Prosecution Insights
Last updated: April 19, 2026
Application No. 19/056,643

DOCUMENT CONVEYING DEVICE

Non-Final OA §103
Filed
Feb 18, 2025
Examiner
SEVERSON, JEREMY R
Art Unit
1759
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Kyocera Document Solutions Inc.
OA Round
1 (Non-Final)
87%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
To Grant
98%
With Interview

Examiner Intelligence

Grants 87% — above average
87%
Career Allow Rate
842 granted / 963 resolved
+22.4% vs TC avg
Moderate +11% lift
Without
With
+11.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 2m
Avg Prosecution
16 currently pending
Career history
979
Total Applications
across all art units

Statute-Specific Performance

§101
1.2%
-38.8% vs TC avg
§103
31.8%
-8.2% vs TC avg
§102
43.0%
+3.0% vs TC avg
§112
18.6%
-21.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 963 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: “sheet feeding mechanism” in claim 1; and “sheet feeding tray lifting mechanism” in claim 1. Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. This application currently names joint inventors. In considering patentability of the claims the examiner presumes that the subject matter of the various claims was commonly owned as of the effective filing date of the claimed invention(s) absent any evidence to the contrary. Applicant is advised of the obligation under 37 CFR 1.56 to point out the inventor and effective filing dates of each claim that was not commonly owned as of the effective filing date of the later invention in order for the examiner to consider the applicability of 35 U.S.C. 102(b)(2)(C) for any potential 35 U.S.C. 102(a)(2) prior art against the later invention. Claims 1 and 2 are rejected under 35 U.S.C. 103 as being unpatentable over Nakagawa (US 2023/0391567 A1) in view of Tabuchi (US 2007/0092318 A1). Regarding claim 1, Nakagawa discloses a document conveying device comprising: a sheet feeding tray 44 on which a document is placed; a sheet feeding mechanism 31 which feeds the sheet placed on the sheet feeding tray in a predetermined sheet feeding direction; a sheet feeding tray lifting mechanism 33 which lifts and lowers the sheet feeding tray; a top plate 21 which is adjacent to the sheet feeding tray on a downstream side in the sheet feeding direction and is in contact with a lower surface of the document to be fed; a fixed wall part 23 which is provided extending downward from an upstream side end portion of the top plate in the sheet feeding direction and is fixed in position; and a lifting wall part 25 which is provided extending upward from a downstream side end portion of the sheet feeding tray in the sheet feeding direction, and lifted and lowered along the fixed wall part together with the sheet feeding tray. Nakagawa lacks a reflective optical sensor which detects the document placed on the sheet feeding tray, wherein the reflective optical sensor emits light in a direction inclined downstream of the sheet feeding direction from a vertically upward direction. Tabuchi teaches the use of a reflective optical sensor 47 which detects the document placed on the sheet feeding tray, in order to detect that a document has been set on the tray. Tabuchi, par. 37. Tabuchi lacks the disclosure of the reflective optical sensor emitting light in a direction inclined downstream of the sheet feeding direction from a vertically upward direction. It would have been obvious to a person having ordinary skill in the art at the time of the effective filing date to flip the emitter 47a and the receiver 47b, in the sensor of Tabuchi, as an obvious reversal of parts, in order to provide for ease of manufacture, and to add this sensor to the device of Nakagawa, as taught by Tabuchi, in order to detect that a document has been set on the tray. Regarding claim 2, the device of Nakagawa as modified by Tabuchi comprises the document conveying device according to claim 1, wherein the sheet feeding mechanism includes a pickup roller (Nakagawa, 51) which feeds the document placed on the sheet feeding tray in the sheet feeding direction. Nakagawa and Tabuchi lack the explicit disclosure of the pickup roller having: a shaft, and a roller body provided around the shaft, and the reflective sensor being provided at a position different from the roller body in a width direction crossing the sheet feeding direction and emitting the light downstream of the sheet feeding direction from the shaft. It would have been obvious to a person having ordinary skill in the art at the time of the effective filing date to use a shaft and a roller body provided around the shaft in the device of Nakagawa as modified by Tabuchi, as such an arrangement is very well-known in the art to feed sheets from trays. It would further have been obvious to a person having ordinary skill in the art at the time of the effective filing date to have the reflective sensor be provided at a position different from the roller body in a width direction crossing the sheet feeding direction and emit the light downstream of the sheet feeding direction from the shaft in the device of Nakagawa as modified by Tabuchi, in order to ensure the light is not blocked by the roller or shaft. See also Tabuchi, Fig. 3, where it appears the light is made to avoid the roller and shaft in this manner. Allowable Subject Matter Claims 3-5 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: the nearest prior art does not teach or suggest the claimed subject matter. For example, neither Nakagawa nor Tabuchi discloses everything claimed, including the lifting wall part having a groove along an optical path of the reflective optical sensor, in combination with the rest of the claimed elements. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Kimura (US 2010/0225045 A1) discloses a sheet feeding device a document set sensor provided at a tray. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Jeremy R. Severson, whose telephone number is (571)272-2209. The examiner can normally be reached Monday through Friday. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Duane Smith, can be reached at (571) 272-1166. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JEREMY R SEVERSON/Primary Examiner, Art Unit 1759
Read full office action

Prosecution Timeline

Feb 18, 2025
Application Filed
Jan 16, 2026
Non-Final Rejection — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12600594
SHEET PROCESSING APPARATUS AND IMAGE FORMING SYSTEM
2y 5m to grant Granted Apr 14, 2026
Patent 12600591
SHEET FEEDER AND IMAGE FORMING APPARATUS
2y 5m to grant Granted Apr 14, 2026
Patent 12595149
MACHINE AND METHOD FOR PRODUCING PACKAGES OF FOLDED OR INTERFOLDED LAMINAR PRODUCTS MADE OF PAPER, IN PARTICULAR PACKAGES OF NAPKINS, TISSUES, TOWELS, OR SIMILAR PRODUCTS
2y 5m to grant Granted Apr 07, 2026
Patent 12598262
MEDIUM CONVEYING APPARATUS FOR GENERATING IMAGE BASED ON PULSE SIGNAL WHOSE CYCLE VARIES ACCORDING TO ROTATION OF DC MOTOR
2y 5m to grant Granted Apr 07, 2026
Patent 12595143
SHEET FEEDING DEVICE AND IMAGE FORMING APPARATUS
2y 5m to grant Granted Apr 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
87%
Grant Probability
98%
With Interview (+11.0%)
2y 2m
Median Time to Grant
Low
PTA Risk
Based on 963 resolved cases by this examiner. Grant probability derived from career allow rate.

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