Prosecution Insights
Last updated: August 06, 2026
Application No. 19/055,744

Composition for the control of oral malodor compounds

Final Rejection §103§112§DP
Filed
Feb 18, 2025
Priority
May 12, 2022 — provisional 63/341,149 +1 more
Examiner
ROBERTS, LEZAH
Art Unit
1612
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Helix Science LLC
OA Round
4 (Final)
49%
Grant Probability
Moderate
5-6
OA Rounds
2y 8m
Est. Remaining
84%
With Interview

Examiner Intelligence

Grants 49% of resolved cases
49%
Career Allowance Rate
373 granted / 767 resolved
-11.4% vs TC avg
Strong +36% interview lift
Without
With
+35.6%
Interview Lift
resolved cases with interview
Typical timeline
4y 1m
Avg Prosecution
53 currently pending
Career history
839
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
52.5%
+12.5% vs TC avg
§102
14.8%
-25.2% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 767 resolved cases

Office Action

§103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Applicants' arguments, filed March 11, 2026, have been fully considered. Rejections and/or objections not reiterated from previous office actions are hereby withdrawn. The following rejections and/or objections are either reiterated or newly applied. They constitute the complete set presently being applied to the instant application. The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claims Claim Rejections - 35 USC § 112 – Indefiniteness (Maintained Rejection) Claim 20 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The claim also recites “further comprising”. However, there appears to be no additional components incorporated into the composition of the instant claims. Therefore the claim is indefinite. Response to Arguments The Examiner submit that Applicant does not appear to address this issue. The claim still recites further comprises, but does not recite additional components. Therefore the rejection is maintained. Claim Rejections - 35 USC § 103 – Obviousness (Modified Rejection) Claims 19-20 are rejected under 35 U.S.C. 103 as being unpatentable over Niedermeyer (WO 2022046977) in view of CN 101176698. Niedermeyer discloses a nanoparticle composition for oral care including at least one of a first set of spherical nanoparticles or a second set of coral shaped nanoparticles, and a stabilizing agent. The nanoparticle composition is added to a carrier suitable for application to an oral cavity, including to teeth and surrounding oral tissues. The nanoparticle composition is configured to control the pH of the microenvironment to which it is applied, thereby preventing and/or treating a variety of oral conditions. The nanoparticle composition can be provided as a concentrated nanoparticle additive addable to a mouthwash, mouth rinse, dentifrice, mouth spray, oral gel, denture cleaning solution, or other carrier suitable for oral application (Abstract). The spherical nanoparticles include spherical metal nanoparticles. The spherical-shaped metal nanoparticles can have a diameter of about 40 nm or less (paragraph 0028). The metal nanoparticles, a metal, a mixture of metals, or a metal alloy, including at least one of silver, gold, tin, zinc, heterogeneous mixtures thereof, or alloys thereof. Preferred embodiments comprise silver and/or gold nanoparticles (paragraph 0037). A stabilizing agent is used and may itself be beneficial for use in oral care applications. Examples of stabilizing agents include alcohols generally (e.g., ethanol), as alcohols have been observed to effectively maintain nanoparticles of different sizes and different shapes within a given solution. Stabilizing agents can be dissolved into a carrier (e.g., water, alcohol (ethanol), water alcohol combination, or any combination of other liquid phase materials readily applied to the oral cavity and/or to surrounding tissue of a person or animal) (paragraph 0049). The stabilizing agents have the capacity to hold the at least two differently sized and/or shaped nanoparticles in suspension and deliver these nanoparticles to the targeted area of a person or animal (e.g., the oral cavity or surrounding tissues) without diminishing the effectiveness of the nanoparticles (paragraph 0051). The nanoparticle composition may also include a carrier, or the stabilizing agent may itself function as a carrier. The carrier can be a liquid, gel, or solid. Carriers useful according the present disclosure can include a variety of additional ingredients. The concentration of the nanoparticle in an oral care composition is at least 0.5 to 1.5 ppm (paragraph 0079). The composition may further comprise at least one polymer. The polymer includes polysaccharides, polysaccharide gums, xanthan gum or combinations of polymers (paragraph 0063). Niedermeyer differs from the instant claims insofar as it does not exemplify an aqueous composition comprising a mucoadhesive polymer. However, Niedermeyer does disclose that polymers may be added to the compositions. CN 101176698 discloses compositions comprising magnesium salts. The compositions may be used to eliminate halitosis (page 4, paragraph eight). Magnesium salts include magnesium carbonate (insoluble), magnesium hydroxide and magnesium oxide (page 3). The magnesium salt has a particle size ranging reach nanometer level, 0.1 nm. The magnesium salt may have a particle size ranging from 0.1 to 0.15 nm and comprises 0.001 to 100% (page 4, second paragraph). The mouthwash comprises the magnesium salt and a proper thickening agent (instant claim 20). The product is made into uniform suspension with a thickener. Thickeners include sodium carboxymethyl cellulose, hydroxypropyl methyl cellulose, methyl cellulose, methyl cellulose, polyvinyl alcohol, gum Arabic, sodium carbomer, hydroxyethyl starch, sodium alginate, tragacanth, tara gum, ghatti gum, agar, and sodium starch glycolate (page 4, paragraph five) (meeting keratinophilic polymers). It would have been obvious to one of ordinary skill in the art prior to filing the instant application to have formulated an oral rinse with xanthan gum and the nanoparticles of Niedermeyer because it is suggested by Niedermeyer and because xanthan gum is suitable to make oral rinses comprising particles as disclosed by CN 101176698. In regards to agitating the composition to disperse, the composition of the prior art are suspensions. Therefore one would reasonably conclude that the composition should be agitated because they comprise particles. In regards to tasteless, the compositions comprise a metal in an amount encompassed by the instant claims. Therefore, it would be reasonable to conclude that the compositions are tasteless. Response to Arguments Niedermeyer discloses ethanol may be in the composition when formulated into a mouthwash. The ethanol may comprise less than 2% of the composition. This would meet the ingredients of the instant claims. Therefore the rejection is maintained. Obvious-Type Double Patenting (Maintained Rejection) Claims 19-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-17 of U.S. Patent No. 12,257,329. Although the claims at issue are not identical, they are not patentably distinct from each other because the claims are coextensive insofar as they both recite an aqueous oral composition for controlling halitosis comprising a metal and a thickener. The instant claims differ from the patented claims insofar as the instant claims are genus claims reciting several metals whereas the patented claims recite a specific metal and thickener in the independent claims. Therefore the instant claims are obvious over the patented claims. Response to Arguments The Examiner argues that the patented claims are not distinct from the instant claims because they both recite the same subject matter of a metal and keratinophilic/mucoadhesive polymer for treating halitosis. Therefore, the rejection is maintained. Conclusion Claims 19-20 are rejected. No claims allowed. THIS ACTION IS MADE FINAL. Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to LEZAH ROBERTS whose telephone number is (571)272-1071. The examiner can normally be reached Monday-Friday 11:00-7:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Sahana Kaup can be reached on 571-272-68976897. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /LEZAH ROBERTS/Primary Examiner, Art Unit 1612
Read full office action

