Notice of Pre-AIA or AIA Status
The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA .
Election/Restrictions
Applicant’s election with traverse of Group I, claims 1-10 and 15-18, in the reply filed on April 27, 2026 is acknowledged. The traversal is on the ground(s) that the features of R denotes a substituent selected from the group consisting of CF3CO-, CF2HCO-, CFH2CO-, CF2ClCO-, CFCl2CO-, CCl3CO-, CClH2CO-, CCl2HCO-, CF2ClSO2-, CFCl2SO2-, CCl3SO2-, CF2HSO2-, CFH2SO2-, CH3SO2-, and PfSO2- and electrofluorination are common to all the claims. This is not found persuasive because neither the process of claim 1 nor the process of claim 20 is required to use the reaction mixture of claim 19.
The requirement is still deemed proper and is therefore made FINAL.
Accordingly, claim 11-14 (species), 19 (composition) and 20 (process) are withdrawn from consideration as being directed to a non-elected invention.
Drawings
The drawings were received on March 28, 2025. These drawings are acceptable.
Claim Objections
Claims 1, 6, and 15-17 are objected to because of the following informalities:
Claim 1
line 8, please maned the word “method” to the word -- process --.
This is an instance where the article should be changed to ensure proper antecedent basis for the claim terminology.
line 12, please amend the word “a” to the word -- the --.
Claim 6
line 2, please amend the word “a” to the word -- the --.
Claim 14 (withdrawn)1
line 1, please insert the word -- step -- after the word “electrofluorination”.
Claim 15
line 2, please insert the word -- step -- after the word “electrofluorination”.
Claim 16
line 2, please insert the word -- step -- after the word “electrofluorination”.
Claim 17
line 1, please insert the word -- step -- after the word “electrofluorination”.
Claim 20 (withdrawn)
line 7, please amend “a hydroxyl group protecting agent R-X of formula (IV)” to -- “a hydroxyl group protecting agent of formula (IV), R-X (IV) --.
line 17, please insert the phrase -- wherein R has a same meaning as above -- after “
PNG
media_image1.png
128
206
media_image1.png
Greyscale
”.
Formula (II) is missing the definition of R.
line 21, please insert the phrase -- wherein R has a same meaning as above -- after “
PNG
media_image2.png
129
196
media_image2.png
Greyscale
”,
Formula (I) is missing the definition of R.
line 18, please amend the word “a” to the word -- the --.
Appropriate correction is required.
Claim Rejections - 35 USC § 112
Claims 2-5, 10 and 18 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ),
second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA
35 U.S.C. 112, the applicant), regards as the invention.
Claim 2
lines 3-4, “the isolated and/or purified hydroxyl group protected nonafluoro-tert-butyl alcohol ester compound of formula (I)” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent mention of an element is to be modified by the definite article “the”, “said” or “the said,” thereby making the latter mention(s) of the element unequivocally referable to its earlier recitation.
Claim 3
lines 9-13, recite “wherein the hydroxyl group protected nonafluoro-tert-butyl alcohol ester compound of formula (I) is prepared in a protecting reaction step by reacting a tert-butyl
alcohol compound of formula (III),
PNG
media_image3.png
129
202
media_image3.png
Greyscale
with a hydroxyl group protecting agent of formula R-X (IV),
wherein R has a same meaning as above, and
X denotes a hydrogen atom, a halogen atom, or an -O-R group, each respective R being selected independently,
to obtain the hydroxyl group protected tert-butyl alcohol compound of formula (II)”.
It is unclear from the claim language how the reacting of formula (III) prepares formula (I) and obtains formula (II).
Claim 5
line 3, “the hydroxyl group protecting group R” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier
recitation.
Claim 10
line 4, the “starting material” lacks antecedent basis.
Claim 12 (withdrawn)
line 2, “the anode/cathode mix” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier recitation.
See also claim 13, lines 1-2.
line 4, “the continuous one time pass-by electrofluorination” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent
mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier
recitation.
line 4, the “starting material” lacks antecedent basis.
line 5, “the anode/cathode mix of electrodes” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier recitation.
