Prosecution Insights
Last updated: August 17, 2026
Application No. 19/049,525

FIN HAVING ELLIPTICAL COLLAR BASES AND AIRFOILS AND RELATED FIN-AND-TUBE HEAT EXCHANGER

Non-Final OA §102§103
Filed
Feb 10, 2025
Priority
Feb 09, 2024 — CN 202410178526.2
Examiner
ARANT, HARRY E
Art Unit
Tech Center
Assignee
Trane Technologies plc
OA Round
1 (Non-Final)
49%
Grant Probability
Moderate
1-2
OA Rounds
2y 0m
Est. Remaining
71%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
285 granted / 582 resolved
-11.0% vs TC avg
Strong +22% interview lift
Without
With
+22.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
46 currently pending
Career history
639
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
58.2%
+18.2% vs TC avg
§102
22.5%
-17.5% vs TC avg
§112
18.3%
-21.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 582 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 24, 4-6, 9, 14-16, and 18 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Xiang et al. (European Patent Publication EP4102169A1, “Xiang”). Regarding claim 1, Xiang discloses a fin (figs 1-4) comprising: a corrugated plate (11, 12) having a first side and a second side opposing the first side (see annotate fig 4 below), the corrugated plate having a plurality of folds (11, 12) that includes alternative peaks and valleys relative to the first side of the corrugated plate (see annotated fig 4 below); one (20, 40) of a plurality of elliptical collar bases protruding from the first side of the corrugated plate; and a first airfoil (31, see annotated fig 2 below) and a second airfoil (31, see annotated fig 2 below) extending between a major axis and a minor axis of (see annotated fig 2 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 2 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases (see annotated fig 2 below), the second quadrant being adjacent to the first quadrant at the major axis. PNG media_image1.png 612 892 media_image1.png Greyscale PNG media_image2.png 491 670 media_image2.png Greyscale Regarding claim 2, Xiang further discloses wherein the one (20, 40) of the plurality of elliptical collar bases embosses into the second side and protrudes from the first side over one of the peaks (see annotated fig 4 below). PNG media_image3.png 491 670 media_image3.png Greyscale Regarding claim 4, Xiang further discloses wherein a transitioning side (see annotated fig 2 below) connects the one (20, 40) of the plurality of elliptical collar bases to the corrugated plate (11, 12). PNG media_image4.png 453 631 media_image4.png Greyscale Regarding claim 5, Xiang further discloses wherein the transitioning side (see annotated fig 4 above) wedges (at least between convex parts 31) outwardly from the one (20, 40) of the plurality of elliptical collar bases to the first side of the corrugated plate (11, 12). Regarding claim 6, Haussmann further discloses wherein the one (20, 40) of the plurality of elliptical collar bases is centered over one of the peaks (see annotated fig 2 below). PNG media_image5.png 454 735 media_image5.png Greyscale Regarding claim 9, Xiang further discloses wherein the first airfoil comprises a trailing end (see annotated fig 2 below) extended toward the major axis of the one (20, 40) of the plurality of elliptical collar bases and a leading end (see annotated fig 2 below) extended toward the minor axis of the one of the plurality of elliptical collar bases. PNG media_image6.png 656 892 media_image6.png Greyscale Regarding claim 14, Xiang discloses a fin-and-tube heat exchanger (figs 1-4) comprising: a plurality of heat transfer tubes (for tube holes 20) extending through a plurality of fins, wherein one of the plurality of fins comprise: a corrugated plate (11, 12) having a first side and a second side opposing the first side (see annotate fig 4 below), the corrugated plate having a plurality of folds (11, 12) that includes alternative peaks and valleys relative to the first side of the corrugated plate (see annotated fig 4 below); one (40) of a plurality of elliptical collar bases protruding from the first side of the corrugated plate; and a first airfoil (31, see annotated fig 2 below) and a second airfoil (31, see annotated fig 2 below) extending between a major axis and a minor axis of (see annotated fig 2 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 2 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases (see annotated fig 2 below), the second quadrant being adjacent to the first quadrant at the major axis. PNG media_image1.png 612 892 media_image1.png Greyscale PNG media_image7.png 491 670 media_image7.png Greyscale Regarding claim 15, Xiang further discloses wherein the one (40) of the plurality of elliptical collar bases embosses into the second side and protrudes from the first side over one of the peaks (see annotated fig 3 below), and the first airfoil embosses into the first side and protrudes from the second side of the corrugated plate (see annotated fig 4 above). PNG media_image8.png 362 534 media_image8.png Greyscale Regarding clam 16, Xiang further discloses wherein the one of the plurality of fins further comprises a fin collar (20) connected to the one of the plurality of elliptical collar