Prosecution Insights
Last updated: October 22, 2026
Application No. 19/056,587

ELECTRIC MACHINE, MOTOR VEHICLE HAVING AN ELECTRIC MACHINE, AND METHOD FOR OPERATING AN ELECTRIC MACHINE

Non-Final OA §102§103
Filed
Feb 18, 2025
Priority
Feb 29, 2024 — DE 102024105731.9
Examiner
ANDREWS, MICHAEL
Art Unit
Tech Center
Assignee
Audi AG
OA Round
1 (Non-Final)
64%
Grant Probability
Moderate
1-2
OA Rounds
1y 2m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 64% of resolved cases
64%
Career Allowance Rate
810 granted / 1255 resolved
+4.5% vs TC avg
Strong +24% interview lift
Without
With
+24.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 10m
Avg Prosecution
33 currently pending
Career history
1301
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
52.4%
+12.4% vs TC avg
§102
24.4%
-15.6% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1255 resolved cases

Office Action

§102 §103
DETAILED ACTION The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . This Office Action is responsive to the Applicant's communication filed 18 February 2025. In view of this communication, claims 1-14 are now pending in the application. Priority Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d) or (f), 365(a) or (b), or 386(a), which papers have been placed of record in the file. Information Disclosure Statement The information disclosure statement(s) submitted on 18 February 2025 was/were filed before mailing of the first action on the merits. Accordingly, the information disclosure statement(s) is/are being considered by the examiner. Disclosure The specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant's cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 7-9, and 12-13 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Broekelschen et al. (DE 19507760 A1), hereinafter referred to as “Broekelschen”. Regarding claim 1, Broekelschen discloses an electric machine (fig. 1-3; ¶ 0033), comprising: a static section [1] having a control device [21] configured to generate control signals for controlling operation of the electric machine (fig. 3; ¶ 0033); and a rotor [3] rotatably mounted relative to the static section [1], the rotor [3] having at least one acquisition device [9] (fig. 1; ¶ 0033-0034) for acquiring and/or generating at least one item of rotor information relating to operation of the rotor [3] (¶ 0034; “measuring network 9 serves in particular to measure… direct current… earth fault resistance”), wherein the control signals for controlling the operation of the electric machine are generated depending on the at least one item of rotor information (¶ 0035), wherein the at least one item of rotor information is transmittable from the at least one acquisition device [9] to the control device [21] via a transmitter [7] of the rotor [3] and a receiver [8] of the static section [1] (fig. 1; ¶ 0033, 0035), PNG media_image1.png 604 790 media_image1.png Greyscale wherein the at least one item of rotor information is transmittable in a contact-free manner and by way of optical signals [6] from the transmitter [7] to the receiver [8] (fig. 1; ¶ 0033), and wherein the electric machine is configured as an externally excited synchronous machine (fig. 2; ¶ 0034; windings [16,17] are provided on both the stator [4] and the rotor [3], respectively). Regarding claim 2, Broekelschen discloses the electric machine according to claim 1, as stated above, wherein the acquisition device [9] comprises at least one current sensor configured to acquire at least one item of current information relating to a current electrical current flowing in at least one rotor winding [17] of the rotor [3] as at least one of the items of rotor information (fig. 1-2; ¶ 0034; “measuring network 9 serves in particular to measure… direct current… earth fault resistance”). Regarding claim 7, Broekelschen discloses the electric machine according to claim 1, as stated above, wherein the transmitter [7] is configured to move along an annular trajectory during the rotation of the rotor [3] (fig. 1; ¶ 0033-0035; the transmitter on the rotor is offset from the axis [2], thus it would rotate around the axis), and wherein the receiver [8] is annular and is arranged next to the annular trajectory (fig. 1; ¶ 0033-0035; the transmitters and receivers are axially adjacent to one another). Regarding claim 8, Broekelschen discloses the electric machine according to claim 1, as stated above, wherein the transmitter [7] is arranged annularly and concentrically with respect to an axis of rotation [2] of the rotor [3] (fig. 1; ¶ 0033-0035; the transmitter on the rotor is offset from the axis [2], thus it would rotate around the axis), and wherein the receiver [8] is arranged next to the transmitter [7] (fig. 1; ¶ 0033-0035; the transmitters and receivers are axially adjacent to one another). Regarding claim 9, Broekelschen discloses the electric machine according to claim 1, as stated above, further comprising at least one transmission device [12,13] configured to inductively transmit a power from the static section [1] to the rotor [3], wherein the power is for energizing at least one rotor winding [12] of the rotor [3] (fig. 1; ¶ 0033). Regarding claim 12, Broekelschen discloses a motor vehicle, comprising: an electric machine (fig. 1-3; ¶ 0033) including: a static section [1] having a control device [21] configured to generate control signals for controlling operation of the electric machine (fig. 3; ¶ 0033); and PNG media_image1.png 604 790 media_image1.png Greyscale a rotor [3] rotatably mounted relative to the static section [1], the rotor [3] having at least one acquisition device [9] (fig. 1; ¶ 0033-0034) for acquiring and/or generating at least one item of rotor information relating to operation of the rotor [3] (¶ 0034; “measuring network 9 serves in particular to measure… direct current… earth fault resistance”), wherein the control signals for controlling the operation of the electric machine are generated depending on the at least one item of rotor information (¶ 0035), wherein the at least one item of rotor information is transmittable from the at least one acquisition device [9] to the control device [21] via a transmitter [7] of the rotor [3] and a receiver [8] of the static section [1] (fig. 1; ¶ 0033, 0035), wherein the at least one item of rotor information is transmittable in a contact-free manner and by way of optical signals [6] from the transmitter [7] to the receiver [8] (fig. 1; ¶ 0033), and wherein the electric machine is configured as an externally excited synchronous machine (fig. 2; ¶ 0034; windings [16,17] are provided on both the stator [4] and the rotor [3], respectively), and wherein the electric machine is connected to a drive train (¶ 0034; the machine is used to drive a turbogenerator). Regarding claim 13, Broekelschen discloses a method for operating an electric machine (fig. 1-3; ¶ 0033), the electric machine comprising: a static section [1] having a control device [21] configured to generate control signals for controlling operation of the electric machine (fig. 3; ¶ 0033); and a rotor [3] rotatably mounted relative to the static section [1], the rotor [3] having at least one acquisition device [9] (fig. 1; ¶ 0033-0034) for acquiring and/or generating at least one item of rotor information relating to operation of the rotor [3] (¶ 0034; “measuring network 9 serves in particular to measure… direct current… earth fault resistance”), PNG media_image1.png 604 790 media_image1.png Greyscale wherein the control signals for controlling the operation of the electric machine are generated depending on the at least one item of rotor information (¶ 0035), wherein the electric machine is configured as an externally excited synchronous machine (fig. 2; ¶ 0034; windings [16,17] are provided on both the stator [4] and the rotor [3], respectively), the method comprising: transmitting the at least one item of rotor information from the at least one acquisition device [9] to the control device [21] via a transmitter [7] of the rotor [3] and a receiver [8] of the static section [1] (fig. 1; ¶ 0033, 0035), wherein the at least one item of rotor information is transmitted in a contact-free manner and by way of optical signals [6] from the transmitter [7] to the receiver [8] (fig. 1; ¶ 0033). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 3-6, 11, and 14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Broekelschen in view of Straßer (US 2024/0022195 A1, hereinafter referred to as “Straßer”. Regarding claim 3, Broekelschen discloses the electric machine according to claim 1, as stated above. Broekelschen does not disclose that the acquisition device [9] comprises at least one voltage sensor configured to acquire at least one item of voltage information relating to a current electrical voltage applied to at least one rotor winding [17] of the rotor [3] as at least one of the items of rotor information. Straßer discloses an electric machine [2] having an acquisition device [22-24] that comprises at least one voltage sensor [22] configured to acquire at least one item of voltage information relating to a current electrical voltage applied to at least one rotor winding [5] of a rotor [6] as at least one item of rotor information (fig. 1; ¶ 0032, 0046). PNG media_image2.png 449 772 media_image2.png Greyscale It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement the acquisition device of Broekelschen as a voltage sensor as taught by Straßer, in order to carry out a reliable de-excitation of the winding thereby saving on material costs (¶ 0012 of Straßer). Regarding claim 4, Broekelschen discloses the electric machine according to claim 1, as stated above. Broekelschen does not disclose that the acquisition device [9] comprises at least one rotational position sensor configured to acquire at least one item of rotational position information relating to a current rotational position of the rotor [3] as at least one of the items of rotor information. Straßer discloses an electric machine [2] having an acquisition device [22-24] that comprises at least one rotational position sensor [23] configured to acquire at least one item of rotational position information relating to a current rotational position of the rotor [3] as at least one of the items of rotor information (fig. 1; ¶ 0032, 0044). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement the acquisition device of Broekelschen as a rotational position sensor as taught by Straßer, in order to carry out a reliable de-excitation of the winding thereby saving on material costs (¶ 0012 of Straßer). Regarding claim 5, Broekelschen discloses the electric machine according to claim 1, as stated above. Broekelschen does not disclose that the acquisition device [9] comprises at least one temperature sensor configured to acquire at least one item of temperature information relating to a current temperature of the rotor [3] as at least one of the items of rotor information. Straßer discloses an electric machine [2] having an acquisition device [22-24] that comprises at least one temperature sensor [24] configured to acquire at least one item of temperature information relating to a current temperature of the rotor [3] as at least one of the items of rotor information (fig. 1; ¶ 0032, 0045). