Prosecution Insights
Last updated: October 27, 2026
Application No. 19/123,772

SOUND SIGNAL OUTPUT APPARATUS

Non-Final OA §103
Filed
Apr 24, 2025
Priority
Nov 10, 2022 — nonprovisional of PCTJP2022041807
Examiner
MEI, XU
Art Unit
2691
Tech Center
2600 — Communications
Assignee
Nippon Telegraph and Telephone Corporation
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
1y 9m
Est. Remaining
91%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
726 granted / 850 resolved
+23.4% vs TC avg
Moderate +6% lift
Without
With
+6.0%
Interview Lift
resolved cases with interview
Typical timeline
3y 3m
Avg Prosecution
17 currently pending
Career history
869
Total Applications
across all art units

Statute-Specific Performance

§101
5.7%
-34.3% vs TC avg
§103
40.2%
+0.2% vs TC avg
§102
26.9%
-13.1% vs TC avg
§112
17.4%
-22.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 850 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Status of Application This communication is responsive to the applicant's application filed 04/24/2025. Claims 1-9 are pending. Claim Objections Claims 1-9 are objected to because of the following informalities: Claim 1 recites limitations in parentheses: (hereinafter, referred to as a negative phase sound) in lines 4-5; (hereinafter, referred to as a negative phase sound) in lines 9-10; and (hereinafter, referred to as a positive phase sound) in lines 18-19, are causing confusion. Appropriate correction is required. Dependent claims 2-8 are objected for being depending on independent claim 1. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1-3, 5-6, and 9 is/are rejected under 35 U.S.C. 103 as being unpatentable over Hitomi (JP S61-095189, cited in IDS filed 04/24/2025). Regarding claim 1, Hitomi discloses an acoustic signal output device (see Figs. 1, 3) comprising: a speaker unit (1); and a collar (shielding plate 7) that is a housing accommodating a part of the speaker unit to cause a sound emitted from the speaker unit in a back surface direction of the speaker unit to be guided in a front surface direction of the speaker unit (see section under [utility model claim] on pg 1, section [Means for solving the problems] on page 3 of the translation filed], wherein the collar is provided with a hole (Fig. 3, 31) for emitting the negative phase sound in the front surface direction of the speaker unit, and the collar accommodates a part of the speaker unit in such a manner that a path from a hole of the speaker unit for emitting the negative phase sound to the first negative phase sound emission hole is short (the path 31 is shot as shown in Fig. 3) so that the negative phase sound emitted from the first negative phase sound emission hole and a emitted from the speaker unit (1) in the front surface direction of the speaker unit have a substantially anti-phase relationship in a predetermined frequency band in the front surface direction of the speaker unit (see page 3, 2nd para of the translation). However, Hitomi does not show the acoustic signal output device having a resonance frequency of an internal space of the collar formed with respect to the speaker unit is high. Hitomi discloses in pg 9, lines 1-9 of the specification, that the lowest resonance frequency increases as a result of surrounding the back surface of speaker 1 with the collar or shielding plate 6. It would have been obvious to one of ordinary skill in the art before the effective filing date of the invention was made to realize that the acoustic signal output device having a resonance frequency of an internal space of the collar formed with respect to the speaker unit is high as the resonance frequency of the internal space is depending on a result of design choice regarding the size of the collar or shielding plate being surrounding the back surface of the speaker as shown in Fig. 3. Regarding claim 2, Hitomi discloses in pg 9, lines 1-9 of the specification, that the lowest resonance frequency increases as a result of surrounding the back surface of speaker 1 with the collar or shielding plate 6, which meets one of the 3 methods as claimed. Regarding claim 3, see baffle or horn 8 as shown in Figs. 1 and 3. Regarding claim 4, Hitomi discloses wherein the collar is provided with a hole different from the first negative phase sound emission hole for emitting the negative phase sound in a direction other than the front surface direction of the speaker unit (see collar or shielding plate 6 and 7 as shown in Figs. 1 and 3). Regarding claim 5, Hitomi discloses wherein the collar includes a tubular member extending in the front surface direction of the speaker unit from a plane that is a front surface of the speaker unit, or has a shape extending in a tubular shape in the front surface direction of the speaker unit from the plane that is the front surface of the speaker unit (see Fig. 3, where the collar 6 comprise a tubular member or horn 7). Regarding claim 6, see baffle or tubular member or horn 8 as shown in Figs. 1 and 3. Regarding claim 9, Hitomi discloses wherein a member for suppressing vibration of the collar is attached to the collar (see Fig. 3, arm 12 that is attached to collar or shielding plate 6 and capable of suppressing vibration of the collar or shielding plate 6). Allowable Subject Matter Claims 4, 7, and 8 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Kim, Proni, Wang, Hyde, and Balciunas are made of record here as pertinent art to the claimed invention. The cited references disclose various loudspeakers having structures for guiding rear emitting sound to front of the loudspeaker. Any inquiry concerning this communication or earlier communications from the examiner should be directed to XU MEI whose telephone number is (571)272-7523. The examiner can normally be reached on Monday-Friday 10-6:30 est. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Vivian Chin can be reached on 571-272-7848. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /XU MEI/ Primary Examiner, Art Unit 2695 09/30/2026
Read full office action

Prosecution Timeline

Apr 24, 2025
Application Filed
Oct 05, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12764467
CONTEXT-BASED MANAGEMENT OF TRANSPARENCY PROFILES FOR AUDIO HEADSETS
3y 0m to grant Granted Oct 13, 2026
Patent 12764470
Speaker and Speaker Box Using Same
1y 9m to grant Granted Oct 13, 2026
Patent 12756978
METHOD AND APPARATUS FOR ESTIMATING SPATIAL CONTENT OF SOUNDFIELD AT DESIRED LOCATION
4y 5m to grant Granted Oct 06, 2026
Patent 12738913
CONTENT-AWARE AUDIO LEVEL MANAGEMENT
2y 4m to grant Granted Sep 15, 2026
Patent 12730606
NOISE CLASSIFICATION FOR EVENT DETECTION
2y 0m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
91%
With Interview (+6.0%)
3y 3m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 850 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month