bases (40), and an external surface of one of the heat transfer tubes is contacted with the fin collar. Regarding claim 18, Xiang further discloses wherein a transitioning side connects the one (40) of the plurality of elliptical collar bases to the corrugated plate, and the transitioning side wedges outwardly from the one of the plurality of elliptical collar bases to the first side of the corrugated plate (see annotated fig 2 below). PNG media_image4.png 453 631 media_image4.png Greyscale Claim(s) 1, 3, 7, 12-14, and 19-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Haussmann (U.S. Patent No. 4,923,002). Regarding claim 1, Haussmann discloses a fin (figs 4 and 5) comprising: a corrugated plate (1) having a first side and a second side opposing the first side (see annotated fig 5 below), the corrugated plate having a plurality of folds (fig 4) that includes alternative peaks and valleys relative to the first side of the corrugated plate (see annotated fig 5 bleow); one (see annotated fig 4 below) of a plurality of elliptical collar bases protruding from the first side of the corrugated plate; and a first airfoil and a second airfoil extending between a major axis and a minor axis of (see annotated fig 4 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 4 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases, the second quadrant being adjacent to the first quadrant at the major axis (see annotated fig 4 below). PNG media_image9.png 424 503 media_image9.png Greyscale PNG media_image10.png 257 468 media_image10.png Greyscale Regarding claim 3, Haussmann further discloses wherein the one (see annotated fig 4 above) of the plurality of elliptical collar bases extends across three adjacent folds (see annotated fig 5 below) on the corrugated plate and within five adjacent folds on the corrugated plate. PNG media_image11.png 424 506 media_image11.png Greyscale Regarding claim 7, Haussmann further discloses wherein the one (see annotated fig 5 below) of the plurality of elliptical collar bases is flush with the one of the peaks (see annotated fig 5 below). PNG media_image12.png 412 439 media_image12.png Greyscale Regarding claim 12, Hausmann further discloses wherein the first airfoil embosses into the first side and protrudes from the second side of the corrugated plate (see annotated fig 5 above). Regarding claim 13, Hausmann further discloses wherein the fin further includes a rippled edge (see annotated fig 4 below). PNG media_image13.png 308 435 media_image13.png Greyscale Regarding claim 14, Haussmann discloses a fin-and-tube heat exchanger (figs 4 and 5) comprising: a plurality of heat transfer tubes (14) extending through a plurality of fins, wherein one of the plurality of fins comprise: a corrugated plate (1) having a first side and a second side opposing the first side (see annotated fig 5 below), the corrugated plate having a plurality of folds (fig 4) that includes alternative peaks and valleys relative to the first side of the corrugated plate (see annotated fig 5 bleow); one (see annotated fig 4 below) of a plurality of elliptical collar bases protruding from the first side of the corrugated plate; and a first airfoil and a second airfoil extending between a major axis and a minor axis of (see annotated fig 4 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 4 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases, the second quadrant being adjacent to the first quadrant at the major axis (see annotated fig 4 below). PNG media_image9.png 424 503 media_image9.png Greyscale PNG media_image10.png 257 468 media_image10.png Greyscale Regarding claim 19, Haussmann further discloses wherein the one of the plurality of elliptical collar bases is centered over one of the peaks (see annotated fig 4 below), and the one of the plurality of elliptical collar bases is flush with the one of the peaks (see annotated fig 5 above). PNG media_image14.png 324 424 media_image14.png Greyscale Regarding claim 20, Haussmann further discloses wherein the one of the plurality of fins has a leading edge and a trailing edge (see annotated fig 4 below), and a rippled edge is disposed on one or both of the leading edge and the trailing edge (due to the corrugations). PNG media_image15.png 351 430 media_image15.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 8, 10-11, 14, and 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Junkers (Great Britain Patent 332,455) in view of Haussmann (U.S. Patent No. 4,923,002). Regarding claim 1, Junkers discloses a fin (figs 1-3) comprising: a plate (2) having a first side and a second side opposing the first side (see annotated fig 2 below); one of a plurality of elliptical collar bases (see annotated fig 2 below) protruding from the first side of the plate; and a first airfoil and a second airfoil extending between a major axis and a minor axis of (see annotated fig 1 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 1 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases, the second quadrant being adjacent to the first quadrant at the major axis (see annotated fig 1 below). PNG media_image16.png 516 452 media_image16.png Greyscale PNG media_image17.png 600 804 media_image17.png Greyscale However, Junkers does not explicitly disclose wherein the plate being corrugated, the corrugated plate having a plurality of folds that includes alternative peaks and valleys relative to the first side of the corrugated plate. Haussmann, however, discloses a fin (fig 4) which is a corrugated plate, the corrugated plate having a plurality of folds that includes alternative peaks (5) and valleys (11) relative to a first side of the corrugated plate. Haussmann teaches that the corrugations break up the boundary layer allowing for greater heat transfer efficiency (col 3, lines 41-60). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Junkers to provide the corrugations of Haussmann in order to improve the heat exchange efficiency of the device. Regarding claim 8, the combination of Junkers and Haussmann discloses all previous claim limitations. Junkers, as modified, further discloses wherein the first airfoil extends across one of the valleys (as evident in figure 4 of Haussmann) in a trailing area (see annotated fig 1 below of Junker) of the one of the plurality of elliptical collar bases. PNG media_image18.png 600 804 media_image18.png Greyscale Regarding claim 10, the combination of Junkers and Haussmann discloses all previous claim limitations. Junkers further discloses wherein a leading end of the first airfoil is disposed further away from the one of the plurality of elliptical collar bases than a trailing end of the first airfoil (see annotated fig 1 below). PNG media_image19.png 600 804 media_image19.png Greyscale Regarding claim 11, the combination of Junkers and Haussmann discloses all previous claim limitations. Junkers, as modified, further discloses wherein the first airfoil (see annotated fig 1 above, Junkers) is extended within three adjacent folds of the corrugated plate (see annotated fig 4 below, Haussmann). PNG media_image20.png 311 428 media_image20.png Greyscale Regarding claim 14, Junkers discloses a fin-and-tube heat exchanger (figs 1-3) comprising: a plurality of heat transfer tubes extending through a plurality of fins, wherein one of the plurality of fins comprise: a plate (2) having a first side and a second side opposing the first side (see annotated fig 2 below); one of a plurality of elliptical collar bases (see annotated fig 2 below) protruding from the first side of the plate; and a first airfoil and a second airfoil extending between a major axis and a minor axis of (see annotated fig 1 below), and curving around, the one of the plurality of elliptical collar bases, wherein the first airfoil is disposed in a first quadrant for the one of the plurality of elliptical collar bases (see annotated fig 1 below), and the second airfoil is disposed in a second quadrant for the one of the plurality of elliptical collar bases, the second quadrant being adjacent to the first quadrant at the major axis (see annotated fig 1 below). PNG media_image16.png 516 452 media_image16.png Greyscale PNG media_image17.png 600 804 media_image17.png Greyscale However, Junkers does not explicitly disclose wherein the plate being corrugated, the corrugated plate having a plurality of folds that includes alternative peaks and valleys relative to the first side of the corrugated plate. Haussmann, however, discloses a fin (fig 4) which is a corrugated plate, the corrugated plate having a plurality of folds that includes alternative peaks (5) and valleys (11) relative to a first side of the corrugated plate. Haussmann teaches that the corrugations break up the boundary layer allowing for greater heat transfer efficiency (col 3, lines 41-60). It would have been obvious to a person of ordinary skill in the art before the effective filing date of the claimed invention for Junkers to provide the corrugations of Haussmann in order to improve the heat exchange efficiency of the device. Regarding claim 17, the combination of Junkers and Haussmann discloses all previous claim limitations. Junkers, as modified, further discloses wherein the first airfoil extends across one of the valleys in a trailing area of the one of the plurality of elliptical collar bases (as evident in figure 4 of Hausmann), and a leading end of the first airfoil is disposed further away from the one of the plurality of elliptical collar bases than a trailing end of the first airfoil (see annotated fig 1 below of Junkers). PNG media_image21.png 600 804 media_image21.png Greyscale Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HARRY E ARANT whose telephone number is (571)272-1105. The examiner can normally be reached Monday-Friday 10-6 ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jianying Atkisson can be reached at (571)270-7740. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HARRY E ARANT/Primary Examiner, Art Unit 3763
Read full office action

Prosecution Timeline

Feb 10, 2025
Application Filed
Jul 29, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
49%
Grant Probability
71%
With Interview (+22.1%)
3y 6m (~2y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 582 resolved cases by this examiner. Grant probability derived from career allowance rate.

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