Claim 18
lines 1-2, recite “wherein deprotecting is performed by saponification with an aqueous inorganic base”.
It is unclear from the claim language how this limitation is further limiting the process. This step is floating in the process with no connection with any of the elements recited in claim 1.
Claim 20 (withdrawn)
line 16, recites “a nonafluoro-tert-butyl alcohol ester compound of formula (II)”.
Formula (II) does not have any “nonafluoro” in the tert-butyl.
line 18, “the hydroxyl group protected tert-butyl alcohol compound of formula (II)” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent
mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier
recitation.
line 23, “the hydroxyl group protecting group R” lacks antecedent basis.
Antecedent basis must be laid for each recited element in a claim, typically, by introducing each element with the indefinite article (“a” or “an”). See Slimfold Mfg. Co. v. Kincaid Properties, Inc., 626 F. Supp 493, 495 (N.D. Ga. 1985), aff'd, 810 F.2d 1113 (Fed. Cir. 1987) (citing P. Rosenberg, 2 Patent Law Fundamentals § 14.06 (2d. Ed. 1984)). Subsequent mention of an element is to be modified by the definite article “the”, “said” or “the said,”
thereby making the latter mention(s) of the element unequivocally referable to its earlier
recitation.
Allowable Subject Matter
The following is a statement of reasons for the indication of allowable subject matter:
Claims 1-10 and 15-18 define over the prior art of record because the prior art does not contain any language that teaches or suggests a process for the manufacture of a hydroxyl group protected nonafluoro-tert-butyl alcohol ester compound of formula (I),
PNG
media_image4.png
129
202
media_image4.png
Greyscale
wherein R denotes a substituent selected from the group consisting of CF3CO-, CF2HCO-,
CFH2CO-, CF2ClCO-, CFCl2CO-, CCl3CO-, CClH2CO-, CCl2HCO-, CF2ClSO2-, CFCl2SO2-, CCl3SO2-,
CFH2SO2-, CF2HSO2-, CFH2SO2-, CH3SO2-, and PfSO2-, and wherein Pf denotes a partially or
perfluorinated C2-C4 residue comprising the step of reacting as presently claimed.
Therefore, a person skilled in the art would not have been motivated to adopt the above conditions, and a prima facie case of obviousness cannot be established.
Childs et al. (US Patent No. 3,900,372) teaches primary or secondary alkanols (col. 1, lines 56-57).
Aust et al. (US Patent Application Publication No. 2012/0152757 A1) does not teach reacting a hydroxyl group protected tert-butyl alcohol compound of formula (II),
PNG
media_image5.png
135
202
media_image5.png
Greyscale
wherein R has a same meaning as above, in an electrofluorination step in a presence of anhydrous hydrogen fluoride to obtain the hydroxyl group protected nonafluoro-tert-butyl alcohol ester compound of formula (I).
Claims 1, 6, and 15-17 would be allowable if rewritten or amended to overcome the claim objection(s) set forth in this Office action.
Claims 2-5, 10 and 18 would be allowable if rewritten or amended to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), 2nd paragraph, set forth in this Office action.
Citations
The prior art made of record and not relied upon is considered pertinent to applicant's disclosure.
Kisukuri et al. (“Electrochemical Installation of CFH2−, CF2H−, CF3−, and Perfluoroalkyl Groups into Small Organic Molecules,” The Chemical Record (2021 Sep), Vol. 21, No. 9, pp. 2502-2525) is cited to teach flow setups (page 2522, Schemes 46 and 47).
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to EDNA WONG whose telephone number is (571) 272-1349. The
examiner can normally be reached Monday-Friday, 7:00 AM- 3:30 PM.
Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at
http://www.uspto.gov/interviewpractice.
If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luan Van can be reached at (571) 272-8521. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300.
Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO
Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.
/EDNA WONG/Primary Examiner, Art Unit 1795
1 Claims 11-14 (species) and 20 (process) would be subjected to rejoinder.