Prosecution Insights
Last updated: August 17, 2026
Application No. 19/062,965

METHODS, SYSTEM, AND APPARATUS FOR COMMUNICATING ZERO-PADDED SIGNALS

Non-Final OA §103
Filed
Feb 25, 2025
Priority
Aug 26, 2022 — continuation of PCTCN2022115240
Examiner
TAYONG, HELENE E
Art Unit
Tech Center
Assignee
Huawei Technologies Co., Ltd.
OA Round
1 (Non-Final)
89%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 89% — above average
89%
Career Allowance Rate
757 granted / 849 resolved
+29.2% vs TC avg
Moderate +15% lift
Without
With
+14.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
17 currently pending
Career history
865
Total Applications
across all art units

Statute-Specific Performance

§101
8.1%
-31.9% vs TC avg
§103
60.4%
+20.4% vs TC avg
§102
7.8%
-32.2% vs TC avg
§112
12.1%
-27.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 849 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claims 18 and 20 are objected to because of the following informalities: In claims 18 and 20 lines 1, “wherein “is missing before “the zero padding-- -“. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-4 and 9-12 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 20180091345 A1) (see IDS) in view of Park et al (US 20180316531 A1) With regards to claim 1, Lee et al discloses a method comprising: communicating, in a wireless communication network ([0038], FIG. 1 is a block diagram for configurations of a base station 105 and a user equipment 110 in a wireless communication system 100) , signaling indicative of zero padding to be applied to a transmission symbol that is to be transmitted in the wireless communication network ([0042] The symbol modulator 120 multiplexes the data and pilot symbols together and then transmits the multiplexed symbols to the transmitter 125. In doing so, each of the transmitted symbols may include the data symbol, the pilot symbol or a signal value of zero), the zero padding comprising head zero padding at a head of the transmission symbol and tail zero padding at a tail of the transmission symbol; and communicating, in the wireless communication network, a zero-padded transmission symbol to which the zero padding has been applied, and a cyclic prefix preceding the zero- padded transmission symbol([0085], FIG. 12 shows a structure of 1 symbol. In case of FCP-OFDM (for in-band multiplexing), ZP for a receiving end is inserted in a symbol start part, ZP for a transmitting end is inserted, ZP for a transmitting end is inserted, and a CP is then inserted, in order. In case of FCP-OFDM (for in-band multiplexing), signals are transceived using such a symbol structure). Lee et al discloses all of the subject matter discussed above, except for the zero padding comprising head zero padding at a head of the transmission symbol and tail zero padding at a tail of the transmission symbol However, Park et al in the same endeavor, wireless communication networks-that many multiple-access systems capable of supporting communication with multiple users by sharing the available system resources. Park et al focuses on a need to reduce or minimize the inter-carrier interference associated with the discontinuity or the sudden transition between consecutive OFDM symbols to reduce or minimize the ACLR. In [0075], The head tones 762, the center tones 614, and the tail tones 766 are then further processed as described above with reference to FIGS. 5 and 6 to output a CP-OFDM symbol 772 for transmission to a wireless device. The zero padding of just the head tones 612 and the tail tones 616, and not the center tones 614, reduces ACLR and minimizes the reduction in spectral efficiency when compared to the zero padding of all the tones including the center tones. Lee et al and Park et al are analogous art, because they are in a similar field of endeavor in improving wireless communication by reducing or minimizing the inter-carrier interference. Thus, it would have been obvious to one of ordinary in the art, before the effective filing date of the claimed invention, to combine them and to modify Lee et al zero padding technique with Park et al’s head and tail zero padding technique. For this combination, the motivation would have been to improvements in NR communications technology (Park et al [0004]) MPEP 2143 Rationale C. With regards to claim 9. The combination of Lee et al and Park et al discloses an apparatus (see Lee et al fig. 1, [0020], a base station 105, and a user equipment 110 in a wireless communication system 100) comprising: at least one processor (processor 180); and a non-transitory computer readable storage medium (Memory 185), coupled to the at least one processor (180), storing programming for execution by the at least one processor, the programming including instructions to ([0049], The processor 155/180 may be connected to the memory unit 160/185 configured to store program codes and data. The memory 160/185 is connected to the processor 155/180 to store operating systems, applications and general files.) Park et all (see [[0125] Computer-readable media includes both computer storage media and communication media including any medium that facilitates transfer of a computer program from one place to another. A storage medium may be any available medium that can be accessed by a general purpose or special purpose computer. communicate, in a wireless communication network, signaling indicative of zero padding to be applied to a transmission symbol that is to be transmitted in the wireless communication network, the zero padding comprising head zero padding at a head of the transmission symbol and tail zero padding at a tail of the transmission symbol; and communicate, in