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to implement the acquisition device of Broekelschen as a voltage sensor as taught by Straßer, in order to carry out a reliable de-excitation of the winding thereby saving on material costs (¶ 0012 of Straßer). Regarding claim 6, Broekelschen, in view of Straßer, discloses the electric machine according to claim 5, as stated above, wherein Straßer further discloses that the at least one item of temperature information relating to the current temperature of the rotor [3] is related to a current temperature of at least one rotor winding [5] of the winding [5] (fig. 1; ¶ 0045). Regarding claim 11, Broekelschen discloses the electric machine of claim 1, as stated above. Broekelschen does not disclose that the electric machine is configured to generate a drive torque for a motor vehicle, and wherein the electric machine is connectable to a drive train of the motor vehicle. Straßer discloses an electric machine [2] configured to generate a drive torque for a motor vehicle [1] (fig. 1; ¶ 0031), and wherein the electric machine [2] is connectable to a drive train [3] of the motor vehicle [1] (fig. 1; ¶ 0031). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the electric machine of Broekelschen in the drive train of a motor vehicle as taught by Straßer, in order to provide a simplified method or arrangement for transmitting data between stationary and rotating components thereby lowering material and space expenditures (¶ 0006 of Broekelschen). Regarding claim 14, Broekelschen discloses the method of claim 13, as stated above. Broekelschen does not disclose that the electric machine is configured to generate a drive torque for a motor vehicle, and wherein the electric machine is connectable to a drive train of the motor vehicle. Straßer discloses an electric machine [2] configured to generate a drive torque for a motor vehicle [1] (fig. 1; ¶ 0031), and wherein the electric machine [2] is connectable to a drive train [3] of the motor vehicle [1] (fig. 1; ¶ 0031). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use the electric machine of Broekelschen in the drive train of a motor vehicle as taught by Straßer, in order to provide a simplified method or arrangement for transmitting data between stationary and rotating components thereby lowering material and space expenditures (¶ 0006 of Broekelschen). Allowable Subject Matter Claim(s) 10 is/are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: Regarding claim 10, and all claims dependent thereon, the prior art does not disclose, inter alia, the electric machine according to claim 9, wherein the at least one transmission device has at least one stator-side induction coil and at least one rotor-side induction coil, wherein the stator-side induction coil is connectable to an energy storage device of the motor vehicle via an inverter, the energy storage device of the motor vehicle configured to store electrical energy, wherein the rotor-side induction coil is connected to the at least one rotor winding via a rectifier, wherein the control device is configured to generate control signals for controlling operation of the inverter depending on the at least one item of rotor information. While the prior art discloses various arrangements of control devices and circuitry connected to the rotor- and stator-side induction coils, it does not disclose the exact arrangement recited above, having coils connected to an energy storage device via an inverter and to the rotor winding via a rectifier. Further, no motivation has been found as to why one of ordinary skill in the art would have incorporated such features into the known arrangements. Thus, the prior art neither anticipates nor renders obvious the claimed invention. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Citation of Relevant Prior Art The prior art made of record and not relied upon is considered pertinent to applicant’s disclosure. Prior art: Gopalakrishnan et al. (US 2025/0119029 A1) discloses an electrical machine comprising induction sensors used to transmit rotor information. Straßer (US 2024/0014712 A1) discloses an externally excited synchronous electrical machine comprising a static section and a rotor having control signals transmitted therebetween via slip rings. Nonaka (US 2012/0229066 A1) discloses an electrical machine comprising sensors used to transmit rotor information between a rotor and a static section, the sensors comprising either magnets or optical sensors. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michael Andrews whose telephone number is (571)270-7554. The examiner can normally be reached on Monday-Thursday, 8:30am-3:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Oluseye Iwarere can be reached at 571-270-5112. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Michael Andrews/ Primary Examiner, Art Unit 2834
Read full office action

Prosecution Timeline

Feb 18, 2025
Application Filed
Oct 07, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
64%
Grant Probability
88%
With Interview (+24.0%)
2y 10m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1255 resolved cases by this examiner. Grant probability derived from career allowance rate.

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