Prosecution Insights
Last updated: August 17, 2026
Application No. 19/065,210

TRAFFIC CONTROL APPARATUS, TRAFFIC CONTROL SYSTEM, AND TRAFFIC CONTROL METHOD

Final Rejection §103
Filed
Feb 27, 2025
Priority
Mar 25, 2020 — nonprovisional of PCTJP2020013403 +1 more
Examiner
TAN, OLIVER E
Art Unit
3669
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
NEC Corporation
OA Round
2 (Final)
73%
Grant Probability
Favorable
3-4
OA Rounds
1y 3m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allowance Rate
86 granted / 118 resolved
+20.9% vs TC avg
Moderate +10% lift
Without
With
+10.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
25 currently pending
Career history
156
Total Applications
across all art units

Statute-Specific Performance

§101
11.8%
-28.2% vs TC avg
§103
53.4%
+13.4% vs TC avg
§102
15.4%
-24.6% vs TC avg
§112
17.9%
-22.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 118 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment and Arguments The amendment filed 6/26/2026 has been entered. Claims 1-6 and 13-18 remain pending in the application. Applicant’s amendments and arguments have overcome the previous §112(b), 101 and 102 rejections previously set forth in the Non-Final Office Action. Claim Interpretation The following is a quotation of 35 U.S.C. 112(f): (f) Element in Claim for a Combination. – An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The following is a quotation of pre-AIA 35 U.S.C. 112, sixth paragraph: An element in a claim for a combination may be expressed as a means or step for performing a specified function without the recital of structure, material, or acts in support thereof, and such claim shall be construed to cover the corresponding structure, material, or acts described in the specification and equivalents thereof. The claims in this application are given their broadest reasonable interpretation using the plain meaning of the claim language in light of the specification as it would be understood by one of ordinary skill in the art. The broadest reasonable interpretation of a claim element (also commonly referred to as a claim limitation) is limited by the description in the specification when 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is invoked. As explained in MPEP § 2181, subsection I, claim limitations that meet the following three-prong test will be interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph: (A) the claim limitation uses the term “means” or “step” or a term used as a substitute for “means” that is a generic placeholder (also called a nonce term or a non-structural term having no specific structural meaning) for performing the claimed function; (B) the term “means” or “step” or the generic placeholder is modified by functional language, typically, but not always linked by the transition word “for” (e.g., “means for”) or another linking word or phrase, such as “configured to” or “so that”; and (C) the term “means” or “step” or the generic placeholder is not modified by sufficient structure, material, or acts for performing the claimed function. Use of the word “means” (or “step”) in a claim with functional language creates a rebuttable presumption that the claim limitation is to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites sufficient structure, material, or acts to entirely perform the recited function. Absence of the word “means” (or “step”) in a claim creates a rebuttable presumption that the claim limitation is not to be treated in accordance with 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. The presumption that the claim limitation is not interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, is rebutted when the claim limitation recites function without reciting sufficient structure, material or acts to entirely perform the recited function. Claim limitations in this application that use the word “means” (or “step”) are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. Conversely, claim limitations in this application that do not use the word “means” (or “step”) are not being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, except as otherwise indicated in an Office action. This application includes one or more claim limitations that do not use the word “means,” but are nonetheless being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, because the claim limitation(s) uses a generic placeholder that is coupled with functional language without reciting sufficient structure to perform the recited function and the generic placeholder is not preceded by a structural modifier. Such claim limitation(s) is/are: Claims 1 and 13: “analyzer” (program stored on ROM executed by CPU) Because this/these claim limitation(s) is/are being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, it/they is/are being interpreted to cover the corresponding structure described in the specification as performing the claimed function, and equivalents thereof. If applicant does not intend to have this/these limitation(s) interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph, applicant may: (1) amend the claim limitation(s) to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph (e.g., by reciting sufficient structure to perform the claimed function); or (2) present a sufficient showing that the claim limitation(s) recite(s) sufficient structure to perform