Prosecution Insights
Last updated: October 27, 2026
Application No. 19/115,296

SMPS SERIES REGULATOR WITH ENERGY RECYCLE BACK TO THE SOURCE

Non-Final OA §103§112
Filed
Mar 26, 2025
Priority
Sep 27, 2022 — EU 22197957.8 +1 more
Examiner
CHAN, WEI
Art Unit
2845
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Signify Holding B.V.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
7m
Est. Remaining
88%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
446 granted / 597 resolved
+6.7% vs TC avg
Moderate +14% lift
Without
With
+13.8%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 2m
Avg Prosecution
21 currently pending
Career history
628
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
71.9%
+31.9% vs TC avg
§102
4.8%
-35.2% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 597 resolved cases

Office Action

§103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 07/16/2026 and 03/26/2025. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Priority Acknowledgment is made of applicant’s claim for foreign priority under 35 U.S.C. 119 (a)-(d). The certified copy has been filed in parent Application No. EP22197957.8, filed on 09/27/2022. Drawings The drawings are objected to under 37 CFR 1.83(a). The drawings must show every feature of the invention specified in the claims. Therefore, the “wherein the first output node (Out1) is further coupled to a bleeder circuit.” as shown in claim 6 must be shown or the feature(s) canceled from the claim(s). No new matter should be entered. Corrected drawing sheets in compliance with 37 CFR 1.121(d) are required in reply to the Office action to avoid abandonment of the application. Any amended replacement drawing sheet should include all of the figures appearing on the immediate prior version of the sheet, even if only one figure is being amended. The figure or figure number of an amended drawing should not be labeled as “amended.” If a drawing figure is to be canceled, the appropriate figure must be removed from the replacement sheet, and where necessary, the remaining figures must be renumbered and appropriate changes made to the brief description of the several views of the drawings for consistency. Additional replacement sheets may be necessary to show the renumbering of the remaining figures. Each drawing sheet submitted after the filing date of an application must be labeled in the top margin as either “Replacement Sheet” or “New Sheet” pursuant to 37 CFR 1.121(d). If the changes are not accepted by the examiner, the applicant will be notified and informed of any required corrective action in the next Office action. The objection to the drawings will not be held in abeyance. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 8 recites the limitation " wherein the second switched mode power supply is a boost converter or a flyback converter " in lines 1-2. There is insufficient antecedent basis for this limitation in the claim. Claim Objections Claim 13 is objected to because of the following informalities: In regards to claim 13, recites “the lighting system according to claim 11.” What else is trying to claim? Appropriate correction is required. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5 and 7-13 are rejected under 35 U.S.C. 103 as being unpatentable over Hiramatu et al [US 2011/0248647 A1] In regards to claim 1, Hiramatu discloses a driver (see figures 5) for powering a first load (Fig. 5, 4), the driver (see figures 5) comprising: a converter (figure 5, par[0055]: "filter 6", "rectifier 081 ", "step-up chopper circuit 7'') adapted to convert an alternating current, AC, voltage into a regulated voltage at an output of the converter referred to a reference (par[0051]); a first load stage (see figure 5: 1 c, 5, 8, R3, R5, R6, Rs, C3, C4, D2, D3, Tr3, n2), coupled to the output of the converter (see figure 5: 6, "081", 7) and adapted to receive the regulated voltage (fig1; par[0024]-[0025]), the first load stage (see figure 5: 1 c, 5, 8, R3, R5, R6, Rs, C3, C4, D2, D3, Tr3, n2) comprising: a first node (par[0024]: Fig. 1, "input terminal A") adapted to receive the regulated voltage and adapted to be couplable to the first load (Fig. 5, 4); a second node (par[0028]: Fig. 1, "detecting terminal E' ) adapted to be couplable to the first load such that the first load (Fig. 5, 4) is couplable between the first node (par[0025]: Fig. 1, "input terminal A") and the second node (par[0028]: Fig. 1, "detecting terminal E' ), a first capacitor (figures 3D and 5: "C3') coupled between the second node (par[0028]: "detecting terminal E' ) and the reference; a first switched mode power supply (fig 3D: par[0043]; "winding n3", "diode 02'', "transistor Tr3", "capacitor C3"; fig 5: par[0053]: "chopper circuit 1c", "winding n2") having a first input coupled to the second node (par[0028]: Fig. 1, "detecting terminal E' ) and having a first output coupled to a first output node (Fig. 3d and 5, C3), wherein the first switched mode power supply (par[0032]) is adapted to regulate a current through the first load (Fig. 5, 4), Hiramatu does not specify in Fig. 5 wherein the first switched mode power supply is a flyback converter. Hiramatu discloses discloses in Fig. 2a-c wherein the first switched mode power supply is a flyback converter (fig 2A; par[0030]-[0032]). It would have been obvious to one of ordinary skill in the art before the effecting filling date of the invention was made to use teachings of Fig. 2 of Hiramatu with Fig. 5 discloses or teaches wherein the first switched mode power supply is a flyback converter for purpose of provide a lighting device capable of reliably detecting a status (i.e., the existence or absence) of a load connection, and enabling or disabling power output based on the detected load connection status as disclosed by Hiramatu (Paragraph [0010]). In regards to claim 2. Hiramatu discloses the driver according to claim 1, wherein the converter further comprises a rectifier circuit adapted to convert the AC voltage into a rectified voltage (Fig. 5, DB1). In regards to claim 3. Hiramatu discloses the driver according to claim 1, wherein the converter is any of a buck converter, a boost converter (Fig. 5, DB1 and 7 & Paragraph [0049]), a buck-boost converter, a flyback converter or a resonant converter. In regards to claim 5. Hiramatu discloses the driver according to any of the preceding claims, wherein the first output node (par[0025]: "input terminal A") is coupled to a further load (Fig. 5, 4). In regards to claim 7. Hiramatu discloses