Prosecution Insights
Last updated: July 17, 2026
Application No. 19/093,327

METHODS FOR ADJUSTING SURFACE COLOR AND PROPERTIES OF TANTALUM LAYERS

Non-Final OA §112
Filed
Mar 28, 2025
Priority
May 22, 2024 — CN 202410636472.X
Examiner
CHUNG, HOSUNG CHARLES
Art Unit
Tech Center
Assignee
ZHEJIANG UNIVERSITY
OA Round
1 (Non-Final)
59%
Grant Probability
Moderate
1-2
OA Rounds
1y 9m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 59% of resolved cases
59%
Career Allowance Rate
283 granted / 478 resolved
-0.8% vs TC avg
Strong +38% interview lift
Without
With
+37.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
29 currently pending
Career history
505
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
87.0%
+47.0% vs TC avg
§102
1.1%
-38.9% vs TC avg
§112
5.3%
-34.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 478 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Specification The disclosure is objected to because of the following informalities: The phrase “a deposition time” suggests the unit of “min” would be used. See App. Spec. [0018], [0039]. However, the unit of “min/cm2” is used instead Appropriate correction is required. Claim Rejections - 35 U.S.C. § 112 The following is a quotation of 35 U.S.C. § 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 1-10 are rejected under 35 U.S.C. § 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor, or for pre-AIA the applicant regards as the invention. 1. This claim is rejected for the following reasons: I. 5-10% The limitation “5-10%” fails to specify what type of percent is used, be it mass or volume. The examiner could not find any basis in the specification for the type of percent either. Thus this limitation is indefinite. The Examiner suggests striking this limitation. II. Dilute The term "dilute" is a relative term which renders the claim indefinite. This term is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. MPEP § 2173.05(b). The Examiner suggests striking this limitation. III. Auxiliary Cathode The limitation “auxiliary cathode” suggests there is a primary cathode. However, none can be found. Thus it is uncertain whether there is a primary cathode or not. This makes this limitation indefinite. The Examiner suggests striking “auxiliary.” 5. The term "brilliant" is a relative term which renders the claim indefinite. This term is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. MPEP § 2173.05(b). The Examiner suggests striking this limitation. 7. The limitation “a deposition time” suggests the unit of “min” would be used. However, the unit of “min/cm2” is used instead. Thus this claim is indefinite. The Examiner suggests amending to “a specific deposition time.” 10. The term “auxiliary” is rejected for similar reasons stated in the claim 1 rejection. 2-4, 6, & 8-9. These claims are rejected for being dependent upon a rejected claim. Claim Objections Claim 5 is objected to because of the following informalities. Appropriate correction is required. 5. The limitation “to cause that a brilliant blue-white glow is released” is unidiomatic, awkward, and passive. Thus this claim is objected to. The Examiner suggests amending to “to create a blue-white glow … .” Subject Matter without an Art Rejection The following is a statement of reasons for the indication of subject matter without an art rejection: Coad et al., GB 2 063 920 A [hereinafter Coad]. Coad teaches: A method for regulating surface color and properties of a tantalum layer (control the thickness to get a variety of colors; Coad p. 1 ll. 16-19), comprising: step (a) forming the tantalum layer (sputter plating tantalum; Coad abstract) … on a surface of a stainless steel substrate (stainless steel substrate; id.); … and step (c) using the tantalum layer as a working anode and a stainless steel as an auxiliary cathode, fixing both the tantalum layer and the stainless steel in an electrolysis tank (workpiece is an anode and stainless steel cathode; (Coad p. 2 ll. 18-28) …, and obtaining samples of different thicknesses of tantalum oxide layers by adjusting at least one of an oxidation time, a current, a voltage, and a frequency of a power supply; wherein a change in surface thickness of the tantalum layer is capable of resulting in corresponding changes in the surface color and properties of the tantalum layer (control the thickness to get a variety of colors; Coad p. 1 ll. 16-19). However, Coad and the prior art of record do not teach: with a thickness of 40-70 µm; step (b) grinding the tantalum layer, followed by polishing to planarize the tantalum layer to achieve a lustrous metallic finish, and controlling the thickness of the tantalum layer within a range of 40-50 µm; and immersing both the tantalum layer and the stainless steel in a 5-10% dilute sulfuric acid solution doped with NaCI, energizing a pulsed power supply. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Hosung Chung whose telephone number is (571) 270-7578. The examiner can normally be reached Monday-Wednesday, 9 AM - 6 PM CT. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Lin can be reached on (571) 272-8902. The fax phone number for the organization where this application or proceeding is assigned is (571) 273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at (866) 217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call (800) 786-9199 (IN USA OR CANADA) or (571) 272-1000. /HOSUNG CHUNG/Primary Examiner, Art Unit 1794
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Prosecution Timeline

Mar 28, 2025
Application Filed
Jun 17, 2026
Non-Final Rejection mailed — §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
59%
Grant Probability
97%
With Interview (+37.8%)
3y 0m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 478 resolved cases by this examiner. Grant probability derived from career allowance rate.

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