Prosecution Timeline

Show 5 earlier events
Sep 23, 2025
Final Rejection mailed — §103, §112, §DP
Nov 04, 2025
Response after Non-Final Action
Dec 03, 2025
Request for Continued Examination
Dec 08, 2025
Response after Non-Final Action
Dec 17, 2025
Non-Final Rejection mailed — §103, §112, §DP
Feb 23, 2026
Interview Requested
Mar 11, 2026
Response Filed
Jul 22, 2026
Final Rejection mailed — §103, §112, §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12697288
COMPOSITION FOR ORAL CAVITY
5y 3m to grant Granted Aug 04, 2026
Patent 12691045
Rheological Solid Composition for Use in Shaving
5y 3m to grant Granted Jul 28, 2026
Patent 12661309
PREPARATION AND EFFICACY OF TOOTH WHITENING TABLET INCLUDING SHMP
5y 0m to grant Granted Jun 23, 2026
Patent 12594229
Personal Care Compositions and Methods for the Same
5y 2m to grant Granted Apr 07, 2026
Patent 12594241
TOPIRAMATE ORAL LIQUID SUSPENSION AND USE THEREOF
2y 7m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

5-6
Expected OA Rounds
49%
Grant Probability
84%
With Interview (+35.6%)
4y 1m (~2y 8m remaining)
Median Time to Grant
High
PTA Risk
Based on 767 resolved cases by this examiner. Grant probability derived from career allowance rate.

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