the driver according to claims 1, wherein the first output node (Fig. 3d and 5, C3) is coupled to the first node (par[0025]: "input terminal A"). In regards to claim 8. Hiramatu discloses the driver according to claim 7, wherein the second switched mode power supply is a boost converter or a flyback converter (Paragraph [0030]). In regards to claim 9. Hiramatu discloses the driver according to claim 1, further comprising a controller (Fig. 5, 5 and 70) for controlling the first switched mode power supply (fig 3D: par[0043]; "winding n3", "diode 02'', "transistor Tr3", "capacitor C3"; fig 5: par[0053]: "chopper circuit 1c", "winding n2"), wherein the controller (Fig. 5, 5) is arranged to control the first switched mode power supply (fig 3D: par[0043]; "winding n3", "diode 02'', "transistor Tr3", "capacitor C3"; fig 5: par[0053]: "chopper circuit 1c", "winding n2") for regulating a current through the first load (Fig. 5, 4). In regards to claim 10. Hiramatu discloses the driver according to claim 9, when depending on claim 5, wherein the controller (Fig. 5, 5 and 70) is part of the further load (Fig. 5, 4). In regards to claim 11. Hiramatu discloses a lighting system (Fig. 5) comprising the driver according to claim 1 and the first load (Fig. 5, 4) In regards to claim 12. Hiramatu discloses the lighting system (Fig. 5) according to claim 11, wherein the first load is semiconductor lighting load (Fig. 5, 4). In regards to claim 13. Hiramatu discloses the lighting system (Fig. 5) according to claim 11. Claims 6 is rejected under 35 U.S.C. 103 as being unpatentable over Hiramatu et al [US 2011/0248647 A1] in view of Lee [US 2015/0173145 A1] In regards to claim 6. Hiramatu discloses the lighting system (Fig. 5) according to claim 1, Hiramatu does not specify wherein the first output node (Out1) is further coupled to a bleeder circuit. Lee discloses wherein the first output node (Fig. 4, Lbld node of S3) is further coupled to a bleeder circuit (Fig. 4, 285-283). It would have been obvious to one of ordinary skill in the art before the effecting filling date of the invention was made to use teachings of Lee with Hiramatu discloses or teaches wherein the first output node (Out1) is further coupled to a bleeder circuit for purpose of controls the bleeder current so that the bleeder current is generated in during conducting phase as disclosed by Lee (Abstract) Claims 14-15 are rejected under 35 U.S.C. 103 as being unpatentable over Hiramatu et al [US 2011/0248647 A1] in view of Narudo et al [US 2012/0319602 A1] In regards to claim 14. Hiramatu discloses the lighting system according to claim 13, Hiramatu does not specify wherein the second load (LED2) is a non-lighting load. Narudo discloses wherein (Paragraph [0006 & 0012-13 & 0026]) the second load (LED2) is a non-lighting load (Fig. 2, 10b). It would have been obvious to one of ordinary skill in the art before the effecting filling date of the invention was made to use teachings Narudo with Hiramatu discloses or teaches wherein the second load (LED2) is a non-lighting load for purpose of provided an illumination apparatus including one of the above described light emitting devices; a power supply unit which individually supplies a drive current to each of the light source units of the light emitting device; and an adjusting unit which obtains the information stored in the information storage unit, and adjusts the drive current supplied from the power supply unit to each of the light source units based on the obtained information and increase illumination as disclosed by Narudo (Paragraph [0012]). In regards to claim 15. Hiramatu discloses the lighting system according to claims 13, Hiramatu does not specify wherein a required operating voltage of the first load is different from a voltage required operating voltage of the second load. Narudo discloses wherein a required operating voltage of the first load (Fig. 1, 10a) is different (Paragraph [0006 & 0012-13 & 0026]) from a voltage required operating voltage of the second load (Fig. 2, 10b). It would have been obvious to one of ordinary skill in the art before the effecting filling date of the invention was made to use teachings Narudo with Hiramatu discloses or teaches wherein a required operating voltage of the first load is different from a voltage required operating voltage of the second load for purpose of provided an illumination apparatus including one of the above described light emitting devices; a power supply unit which individually supplies a drive current to each of the light source units of the light emitting device; and an adjusting unit which obtains the information stored in the information storage unit, and adjusts the drive current supplied from the power supply unit to each of the light source units based on the obtained information and increase illumination as disclosed by Narudo (Paragraph [0012]). Allowable Subject Matter Claims 4 is objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. “a second load stage comprising: a third node adapted to receive the regulated voltage and adapted to be couplable to a second load (LED2); a fourth node adapted to be couplable to the second load (LED2) such that the second load (LED2) is couplable between the third node and the fourth node, a second capacitor coupled between the fourth node and the reference; a second switched mode power supply having a second input coupled to the fourth node and having a second output coupled to a second output node, wherein the second switched mode power supply is adapted to regulate a current through the second load (LED2).” as shown in claim 4. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to WEI (VICTOR) CHAN whose telephone number is (571)272-5177. The examiner can normally be reached M-F 9:00am to 6:00pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Alexander H Taningco can be reached at 571-272-8048. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. WEI (VICTOR) CHAN Primary Examiner Art Unit 2844 /WEI (VICTOR) Y CHAN/Primary Examiner, Art Unit 2845
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Prosecution Timeline

Mar 26, 2025
Application Filed
Sep 10, 2026
Non-Final Rejection mailed — §103, §112 (current)

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
88%
With Interview (+13.8%)
2y 2m (~7m remaining)
Median Time to Grant
Low
PTA Risk
Based on 597 resolved cases by this examiner. Grant probability derived from career allowance rate.

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