Prosecution Insights
Last updated: April 19, 2026
Application No. 19/135,314

Electrochemical Alcohol Nitration Systems and Methods

Non-Final OA §102§103
Filed
Jun 03, 2025
Examiner
HASKE, WOJCIECH
Art Unit
1794
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Nalas Engineering Services Inc.
OA Round
1 (Non-Final)
73%
Grant Probability
Favorable
1-2
OA Rounds
2y 6m
To Grant
91%
With Interview

Examiner Intelligence

Grants 73% — above average
73%
Career Allow Rate
417 granted / 571 resolved
+8.0% vs TC avg
Strong +18% interview lift
Without
With
+17.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
39 currently pending
Career history
610
Total Applications
across all art units

Statute-Specific Performance

§101
1.1%
-38.9% vs TC avg
§103
45.9%
+5.9% vs TC avg
§102
27.0%
-13.0% vs TC avg
§112
17.1%
-22.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 571 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 5, 6, 9-11, 17, 27, 33 and 34 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Aulich et al. (US 20120234689 A1 Considering claim 1, Aulich discloses a method for production of energetic and non-energetic nitrogen- containing materials, comprising: a. providing an electrolysis reaction chamber that includes a reference electrode, a cathode and an anode [0086]; b. introducing a nitrogen source material [0023], an aprotic solvent and a charge- carrying salt to define contents within the electrolysis reaction chamber ([0025], [0058] and Fig. 1); c. electrolyzing the contents of the reaction chamber to generate an active nitrating species [0058]; and d. nitrating a substrate (NH3) with the active nitrating species to generate an energetic material (NH4NO3) [0063]. Considering claim 2, Aulich discloses the nitrogen source is NO2 [0069]. Considering claims 3 and 17, Aulich discloses the nitrogen source comprises nitrate of nitric acid [0069]. Considering claim 5, Aulich discloses the reaction chamber defines an anode chamber and a cathode chamber, and wherein the charge-carrying salt is introduced to at least one of the anode chamber and the cathode chamber [0073]. Considering claim 6, Aulich discloses the nitrating of the substrate with the active nitrating species occurs directly in an anode compartment (2) defined in the reaction chamber (Fig. 1). Considering claims 9, Aulich discloses the active nitrating species is removed from the reaction chamber (2) and is used to nitrate the substrate to generate the energetic material in a second reaction step (Fig. 1). Considering claim 10, Aulich discloses the anode is positioned at least in part in an anode compartment adapted to provide an oxidizing environment [0063]. Considering claim 11, Aulich discloses the oxidizing environment is effective for production of the active nitrating species (Fig. 1). Considering claim 27, Aulich discloses the electrolysis is conducted in a flow cell (Fig. 1). Considering claims 33 and 34, Aulich discloses the substrate is an alcohol and is introduced directly into an anode compartment defined by the reaction chamber [0078]. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 7 and 8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Aulich et al. (US 20120234689 A1). Considering claims 7 and 8, Aulich discloses the substrate (methano) is introduced to the anode compartment before electrolysis of the contents within the electrolysis reaction chamber commences or the substrate is introduced to the anode compartment after electrolysis of the contents within the electrolysis reaction chamber commences. However, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to introduce the substrate before or after the electrolysis reaction because the electrolytic cell of Aulich is a flow cell type, therefore the substrate is being introduced before and after the electrolyzed volume has been electrolyzed. Claim(s) 4, 14, 24 and 30 is/are rejected under 35 U.S.C. 103 as being unpatentable over Aulich et al., as applied to claims 1 and 3 above and further in view of Lister et al. (US 20090038953 A1). Considering claims 4 and 14, Aulich does not disclose silver or lithium nitrate salt. However, Lister discloses that the lithium nitrate can be used as source of nitrate [0023] and silver nitrate is also known for nitration [005]. Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use lithium nitrate in the method of Aulich, because Lister discloses similar method of nitrating a substrate and Lister teaches using lithium nitrate and silver nitrate as a source of nitrate ions as known for the same prupose. Considering claim 24, Aulich discloses the reaction chamber is a divided cell that includes a divider formed of at least one of a porous membrane [0089]. Aulich does not details of the membrane. However, Lister disclose similar nitrating electrolysis apparatus comprising a divided cell that includes a divider formed of glass frits [0041]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to use divided cell that includes a divider formed of glass frits in the cell of Aulich, because Lister discloses similar nitrating electrolysis apparatus comprising a divided cell that includes a divider formed of glass frits. Therefore, it would be obvious to use a divider including frits with as known divider in a similar electrolyzer. Considering claim 30, Aulich discloses the nitrogen source is NxOy, where x=1 or 2, and y=0, 1, 2, 3, 4, 5 [0023] such as NO2 [0069]. Aulich does not disclose the anode and the cathode comprises platinum and/or niobium. However, Lister disclose similar nitrating electrolysis where platinum mesh electrodes were used as both the anode and the cathode [0041]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have both electrodes including platinum in the cell of Aulich, because Lister discloses similar nitrating electrolysis comprising both the anode and the cathode formed of platinum. Therefore, it would be obvious to use platinum mesh for both electrodes with reasonable expectation of success. Claim(s) 1, 3, 6, 10-12, 18, 23, 29, 36 and 38 is/are rejected under 35 U.S.C. 103 as being unpatentable over Wang et al. (CN 111235597 A, machine translation) in view of Aulich et al. (US 20120234689 A1). Considering claims 1, 3, 6, 10, 11 and 23, Wang discloses a method for production of energetic and non-energetic nitrogen- containing materials (abstract), comprising: a. providing an electrolysis reaction chamber (inherently) that includes, a cathode and an anode (fig. 3); b. introducing a nitrogen source material (nitrate), an aprotic solvent (acetornitrile) and a charge- carrying salt (electrolyte) to define contents within the electrolysis reaction chamber (page 2, summary of the invention); c. electrolyzing the contents of the reaction chamber to generate an active nitrating species page 3, lines 16-23); and d. nitrating a substrate (pyrazole) with the active nitrating species (nitrate) to generate an energetic material (N-nitro pyrazole) (page 3, example 1). Wang does not disclose a reference electrode. However, Aulich teaches two electrode and three electrode systems as possible systems for an electrolytic cell [0086]. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have a reference electrode in the electrolytic cell of Wang, because Aulich discloses that it is known to use either two electrode or three electrode systems with the third electrode being a reference electrode. Considering claim 12, Wang discloses the electrolyte is n-Bu4NBF4 (page 3, 3 line from the bottom). Considering claim 18, Wang teaches nitronium and N2O5 (page 2, first 3 paragraphs). Considering claim 29, Wang discloses graphite anode and platinum cathode (page 3, last 4 lines). Considering claims 36 and 38, Wang discloses the substrate is an aromatic substrate (pyrazole) and is introduced directly into an anode compartment defined by the reaction chamber. Claim(s) 31, 32 and 37 is/are rejected under 35 U.S.C. 103 as being unpatentable over in view of Aulich et and al., as applied to claim 1 above, and further in view of Sohara et al. (US 5089652 A). Considering claim 31, 32, 35 and 37, Aulich discloses the nitrogen source is the generated active nitrating species is HNO3, that can be collected via channel 27 [0073]. Considering claims 31, 32, 35 and 37, Aulich does not disclose the active nitrating species is harvested and used to nitrate an alcohol substrate to form nitrate esters in a separate batch or in a separate flow system in a second nitration step. However, Sohara teaches using nitric acid with an alcohol having the structure of R--(OH)x wherein R is an organic chain or ring, including aromatics, in order to form nitrate ester (col. 8, claim 23 and claim 28). R can be have 1 to 20 carbon atoms (col. 3, lines 41-55). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to harvest unreacted nitric acid in the method of Aulich, and that can be concentrated by known methods, such as destination, and use in the method of Sohara to form nitrate esters of alcohols having the structure of R--(OH)x wherein R is an organic chain or ring including aromatics. The alcohol of Sohara can be for example ethylene glycol or 2-propylol, for 2 carbon chain alkyl group and x 1 or 2. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Wojciech Haske whose telephone number is (571)272-5666. The examiner can normally be reached M-F: 9:30 am - 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encoured to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, James Lin can be reached at 571-272-8902. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WOJCIECH HASKE/ Examiner, Art Unit 1794
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Prosecution Timeline

Jun 03, 2025
Application Filed
Mar 02, 2026
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
73%
Grant Probability
91%
With Interview (+17.6%)
2y 6m
Median Time to Grant
Low
PTA Risk
Based on 571 resolved cases by this examiner. Grant probability derived from career allow rate.

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