Prosecution Insights
Last updated: July 17, 2026
Application No. 19/087,309

CONVERSION APPARATUS, SYSTEM, MOVING OBJECT, AND EQUIPMENT

Non-Final OA §103
Filed
Mar 21, 2025
Priority
Mar 26, 2024 — JP 2024-049499
Examiner
HENN, TIMOTHY J
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
86%
Grant Probability
Favorable
1-2
OA Rounds
1y 0m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 86% — above average
86%
Career Allowance Rate
922 granted / 1075 resolved
+25.8% vs TC avg
Moderate +12% lift
Without
With
+11.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
24 currently pending
Career history
1094
Total Applications
across all art units

Statute-Specific Performance

§101
2.3%
-37.7% vs TC avg
§103
61.2%
+21.2% vs TC avg
§102
5.0%
-35.0% vs TC avg
§112
18.0%
-22.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1075 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Interpretation Claim(s) 1-19 do not use “means for” (or “step for”) language, or generic placeholders for "means” coupled with functional language without recitation of sufficient structure for carrying out the claimed functions and therefore do not invoke 35 U.S.C. 112(f) (pre-AIA 35 U.S.C. 112, sixth paragraph). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1, 4-8 and 15-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shimano (US 2009/0295955 A1) in view of Brown et al. (US 8,836,066 B1) in view of Maehashi et al. (WO 2023/131996 A1) in view of Sekine (US 2023/0163229 A1). The following rejections provide citations to English language equivalent Maehashi (US 2024/0357259 A1). See MPEP 901.05(II).[claim 1] Regarding claim 1, Shimano discloses a conversion apparatus (e.g. Figure 1) comprising: a pixel (Figure 1; Paragraph 0029); and an output unit configured to output data according to an output signal of the pixel (Figure 1, LVDS interface 5), wherein the output unit includes a first circuit and a second circuit configured to operate at a speed faster than a speed of the first circuit (Figure 2; Paragraph 0011, 0036-0038). However, Shimano does not teach that the pixel includes an avalanche photodiode. Brown teaches the use of an avalanche photodiode for image sensors to increase the sensitivity of the image sensor and allow for improved low-light imaging (c. 3, ll. 27-36). Therefore, it would have been obvious to use an avalanche photodiode in the pixels of the image sensor of Shimano so that sensitivity can be increased resulting in improved low-light imaging. However, Shimano in view of Brown does not teach that an absolute value of a threshold voltage of a first transistor which constitutes the first circuit is larger than an absolute value of a threshold voltage of a second transistor which constitutes the second circuit. Shimano teaches transistors which provide operation in a high-speed mode and a low-speed mode (Figure 2; Paragraph 0011, 0036-0038). Maehashi teaches designing transistors to have high driving power which can contribute to high-speed operation by lowering the threshold voltage of the transistor (Paragraphs 0080-0081). Maehashi further teaches that lowering the threshold voltage may increase off-leakage current of the transistor and results in a drop in driving power (Paragraph 0081). Since the second circuit requires a higher-speed operation than the first circuit, it would have been obvious to adjust the threshold voltage of the second circuit of Shimano in view of Brown to be lower than that of the first circuit so that a high driving power may be achieved by the second circuit, while simultaneously suppressing an increase in off-leakage current in the first circuit as taught by Maehashi. However, Shimano in view of Brown in view of Maehashi does not explicitly disclose that the pixel includes a circuit configured to process a signal according to an output of the avalanche diode. Sekine discloses a similar pixel device including avalanche photodiodes and further discloses the inclusion of a circuit to process the output of the photodiode (Figure 2, Item 30). Therefore, it would have been obvious to provide a processing circuit as taught by Sekine in the pixels of Shimano in view of Brown in view of Maehashi so that a processed signal, such as a photon count or a time-to-digital conversion to measure timing of a pulse detected by the pixel may be output (e.g. Paragraph 0201).[claim 4] Regarding claim 4, Maehashi discloses wherein in the first transistor, an impurity concentration at a drain end portion of an impurity having a conductivity type that is the same as a conductivity type of the first transistor is a first concentration, and in the second transistor, an impurity concentration at a drain end portion of an impurity having a conductivity type that is the same as a conductivity type of the second transistor is a second concentration that is higher than the first concentration (Paragraphs 0087-0088).