Prosecution Insights
Last updated: April 19, 2026
Application No. 19/103,009

CONTAINER

Non-Final OA §102§103§112
Filed
Feb 11, 2025
Examiner
CASTRIOTTA, JENNIFER
Art Unit
3733
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Ricoh Company Ltd.
OA Round
1 (Non-Final)
62%
Grant Probability
Moderate
1-2
OA Rounds
2y 9m
To Grant
90%
With Interview

Examiner Intelligence

Grants 62% of resolved cases
62%
Career Allow Rate
424 granted / 687 resolved
-8.3% vs TC avg
Strong +29% interview lift
Without
With
+28.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
41 currently pending
Career history
728
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
40.0%
+0.0% vs TC avg
§102
26.6%
-13.4% vs TC avg
§112
28.7%
-11.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 687 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 3, 5, and 7-9 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 3, 5, and 7 all reference “in a perpendicular direction perpendicular to the peripheral direction of the peripheral wall”. This appears to be saying that the perpendicular direction is perpendicular to the direction perpendicular to the peripheral wall – which would be in the same direction as the peripheral wall. The Examiner believes the Applicant intended to claim something more along the lines of “in a [[perpendicular]] direction perpendicular to the peripheral direction of the peripheral wall”. For purposes of further consideration, claims 3, 5, and 7 have been interpreted as the Examiner believes the claims were intended to be written. Further clarification and/or correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 2, 7, and 11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Balderson (WO 93/19445) (cited by Applicant). Regarding Claim 1 Balderson teaches a container (below – Fig. 1) comprising: a container body (3) to accommodate an object; a cap (5) detachably attachable to the container body, the cap including a peripheral wall; and a shrink label (6) to cover at least the peripheral wall of the cap and including a one-dimensional barcode (2) displayed on the shrink label, wherein an expression below is satisfied, L/(2 x circular constant x R) < 0.45, where L is a display width of the one-dimensional barcode in a peripheral direction of the peripheral wall, and R is a radius of the peripheral wall, as can be seen in Fig. 1 below (Pg. 3, Ln. 15 – Pg. 4, Ln. 16). PNG media_image1.png 572 469 media_image1.png Greyscale Regarding Claim 2 Balderson teaches the one-dimensional barcode (2) includes multiple bars arranged in the peripheral direction of the peripheral wall, as can be seen in Fig. 1 above. Regarding Claim 7 Balderson teaches the shrink label (6) includes at least one perforation (7) connecting one end and another end of the shrink label in a direction perpendicular to the peripheral direction of the peripheral wall, as can be seen in Fig. 1 above. Regarding Claim 11 Balderson teaches the shrink label (6) covers a region other than the container body, as can be seen in Fig. 1 above. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-9 and 11 is/are rejected under 35 U.S.C. 103 as being unpatentable over Moser (US 7596927) in view of Balderson (WO 93/19445) (cited by Applicant). Regarding Claim 1 Moser teaches a container (below – Fig. 2 and 4) comprising: a container body (13) to accommodate an object; a cap (15) detachably attachable to the container body, the cap including a peripheral wall (27); and a shrink label (10) to cover at least the peripheral wall of the cap and including wan image (shown at “Brand”) displayed on the shrink label, wherein an expression below is satisfied, L/(2 x circular constant x R) < 0.45, where L is a display width of the one-dimensional image in a peripheral direction of the peripheral wall, and R is a radius of the peripheral wall (Col. 3, Ln. 51 – Col. 5, Ln. 39). PNG media_image2.png 438 348 media_image2.png Greyscale PNG media_image3.png 448 414 media_image3.png Greyscale Moser does not specifically teach the shrink label including a one-dimensional barcode displayed on the shrink label, wherein an expression below is satisfied, L / (2 x circular constant x R) < 0.45, where L is a display width of the one-dimensional barcode in a peripheral direction of the peripheral wall, and R is a radius of the peripheral wall. Balderson teaches a container (Fig. 1) comprising: a container body (3) to accommodate an object; a cap (5) detachably attachable to the container body, the cap including a peripheral wall; and a shrink label (6) to cover at least the peripheral wall of the cap and including a one-dimensional barcode (2) displayed on the shrink label, wherein an expression below is satisfied, L/(2 x circular constant x R) < 0.45, where L is a display width of the one-dimensional barcode in a peripheral direction of the peripheral wall, and R is a radius of the peripheral wall, as can be seen in Fig. 1 above (Pg. 3, Ln. 15 – Pg. 4, Ln. 16). Moser and Balderson are analogous inventions in the field of containers having shrink labels. Because both Moser and Balderson teach shrink labels with images on them, it would have appeared obvious to one skilled in the art, at the time of filing, to substitute the images of the shrink label of Moser with the teachings of the one-dimensional barcode of Balderson to achieve the predictable result of creating a shrink label having a brand image on it. See MPEP 2143(I)(B). Regarding Claim 2 Moser in view of Balderson (hereinafter “modified Moser”) teaches all the limitations of claim 1 as stated above. Balderson further teaches the one-dimensional barcode (2) includes multiple bars arranged in the peripheral direction of the peripheral wall, as can be seen in Fig. 1 above. Regarding Claim 3 Modified Moser teaches all the limitations of claim 2 as stated above. Modified Moser further teaches each of the multiple bars may extend from one