Lee et al. a pair of light sources as taught by Hur et al. as an alternative design choice to achieve a desired illumination output. Claim(s) 10 is rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 2009/0073344 A1) in view of Mather et al. (US 2009/0040426 A1) and Hara et al. (US 2003/0227768 A1) as applied to claim 9 above and further in view of Huang et al. (US 2006/0197888 A1). Regarding claim 10, Lee et al. modified by Mather et al. and Hara et al. teaches the backlight according to claim 9, but do not explicitly teach further comprising a dual brightness enhancement film directly facing the third prism surface of the third prism sheet. Huang et al. teaches a brightness enhancement film (brightness enhancement diffuser; claim 7 and 8 of Huang et al.) directly facing the third prism surface of the third prism sheet (see figure 7). It would have been obvious to one having ordinary skill in the art before the time of the effective filing date of the invention to modify the backlight of Lee et al. to include a brightness enhancement film as taught by Huang et al. to maintain optical performance and image quality of the display device (see paragraph [0030] of Huang et al.). Response to Arguments Applicant’s arguments with respect to claim(s) 1, 4, and 7-12 have been considered but are moot in view of new grounds of rejection necessitated by applicant’s amendment of independent claim 1. Applicant amended claim 1 to include the limitations from cancelled claims 2, 3, 5 and 6. A new reference, Hara et al., teaches the limitations of the amended claim. See rejection above. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JESSICA MCMILLAN APENTENG whose telephone number is (571)272-5510. The examiner can normally be reached Monday-Friday 9:00 am-5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, ABDULMAJEED AZIZ can be reached at 571-270-5046. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JESSICA M APENTENG/ Examiner, Art Unit 2875 /ABDULMAJEED AZIZ/Supervisory Patent Examiner, Art Unit 2875
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Prosecution Timeline

Feb 04, 2025
Application Filed
Oct 01, 2025
Non-Final Rejection mailed — §103
Jan 02, 2026
Response Filed
May 21, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
66%
Grant Probability
84%
With Interview (+19.0%)
2y 7m (~1y 2m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 985 resolved cases by this examiner. Grant probability derived from career allowance rate.

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