the wireless communication network, a zero-padded transmission symbol to which the zero padding has been applied, and a cyclic prefix preceding the zero- padded transmission symbol ( the rest of the limitations above are similar to limitations recited in claim 1 above, see similar rejections as in claim 1). With regards to claims 2 and 10, the combination of Lee et al and Park et al discloses the method of claim 1, wherein the zero-padded transmission symbol (see Park et al, [0075], CP-OFDM symbol 772 for transmission to a wireless device) comprises a first number of head zeros padded at the head of the transmission symbol(The zero padding of just the head tones 612) and a second number, different from the first number, of tail zeros padded at the tail of the transmission symbol (the tail tones 616). With regards to claims 3 and 11, the combination of Lee et al and Park et al discloses the method of claim 1, wherein the communicating the zero-padded transmission symbol comprises transmitting a plurality of consecutive zero-padded transmission symbols to which the zero padding has been applied (see Park et al [0075], a CP-OFDM symbol 772 for transmission to a wireless device. The zero padding of just the head tones 612 and the tail tones 616) With regards to claims 4 and 12, The method of claim 1, wherein the signaling is indicative of any one or more of: an identifier of a zero-padding pattern of a plurality of available zero-padding patterns, and each zero-padding pattern defining respective different patterns of head zero padding and tail zero padding; a zero-padding pattern that defines a pattern of the head zero padding and the tail zero padding; a number of zeros to be padded in the zero-padded transmission symbol, the number of zeros comprising any one or more of: a total number of zeros to be padded in the zero-padded transmission symbol, a number of head zeros to be padded at the head of the transmission symbol, or a number of tail zeros to be padded at the tail of the transmission symbol; or a ratio between a number of head zeros to be padded at the head of the transmission symbol and a number of tail zeros to be padded at the tail of the transmission symbol. (see at least in [0077] In one aspect, for example, the UE 110 and/or the ACLR component 150 may perform zero padding of symbols CP-OFDM symbol1 (410) and CP-OFDM symbol2 (420) to output zero padded symbols including zero padded CP-OFDM symbol1 (850) and zero padded CP-OFDM symbol2 (860), respectively. For example, zero padded CP-OFDM symbol1 (850) may include CP 852, which may include zeroes that are copied from the tail end (e.g., 858) of CP-OFDM symbol1 (850), k2 zeroes (854) that are included as part of the zero padding of the head tones 612 (732 of FIG. 7), data bits 856, and k3 zeroes 858 that are included as part of the zero padding of the tail tones 616 (742 of FIG. 7) (e.g., as part of a CP operation). In an additional example, zero padded CP-OFDM symbol2 (860) may include CP 862 which may contain zeroes that are copied from the tail end (e.g., 868) of zero padded CP-OFDM symbol2 (860), k2 zeroes (864) that are included as part of the zero padding of the head tones, data bits 866, and k3 zeroes 868 that are included as part of the zero padding of the tail tones. 5. Claims 17-20 are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al (US 20180091345 A1) (see IDS) in view of Jia et al (US 9313063 B1) (see IDS) With regards to claim 17, Lee et al discloses a method comprising: communicating, in a wireless communication network ([0038], FIG. 1 is a block diagram for configurations of a base station 105 and a user equipment 110 in a wireless communication system 100), signaling indicative of zero padding to be applied to a transmission symbol that is to be transmitted in the wireless communication network; and communicating, in the wireless communication network, a zero-padded transmission symbol to which the zero padding has been applied 0042] The symbol modulator 120 multiplexes the data and pilot symbols together and then transmits the multiplexed symbols to the transmitter 125. In doing so, each of the transmitted symbols may include the data symbol, the pilot symbol or a signal value of zero), the zero padding comprising head zero padding at a head of the transmission symbol and tail zero padding at a tail of the transmission symbol; and communicating, in the wireless communication network, a zero-padded transmission symbol to which the zero padding has been applied, and a cyclic prefix preceding the zero- padded transmission symbol([0085], FIG. 12 shows a structure of 1 symbol. In case of FCP-OFDM (for in-band multiplexing), ZP for a receiving end is inserted in a symbol start part, ZP for a transmitting end is inserted, ZP for a transmitting end is inserted, and a CP is then inserted, in order. In case of FCP-OFDM (for in-band multiplexing), signals are transceived using such a symbol structure). Lee et al discloses all of the subject matter discussed above, except for a reference signal for channel estimation, the reference signal being based on a sequence that is shorter than the zero-padded transmission symbol and that is zero padded to a same length as the zero-padded transmission symbol However, Jia et al discloses a transmitter that transmits data to a receiver by transmitting symbols such that each symbol is preceded by a cyclic prefix of a fixed length and the symbol conditionally includes enough zero padding to avoid ISI between consecutive symbols. The zero padding may be zero tail or zero head. (see descriptions in col.5, lines 23-55) In fig 4, transmitting data based on a channel delay