end to another end of the shrink label (10) in a direction perpendicular to the peripheral direction of the peripheral wall. [As can be seen in Fig. 4 above, the “Brand” imaging is able to extend the entire length of each of the shrink labels.] Regarding Claim 4 Modified Moser teaches all the limitations of claim 1 as stated above. Modified Moser further teaches the shrink label (10) includes a label top portion covering a part of a top of the cap, and the one-dimensional barcode is able to be displayed on the label top portion of the shrink label. [As can be seen in Fig. 4 above, the “Brand” imaging is able to extend the entire length of each of the shrink labels.] Regarding Claim 5 Modified Moser teaches all the limitations of claim 1 as stated above. Modified Moser further teaches the one-dimensional barcode is capable of including: a first one-dimensional barcode on a first position of the shrink label; a second one-dimensional barcode on a second position different from the first position in a direction perpendicular to the peripheral direction of the peripheral wall of the cap; and an interval between the first one-dimensional barcode and the second one-dimensional barcode in the perpendicular direction, and the interval is smaller than a height of the peripheral wall in the perpendicular direction. [As can be seen in Fig. 4 above, the “Brand” imaging is able to be repeated with a gap (or interval) between each recitation along length of each of the shrink labels.] Regarding Claim 6 Modified Moser teaches all the limitations of claim 1 as stated above. Modified Moser further teaches a first one-dimensional barcode is on a first position of the shrink label; and a second one-dimensional barcode is on a second position different from the first position in the peripheral direction of the peripheral wall. [As can be seen in Fig. 4 above, the “Brand” imaging is able to be repeated with a gap (or interval) between each recitation along a width of each of the shrink labels.] Regarding Claim 7 Modified Moser teaches all the limitations of claim 1 as stated above. Modified Moser further teaches the shrink label includes at least one perforation (33) connecting one end and another end of the shrink label in a direction perpendicular to the peripheral direction of the peripheral wall. Regarding Claim 8 Modified Moser teaches all the limitations of claim 7 as stated above. Modified Moser further teaches the shrink label includes a label top portion covering a part of a top of the cap, and the one-dimensional barcode is displayed on the label top portion of the shrink label. [As can be seen in Fig. 4 above, the “Brand” imaging is able to extend the entire length of each of the shrink labels.] Regarding Claim 9 Modified Moser teaches all the limitations of claim 7 as stated above. Modified Moser further teaches the perforation (33) is at a perforation region different from a barcode region, in which the one-dimensional barcode is displayed, of the shrink label, as can be seen in Fig. 4 above. Regarding Claim 11 Modified Moser teaches all the limitations of claim 1 as stated above. Modified Moser further the shrink label (10) covers a region other than the container body. Claim(s) 10 is/are rejected under 35 U.S.C. 103 as being unpatentable over modified Moser as applied to claim 1 above, and further in view of Kitcher et al. (US 2015/0096913) (hereinafter Kitcher). Regarding Claim 10 Modified Moser teaches all the limitations of claim 1 as shown above. Moser further teaches the container body includes resin. However, modified Moser does not teach the container body includes a pattern forming portion including a concave portion or a convex portion on a surface of the container body. Kitcher teaches a container (below – Fig. 1 and 2) comprising: a container body to accommodate an object, wherein the container body includes resin, and the container body includes a pattern forming portion (34) including a concave portion on a surface of the container body (Paragraphs [0024] – [0030]). PNG media_image4.png 631 231 media_image4.png Greyscale PNG media_image5.png 384 566 media_image5.png Greyscale Modified Moser and Kitcher are analogous inventions in the field of container bodies. It would have been obvious to one skilled in the art at the time of filing to modify the container body of modified Moser with the teachings of the pattern forming portion of Kitcher in order to allow the bottle to carry a brand logo. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Further pertinent prior art includes but is not limited to that which is listed in the attached Notice of References Cited. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JENNIFER CASTRIOTTA whose telephone number is (571)270-5279. The examiner can normally be reached Monday - Friday 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Nathan Jenness can be reached at (571) 270-5055. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JENNIFER CASTRIOTTA/Examiner, Art Unit 3733 /DON M ANDERSON/Primary Examiner, Art Unit 3733
Read full office action

Prosecution Timeline

Feb 11, 2025
Application Filed
Jan 10, 2026
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12601451
CRYOGENIC LIQUID STORAGE TANK INCLUDING SUPPORTER STRUCTURE
2y 5m to grant Granted Apr 14, 2026
Patent 12595096
ONE-HANDED PRESS-OPEN COSMETIC CONTAINER
2y 5m to grant Granted Apr 07, 2026
Patent 12583651
Dual Functioning Straw and Drink Spout
2y 5m to grant Granted Mar 24, 2026
Patent 12564281
Stackable Space Saving System and Method of Use
2y 5m to grant Granted Mar 03, 2026
Patent 12522414
FULLY RECYCLABLE CONTAINER AND METHOD OF MANUFACTURING THE SAME
2y 5m to grant Granted Jan 13, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
62%
Grant Probability
90%
With Interview (+28.8%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 687 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month