[claim 5] Regarding claim 5, Maehashi discloses wherein in the first transistor, an impurity concentration in a channel region of an impurity having a conductivity type that is the same as a conductivity type of the first transistor is a third concentration, and in the second transistor, an impurity concentration in a channel region of an impurity having a conductivity type that is the same as a conductivity type of the second transistor is a fourth concentration that is higher than the third concentration (Paragraphs 0087-0088).[claim 6] Regarding claim 6, Maehashi discloses wherein the first transistor has a first channel length, and the second transistor has a second channel length that is longer than the first channel length (Paragraphs 0087-0088)[claim 7] Regarding claim 7, Maehashi discloses wherein a gate insulating film of the first transistor is thicker than a gate insulating film of the second transistor (Paragraphs 0087-0088).[claim 8] Regarding claim 8, Shimano discloses wherein the second circuit includes a serializer configured to convert parallel data into serial data (e.g. Paragraphs 0069-0071).[claim 15] Regarding claim 15, see the rejection of claim 1 above.[claim 16] Regarding claim 16, Shimano in view of Brown in view of Maehashi does not disclose wherein a first substrate to which the avalanche diode is provided and a second substrate to which the circuit and the output unit are provided are laminated to each other. However, Sekine additionally discloses that the avalanche diode and the processing circuit may be placed on separate substrates which are laminated together (Paragraph 0058-0059). Using separate substrates in this manner would allow for a greater area for the avalanche photodiodes. Therefore, it would have been obvious to use separate substrates as claimed so that a greater area may be dedicated to the avalanche photodiodes.[claim 17] Regarding claim 17, Shimano in view of Brown in view of Maehashi in view of Sekine discloses a system comprising the conversion apparatus according to claim 1 (see rejection above). Sekine additionally discloses a processing apparatus configured to process a signal output from a conversion apparatus (e.g.. Figure 21, 306) which allows for image information to be processed for storage or display (Paragraphs 0147-0151) or a moving object including a processing unit configured to process the output from a conversion device to determine distances which allows the moving object to be controlled (Figure 24; Paragraphs 0169-0179) . Therefore, it would have been obvious to include an additional processing apparatus the system so that image information captured by the pixels may be processed for storage or display or to allow a moving object to be controlled.[claim 18] Regarding claim 18, see the rejection of claim 17 above.[claim 19] Regarding claim 19, see the rejection of claim 17 above and note that Sekine discloses at least a display, storage or mechanical apparatus as claimed. Claim(s) 2-3, 9 and 12-14 is/are rejected under 35 U.S.C. 103 as being unpatentable over Shimano (US 2009/0295955 A1) in view of Brown et al. (US ) in view of Maehashi et al. (WO 2023/131996 A1) in view of Sekine (US 2023/0163229 A1) in view of Official Notice. The following rejections provide citations to English language equivalent Maehashi (US 2024/0357259 A1). See MPEP 901.05(II).[claim 2] Regarding claim 2, Shimano describes a power supply (Paragraph 0033) but does not explicitly disclose that the power supply powers the pixel. Official Notice is taken that it is well known in the art to use a common power supply for powering components of a system (such as a positive voltage or ground). Therefore, it would have been obvious to use the power supply to also power the pixels to reduce the number of voltages necessary to be created to power the system. [claim 3] Regarding claim 3, Shimano in view of Brown in view of Maehashi in view of Sekine does not explicitly disclose wherein a clock signal is input to a switch provided between the avalanche diode and a node from which a power source to be applied to the avalanche diode is supplied. However, Sekine does disclose the inclusion of a quench circuit for an avalanche photodiode which may be a MOS transistor (Figure 3, 24; Paragraph 0052). Official Notice is taken that is well known in the art to activate a MOS transistor to turn on or turn off using a clock signal. Therefore, it would have been obvious to include a MOS transistor quench circuit taught by Sekine and to drive the transistor using a clock signal so that the change in avalanche current generated by the avalanche diode of Shimano in view of Brown may be converted into a voltage signal and to return the voltage supplied to the photoelectric conversion element to the voltage by flowing a current corresponding to the voltage drop by the quenching operation by activating the MOS transistor (Sekine, Paragraph 0052). [claim 9] Regarding claim 9, Shimano discloses wherein the output unit includes a pixel signal output circuit, and a second power source voltage having a magnitude different from that of the first power source voltage is supplied to the pixel signal output circuit (Figure 2, Vdd2).