spread. The method starts under the presumption that the transmitter is to transmit data to a receiver and the transmitter is aware of the channel delay spread for transmitting the data to the receiver. At step 4-1, based on the channel delay spread for transmitting data to the receiver, the transmitter determines whether a fixed length for cyclic prefixes is long enough to avoid ISI between consecutive symbols. For example, the transmitter may determine that the fixed length for cyclic prefixes is sufficient for avoiding ISI between consecutive symbols only if the fixed length for cyclic prefixes is equal to or longer than the channel delay spread. Since the fixed length for cyclic prefixes and the channel delay spread are both time values measured in seconds, they may be compared to one another. In claim 17, a padding component configured to pad a stream of data symbols with an amount of zero padding determined in accordance with an estimated channel delay spread to avoid ISI between consecutive OFDM symbols to be transmitted; Lee et al and Jia et al are analogous art, because they are in a similar field of endeavor in improving wireless communication by reducing or minimizing the inter-carrier interference. Thus, it would have been obvious to one of ordinary in the art, before the effective filing date of the claimed invention, to combine them and to modify Lee et al zero padding technique with Jia et al’s transmitting data with conditional zero padding technique. For this combination, the motivation would have been to improvements wireless communications technology MPEP 2143 Rationale C. With regards to claim 19, An apparatus comprising (see Lee et al fig. 1, [0020], a base station 105, and a user equipment 110 in a wireless communication system 100): at least one processor; and a non-transitory computer readable storage medium, coupled to the at least one processor, and storing programming for execution by the at least one processor, the programming including instructions to ( See Lee et al [0049], The processor 155/180 may be connected to the memory unit 160/185 configured to store program codes and data. The memory 160/185 is connected to the processor 155/180 to store operating systems, applications and general files.) communicate, in a wireless communication network, signaling indicative of zero padding to be applied to a transmission symbol that is to be transmitted in the wireless communication network; and communicate, in the wireless communication network, a zero-padded transmission symbol to which the zero padding has been applied, and a reference signal for channel estimation, the reference signal being based on a sequence that is shorter than the zero-padded transmission symbol and is zero padded to a same length as the zero-padded transmission symbol ( the rest of claim 19, recites similar limitations as in claim 17 (apparatus) above, see similar rejection above). With regards to claims 18 and 20, the combination of Lee et al and Jia et al discloses the method of claim 17, the zero padding having also been applied to the sequence to zero pad the sequence to the same length as the zero-padded transmission symbol ( see Jia et al, claim 1, based on a channel delay spread for transmitting data to a receiver, determining whether a fixed length for cyclic prefixes is long enough to avoid Inter-Symbol Interference, ISI, between consecutive symbols; upon determining that the fixed length for cyclic prefixes is not long enough to avoid ISI between consecutive symbols, transmitting data to the receiver by transmitting symbols such that each symbol is preceded by a cyclic prefix of the fixed length and the symbol has a fixed length with enough zero padding to avoid ISI between consecutive symbols.) Allowable Subject Matter 6. Claims 5-8 and 13-16 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. 7. The following is a statement of reasons for the indication of allowable subject matter: none of the prior arts cited alone or in combination provides the motivation to teach the method of wherein the zero padding is consistent with a common zero-padding configuration of a plurality of communication devices in the wireless communication network, and wherein the zero-padded transmission symbol comprises a first number of head zeros padded at the head of the transmission symbol and a second number, larger than the first number, of tail zeros padded at the tail of the transmission symbol as recited in claims 5 and 13. Conclusion 8. The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Mueller (US 5617411 ) discloses a frame oriented, digital data transmission method wherein data are transmitted in the zero symbol of the frame of the modulation method provided in the COFDM (Coded Orthogonal Frequency Division Multiplex) which is provided in digital radio. 9. Any inquiry concerning this communication or earlier communications from the examiner should be directed to HELENE E TAYONG whose telephone number is (571)270-1675. The examiner can normally be reached 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Hannah S Wang can be reached at 571-272-9018. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HELENE E TAYONG/Primary Examiner, Art Unit 2631 July 28, 2026
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Prosecution Timeline

Feb 25, 2025
Application Filed
Jul 30, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
89%
Grant Probability
99%
With Interview (+14.8%)
2y 6m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 849 resolved cases by this examiner. Grant probability derived from career allowance rate.

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