Prosecution Insights
Last updated: April 19, 2026
Application No. 19/052,182

NICOTINE DROPLET DELIVERY DEVICE

Non-Final OA §103§112
Filed
Feb 12, 2025
Examiner
BOECKER, JOSEPH D
Art Unit
3785
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Pneuma Respiratory Inc.
OA Round
3 (Non-Final)
83%
Grant Probability
Favorable
3-4
OA Rounds
3y 0m
To Grant
99%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allow Rate
728 granted / 875 resolved
+13.2% vs TC avg
Strong +23% interview lift
Without
With
+23.1%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
50 currently pending
Career history
925
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
34.2%
-5.8% vs TC avg
§102
22.1%
-17.9% vs TC avg
§112
29.2%
-10.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 875 resolved cases

Office Action

§103 §112
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Continued Examination Under 37 CFR 1.114 A request for continued examination under 37 CFR 1.114, including the fee set forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this application is eligible for continued examination under 37 CFR 1.114, and the fee set forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on 28 Oct 2025 has been entered. Claims 1-30 are pending in the application. Claims 1 and 22 are currently amended. The prior 35 U.S.C. 103 rejections are withdrawn as requested (Pg. 7-8 & 10-11) based on the amendment to the claims. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 1-30 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 1 recites the limitation "the aperture plate … receives the fluid by capillary flow" in Ln. 16-17 which deems the claim indefinite. The limitation recites a function (i.e. delivering fluid by capillary flow) without reciting sufficient structure to perform the function. The claim is unreasonably broad because it seeks to define the device by what it does rather than what it is (see MPEP 2173.05(g)). The claim should be amended to include the structure of the device which enables the delivering of fluid by capillary flow, i.e. the surface tension plate of claim 5. For the purposes of examination the claim will be interpreted as including the surface tension plate of claim 5. Claim 22 recites the limitation "the aperture plate … receives the fluid by capillary flow" in Ln. 6-7 which deems the claim indefinite. The limitation recites a function (i.e. delivering fluid by capillary flow) without reciting sufficient structure to perform the function. The claim is unreasonably broad because it seeks to define the device by what it does rather than what it is (see MPEP 2173.05(g)). The claim should be amended to include the structure of the device which enables the delivering of fluid by capillary flow, i.e. the surface tension plate of claim 5. For the purposes of examination the claim will be interpreted as including the surface tension plate of claim 5. Allowable Subject Matter Claim(s) 1-30 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action. The following is a statement of reasons for the indication of allowable subject matter: Examiner concurs with applicant’s assertion that neither Robertson et al. (U.S. Patent 5487378) nor Dunfield et al. (U.S. Pub. 2005/0150489) teach or suggest capillary delivery of flow to the aperture plate via a space separating the aperture plate from the reservoir (Pg. 7-8 & 10-11). Examiner concurs with applicant’s assertion that in Robertson the nozzle array 622 does not directly receive liquid via capillary flow (Fig. 17). Examiner concurs with applicant’s assertion that in Dunfield orifice plate 106 does not directly receive liquid via capillary flow (Fig. 5). The prior claim rejections are thus withdrawn. It is noted that prior claim 5 was rejected under 35 U.S.C. 103 beginning from Robertson. However, upon review applicant’s argument that PHOSITA would not have looked to Wilkerson et al. (U.S. Pub. 2013/0299607) in order to modify Robertson is found convincing (Pg. 9). An updated search of the prior art fails to find any alternate prior art which either alone or in combination would have rendered either of instant claims 1 and 22 as prima facie obvious at the time of the effective filing of the invention, at least with particular attention to the claimed combination of a surface tension plate which provides fluid by capillary flow to an aperture plate from a reservoir, when considered together with the overall combination of elements recited in the claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to JOSEPH D BOECKER whose telephone number is (571)270-0376. The examiner can normally be reached M-F 9:00 AM - 4:00 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kendra Carter can be reached at (571) 272-9034. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JOSEPH D. BOECKER/Primary Examiner, Art Unit 3785
Read full office action

Prosecution Timeline

Feb 12, 2025
Application Filed
Apr 11, 2025
Non-Final Rejection — §103, §112
Jul 16, 2025
Response Filed
Jul 24, 2025
Final Rejection — §103, §112
Oct 28, 2025
Response after Non-Final Action
Dec 22, 2025
Request for Continued Examination
Jan 30, 2026
Response after Non-Final Action
Feb 23, 2026
Non-Final Rejection — §103, §112 (current)

Precedent Cases

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Patent 12582788
MODULAR PATIENT INTERFACE INCLUDING A JOINT COUPLING MOUTH AND NASAL CUSHIONS
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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
83%
Grant Probability
99%
With Interview (+23.1%)
3y 0m
Median Time to Grant
High
PTA Risk
Based on 875 resolved cases by this examiner. Grant probability derived from career allow rate.

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