the claimed function so as to avoid it/them being interpreted under 35 U.S.C. 112(f) or pre-AIA 35 U.S.C. 112, sixth paragraph. Claim Rejections - 35 USC § 103 The text of those sections of Title 35, U.S. Code not included in this action can be found in a prior Office action. Claim(s) 1, 2, 4, 5, 13, 14, 16, 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over US20180364700A1 (“Liu”) in view of US20200117188A1 (“Yun”). As per claims 1 and 13, Liu teaches: A vehicle including an autonomous driving function comprising: at least one memory storing instructions, and at least one processor configured to execute the instructions to: control an autonomous driving of the vehicle based on information about the vehicle detected at a first time; analyze, based on the information detected at the first time, a first state of the vehicle by an analyzer relating to the autonomous driving of the vehicle; transmit the information detected at the first time and the first state of the vehicle to a control apparatus located outside of the vehicle via a network. (Liu at least the abstract, [0028], [0066-0067], [0027], [0006]) Liu does not teach, which Yun teaches: receive, via the network, a second state of the vehicle determined by the control apparatus located outside of the vehicle, the second state being determined based on the information detected at the first time; and control the autonomous driving of the vehicle based on the first state and the second state. (Yun at least the abstract, FIG. 5, FIG. 8) It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Liu with the aforementioned limitations taught by Yun with a reasonable expectation of success. One of ordinary skill would have been motivated to combine these references in order to provide a vehicle capable of safely controlling autonomous driving without driver intervention (Yun [0010]). As per claims 2 and 14, Liu additionally teaches: wherein the analyzer analyzes the first state by an autonomous driving rule relating to the autonomous driving of the vehicle, the autonomous driving rule being generated by learning the information. (Liu at least [0026]) As per claims 4 and 16, Liu additionally teaches: the information detected by the vehicle is about an area in front of the vehicle, and a state of a peripheral vehicle or a state of a peripheral person in the area including a road is determined as the second state of the vehicle. (Liu at least [0006], FIG. 8) As per claims 5 and 17, Liu additionally teaches: wherein a potential to collide with the peripheral vehicle or the peripheral person is determined as the second state of the vehicle. (Liu at least [0121]) Claim(s) 3, 6, 15, 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Liu and Yun in view of US20200168094A1 (“Shimodaira”). Regarding claims 3 and 15, Liu in combination with the other reference teaches the invention as described above. Liu does not disclose: the second state is determined based on an analysis rule different from the autonomous driving rule. Shimodaira teaches the aforementioned limitation (Shimodaira at least the abstract, [0048]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Liu with the aforementioned limitations taught by Shimodaira with a reasonable expectation of success. One of ordinary skill would have been motivated to combine these references in order to avoid obstacles and congestion (Shimodaira [0025]). The motivation to combine these reference is the same as above in claim 3. Regarding claims 6 and 18, Liu in combination with the other reference teaches the invention as described above. Liu does not disclose: the analyzer analyzes the state of the peripheral vehicle or the state of the peripheral person as the first state by an autonomous driving rule relating to the autonomous driving of the vehicle, the autonomous driving rule being different from an analysis rule used in a case where the state of the peripheral vehicle or the state of the peripheral person is determined as the second state. Shimodaira teaches the aforementioned limitation (Shimodaira at least the abstract, [0048]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to combine Liu with the aforementioned limitations taught by Shimodaira with a reasonable expectation of success. The motivation to combine these reference is the same as above in claim 3. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to OLIVER TAN whose telephone number is (703)756-4728. The examiner can normally be reached M-F 10-7. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Navid Mehdizadeh can be reached at (571) 272-7691. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /O.T./Examiner, Art Unit 3669 /TODD MELTON/Primary Examiner, Art Unit 3669
Read full office action

Prosecution Timeline

Feb 27, 2025
Application Filed
Oct 09, 2025
Response after Non-Final Action
Mar 26, 2026
Non-Final Rejection mailed — §103
May 20, 2026
Interview Requested
Jun 02, 2026
Examiner Interview Summary
Jun 02, 2026
Applicant Interview (Telephonic)
Jun 26, 2026
Response Filed
Aug 04, 2026
Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
73%
Grant Probability
83%
With Interview (+10.2%)
2y 9m (~1y 3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 118 resolved cases by this examiner. Grant probability derived from career allowance rate.

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