Prosecution Insights
Last updated: July 17, 2026
Application No. 19/106,144

BATTERY ELECTRODE GRAPHITE DISPERSION

Non-Final OA §102§112
Filed
Feb 24, 2025
Priority
Sep 08, 2022 — JP 2022-143049 +1 more
Examiner
NGUYEN, HAIDUNG D
Art Unit
Tech Center
Assignee
MITSUBISHI PENCIL Company, Limited
OA Round
1 (Non-Final)
65%
Grant Probability
Favorable
1-2
OA Rounds
1y 8m
Est. Remaining
93%
With Interview

Examiner Intelligence

Grants 65% — above average
65%
Career Allowance Rate
405 granted / 623 resolved
+5.0% vs TC avg
Strong +28% interview lift
Without
With
+27.8%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
42 currently pending
Career history
667
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
76.3%
+36.3% vs TC avg
§102
13.0%
-27.0% vs TC avg
§112
5.0%
-35.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 623 resolved cases

Office Action

§102 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Priority Receipt is acknowledged of certified copies of papers submitted under 35 U.S.C. 119(a)-(d), which papers have been placed of record in the file. Information Disclosure Statement The information disclosure statement (IDS) submitted on 2/24/2025 has been considered by the examiner. Initialed copies accompany this action. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 7 and 8 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 7 and 8 separately recite “the carbon particle dispersion for a battery electrode described in claim 1”. Claim 1 does not describe a carbon particle dispersion for a battery electrode; it describes a graphite particle dispersion for a battery electrode. Graphite is a form of carbon and they are not the same and uninterchangeable. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claims 1-6 and 8 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hashimoto et al. (WO2014/208272). Regarding claims 1 and 3, Hashimoto discloses a graphite dispersion for a battery electrode, the graphite dispersion comprising at least graphite particles having an average particle size of 5 to 50 μm, a dispersing agent carboxymethylcellulose, and water (pages 24-25). Regarding claim 2, Hashimoto discloses the graphite particles comprise at least one type selected from scaly graphite particles, flaky graphite particles, spherical graphite particles, expanded graphite particles, flaked expanded graphite particles, and flaked scaly graphite particles (page 0016). Regarding claims 4 and 5, Hashimoto does not disclose the graphite dispersion for a battery electrode according to claim 1, wherein a chromaticity (a*, b*) of L*a*b* (CIELAB) color system satisfies a*≤0.7 and b*≤0.5 and wherein glossiness of a coating film applied on a flat cut surface is 20 to 40. However, given that the graphite dispersion for a battery electrode disclosed by Hashimoto comprises of all the claimed elements in the claimed graphite dispersion, a person having an ordinary skill in the art would reasonably expect the dispersion of Hashimoto to have the claimed chromaticity and glossiness because it has been held that "products of identical composition cannot have mutually exclusive properties." A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties Applicant discloses and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). See MPEP 2112.01 II. "Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of obviousness has been established." Regarding claim 6, Hashimoto discloses the graphite dispersion further comprises electroconductive carbon particles other than graphite particles (example 7, carbon material, pages 16, 31 and 37). Regarding claim 8, Hashimoto discloses slurry for a negative electrode, wherein the slurry comprising the graphite dispersion for a battery electrode described in claim 1 further comprises an active material for a negative electrode (carbon material, page 37). Claims 1-6 and 7 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Suzuki et al. (US20060292447). Regarding claims 1 and 3, Suzuki discloses a graphite dispersion for a battery electrode, the graphite dispersion comprising at least graphite particles having an average particle size of 5 to 50 μm (para 0042), a dispersing agent carboxymethylcellulose, and water (para 0155). Regarding claim 2, Suzuki discloses the graphite particles comprise at least one type selected from scaly graphite particles, flaky graphite particles, spherical graphite particles, expanded graphite particles, flaked expanded graphite particles, and flaked scaly graphite particles (page 0016). Regarding claims 4 and 5, Suzuki does not disclose the graphite dispersion for a battery electrode according to claim 1, wherein a chromaticity (a*, b*) of L*a*b* (CIELAB) color system satisfies a*≤0.7 and b*≤0.5 and wherein glossiness of a coating film applied on a flat cut surface is 20 to 40. However, given that the graphite dispersion for a battery electrode disclosed by Suzuki comprises of all the claimed elements in the claimed graphite dispersion, a person having an ordinary skill in the art would reasonably expect the dispersion of Suzuki to have the claimed chromaticity and glossiness because it has been held that "products of identical composition cannot have mutually exclusive properties." A chemical composition and its properties are inseparable. Therefore, if the prior art teaches the identical chemical structure, the properties Applicant discloses and/or claims are necessarily present. In re Spada, 911 F.2d 705, 709, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990). See MPEP 2112.01 II. "Where the claimed and prior art products are identical or substantially identical in structure or composition, or are produced by identical or substantially identical processes, a prima facie case of obviousness has been established." Regarding claim 6, Suzuki discloses the graphite dispersion further comprises electroconductive carbon particles other than graphite particles (example 7, carbon material, pages 16, 31 and 37). Regarding claim 7, Suzuki discloses slurry for a positive electrode, wherein the slurry comprising the graphite dispersion for a battery electrode described in claim 1 further comprises an active material for a positive electrode (para 0055-57). Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to HAIDUNG D NGUYEN whose telephone number is (571)270-5455. The examiner can normally be reached M-Th: 10a-3p. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Angela Brown-Pettigrew can be reached at 571-272-2817. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /HAIDUNG D NGUYEN/ Primary Examiner, Art Unit 1761 6/10/2026
Read full office action

Prosecution Timeline

Feb 24, 2025
Application Filed
Jun 15, 2026
Non-Final Rejection mailed — §102, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
65%
Grant Probability
93%
With Interview (+27.8%)
3y 0m (~1y 8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 623 resolved cases by this examiner. Grant probability derived from career allowance rate.

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