[claim 12] Regarding claim 12, Shimano in view of Brown in view of Maehashi in view of Sekine does not explicitly disclose wherein an absolute value of a threshold voltage of a fourth transistor which constitutes the circuit in the pixel is larger than the absolute value of the threshold voltage of the second transistor. However, it is noted that the pixel circuit includes a processing circuit such as a counter or time-to-digital converter (Sekine; Paragraph 0201). Official Notice is taken that it is well known in the art to form counters or time-to-digital converters using transistors so that the counter/time-to-digital converters may be integrated into a semiconductor device. Therefore, it would have been obvious to form counters or time-to-digital converters using transistors so that the counter/time-to-digital converters may be integrated into a semiconductor device. Applying the teachings of Maehashi, it would have been obvious to set the threshold voltage to a value lower than that of the second transistor so that off-leakage current of the transistors making up the counter or time-to-digital converters may be reduced.[claim 13] Regarding claim 13, Maehashi discloses wherein in the second transistor, an impurity concentration in a channel region of an impurity having a conductivity type that is the same as a conductivity type of the second transistor is a fourth concentration, and in the fourth transistor, an impurity concentration in a channel region of an impurity having a conductivity type that is the same as a conductivity type of the fourth transistor is a sixth concentration that is lower than the fourth concentration (Paragraphs 0087-0088).[claim 14] Regarding claim 14, applying the teachings of Maehashi, it would have been obvious to set the threshold voltages of the first and fourth transistors equal so that off-leakage current may be similarly reduced. Additionally would have been obvious to one having ordinary skill in the art to set the threshold values to be equal since it has been held that discovering an optimum value of a result effective variable involves only routine skill in the art. In re Boesch, 617 F.2d 272, 205 USPQ 215 (CCPA 1980). Allowable Subject Matter Claims 10-11 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims.[claims 10-11] Regarding claims 10-11 the prior art does not teach or reasonably suggest the conversion apparatus according to Claim 9, wherein an absolute value of a threshold voltage of a third transistor which constitutes the pixel signal output circuit is larger than the absolute value of the threshold voltage of the second transistor. While Shimano and Maehashi disclose a conversion apparatus including transistors having different threshold voltages, the prior art does not teach or reasonably suggest the particular combinations recited wherein an absolute value of a threshold voltage of a third transistor which constitutes the pixel signal output circuit is larger than the absolute value of the threshold voltage of the second transistor. While Shimano discloses an output unit in which it would have been obvious to use transistors (Shimano, Figure 2), since the output unit would be required to perform at high-speeds when a high-speed mode is selected it would not have been obvious to sue a larger threshold voltage than the second transistor as claimed when applying the teachings of Maehashi. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Ardelean et al. US 2026/0101126 A1 Hirai US 2025/0158608 A1 Any inquiry concerning this communication or earlier communications from the examiner should be directed to TIMOTHY J HENN whose telephone number is (571)272-7310. The examiner can normally be reached Monday-Friday ~10-6. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Twyler Haskins can be reached at (571) 272-7406. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Timothy J Henn/Primary Examiner, Art Unit 2639
Read full office action

Prosecution Timeline

Mar 21, 2025
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12677063
IMAGING DEVICE
1y 10m to grant Granted Jul 07, 2026
Patent 12666152
MULTIMODAL IMAGER SYSTEMS AND METHODS WITH STEERABLE FIELDS OF VIEW
2y 8m to grant Granted Jun 23, 2026
Patent 12659576
MOTION-DETECTION SYSTEM AND MOTION-DETECTION METHOD
2y 5m to grant Granted Jun 16, 2026
Patent 12659579
TECHNIQUES FOR AN OVERHEAD CAMERA
2y 6m to grant Granted Jun 16, 2026
Patent 12652479
IMAGE CAPTURING APPARATUS, METHOD FOR CONTROLLING THE SAME, AND STORAGE MEDIUM
2y 1m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
86%
Grant Probability
97%
With Interview (+11.5%)
2y 4m (~1y 0m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1075 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month