Prosecution Insights
Last updated: October 02, 2026
Application No. 19/107,995

FASTENER

Non-Final OA §102§103
Filed
Feb 28, 2025
Priority
Aug 31, 2022 — nonprovisional of PCTJP2022032768
Examiner
BROOKS, KARA JEAN
Art Unit
3677
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
YKK Corporation
OA Round
1 (Non-Final)
100%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 100% — above average
100%
Career Allowance Rate
1 granted / 1 resolved
+48.0% vs TC avg
Minimal +0% lift
Without
With
+0.0%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 9m
Avg Prosecution
23 currently pending
Career history
22
Total Applications
across all art units

Statute-Specific Performance

§103
55.2%
+15.2% vs TC avg
§102
34.5%
-5.5% vs TC avg
§112
10.3%
-29.7% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claims 1-3 and 5 are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Niwa (JP 2009002389 A). Regarding claim 1, Niwa discloses a connector (1, hook) made of synthetic resin (paragraph 15), integrally including a base (3, case member) having a tape through hole (5, hole), a hook (2, annular member) configured to form an accommodation space (14, opening) having an opening (7, opening/closing portion) for passing an article (paragraph 16), an opening and closing body (8, lever) rotatably supported (paragraph 16) on the base (3, case member) and configured to open the opening (7, opening/closing portion) when rotated in one direction (figure 3) and to close the opening (7, opening/closing portion) when rotated in another direction, and a spring portion (9, thin walled portion) configured to constantly bias (paragraph 23) the opening and closing body (8, lever) in a direction in which the opening and closing body (8, lever) closes the opening (7, opening/closing portion), wherein the spring portion (9, thin walled portion) extends from (figure 3) the base (3, case member) and is continuous with (figure 3) the opening and closing body (8, lever), wherein the opening and closing body (8, lever) includes a shaft portion (8a, stepped part), and wherein the base (3, case member) has a shaft hole (4a, stepped portions) into which the shaft portion (8a, stepped part) is to be rotatably fitted (paragraph 18). Regarding claim 2, Niwa discloses that the base (3, case member) is a plate-shaped body (figure 1), the tape through hole (5, hole) and the accommodation space (14, opening) penetrate (figure 1) the plate-shaped body (3, case member), and wherein the base (3, case member) has a groove (10, lever window portion) along a side edge portion (figure 1), and in a state in which the shaft portion (8a, stepped part) is fitted into the shaft hole (4a, stepped portions), at least a part of the spring portion (9, thin walled portion) is accommodated in the groove (10, lever window portion). Regarding claim 3, Niwa discloses that one of the opening and closing body (8, lever) and the hook (2, annular member) includes a hook portion (4b, stopper piece), and another of the hook (2, annular member) and the opening and closing body (8, lever) includes a hook portion accommodation portion (8b, stopper groove), and wherein the hook portion (4b, stopper piece) is inserted into (figure 4) the hook portion accommodation portion (8b, stopper groove) in a state in which the opening (7, opening/closing portion) is closed (figure 4) by the opening and closing body (8, lever). Regarding claim 5, Niwa discloses that the shaft hole (4a, stepped portions) is formed at a position covered by a tape (6, belt) passed through the tape through hole (5, hole). Examiner notes that depending upon the direction the belt (6) is hung, the belt (6) will cover the stepped portions (4a). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 4, and 5 are rejected under 35 U.S.C. 103 as being unpatentable over Walsh (US 1615605 A) in view of Niwa (JP 2009002389 A). PNG media_image1.png 407 403 media_image1.png Greyscale Annotated Figure 1 of Walsh Regarding claim 1, Walsh discloses a connector (snap hook) integrally including a base (5, body) having a tape through hole (9, strap engaging portion), a hook (7) configured to form an accommodation space (annotated figure 1) having an opening (annotated figure 1) for passing an article (page 1, lines 1-3), an opening and closing body (14, keeper) rotatably supported on the base (5, body) and configured to open the opening when rotated in one direction (page 1, lines 65-73) and to close the opening when rotated in another direction (figure 1), and a spring portion (21, spring) configured to constantly bias (page 1, lines 89-91) the opening and closing body (14, keeper) in a direction in which the opening and closing body (14, keeper) closes the opening (figure 1), wherein the spring portion (21, spring) extends from the base (5, body) and is continuous with the opening and closing body (14, keeper), wherein the opening and closing body (14, keeper) includes a shaft portion (17, pivot pin), and wherein the base (5, body) has a shaft hole (annotated figure 1) into which the shaft portion (17, pivot pin) is to be rotatably fitted. Boger does not explicitly disclose the material that the connector (snap hook) is made of. Regarding claim 1, Niwa teaches a connector (1, hook) made of synthetic resin (paragraph 15). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention, to modify the snap hook of Walsh to be made of synthetic resin as taught by Niwa. One would be motivated to make this modification in order to have a snap hook that is friction and wear resistant but is also strong enough and elastic enough to not break during normal use (paragraph 15 of Niwa). Regarding claim 4, the previously made combination of Walsh/Niwa discloses that the tape through hole (annotated figure 1) is formed between the opening (annotated figure 1) and the shaft hole (annotated figure 1), and a recess (annotated figure 1) is formed in the opening and closing body (14, keeper), the recess (annotated figure 1) overlapping with the tape through hole (annotated figure 1) in a state in which the opening and closing body (14, keeper) is rotated in a direction in which the opening is opened (page 1, lines 68-76). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention, to use the accommodation space as a tape through hole as well. Regarding claim 5, Welsh/Niwa discloses that the shaft hole (annotated figure 1) is formed at a position covered by a tape (12, strap) passed through the tape through hole (annotated figure 1 and 9, strap engaging portion). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Perner (US 20130219673 A1) teaches a snap hook with a shaft on the opening lever and a shaft receiver on the hook. Anthony et al. (US 7810220 B2) teaches a coupling device with a hook and anchor member. Lin (US 9032595 B2) teaches a double locking hook with different accommodation spaces. Boger (US 3040404 A) teaches a snap hook with a shaft hole, shaft, tape hole, and accommodation space. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KARA BROOKS whose telephone number is (571)272-9484. The examiner can normally be reached M-F: 8am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Jason San can be reached at (571) 272-6531. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /K.J.B./Examiner, Art Unit 3677 /JASON W SAN/SPE, Art Unit 3677
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Prosecution Timeline

Feb 28, 2025
Application Filed
Aug 10, 2026
Non-Final Rejection mailed — §102, §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
100%
Grant Probability
99%
With Interview (+0.0%)
1y 9m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1 resolved cases by this examiner. Grant probability derived from career allowance rate.

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