Prosecution Insights
Last updated: October 02, 2026
Application No. 19/138,916

CONVERTER VALVE ASSEMBLY

Final Rejection §103
Filed
Jun 13, 2025
Priority
Dec 19, 2022 — CN 202211635675.4 +1 more
Examiner
COMAS TORRES, YAHVEH
Art Unit
2838
Tech Center
2800 — Semiconductors & Electrical Systems
Assignee
Hitachi Ltd.
OA Round
2 (Final)
88%
Grant Probability
Favorable
3-4
OA Rounds
1y 1m
Est. Remaining
81%
With Interview

Examiner Intelligence

Grants 88% — above average
88%
Career Allowance Rate
77 granted / 88 resolved
+19.5% vs TC avg
Minimal -7% lift
Without
With
+-6.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
18 currently pending
Career history
102
Total Applications
across all art units

Statute-Specific Performance

§101
0.8%
-39.2% vs TC avg
§103
55.7%
+15.7% vs TC avg
§102
32.8%
-7.2% vs TC avg
§112
10.7%
-29.3% vs TC avg
Black line = Tech Center average estimate • Based on career data from 88 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 8/7/2026 seems to be in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Response to Amendment Claims 1-14 still pending. Claim 1, 3-4, 6 and 13-14 were amended. Response to Arguments Applicant’s arguments, see remarks, filed 8/7/2026, with respect to objection of drawings and claims 3 and 13 have been fully considered and are persuasive. The objection of drawings and claims 3 and 13 has been withdrawn. Applicant’s arguments with respect to rejection of claims 1-14 have been considered but are moot because a new ground of rejection is necessitated due to applicant amendments. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1, 3-10 and 14 are rejected under 35 U.S.C. 103 as being unpatentable over Song et. al. KR Publication 20140130317 (Song) in view of Deguchi WO Document WO 2021048944 (Deguchi). [AltContent: arrow][AltContent: ][AltContent: textbox (8)] PNG media_image1.png 327 234 media_image1.png Greyscale PNG media_image2.png 348 292 media_image2.png Greyscale [AltContent: arrow][AltContent: textbox (C)][AltContent: textbox (B)][AltContent: arrow][AltContent: textbox (A)][AltContent: arrow] PNG media_image3.png 339 299 media_image3.png Greyscale Regarding claim 1, Song discloses a converter valve assembly (i.e., 200) (Fig. 1) for a power grid system, comprising: two or more equal groups of prismatic converter cells (i.e., 100) (Fig. 1), each group (for example see Reference character added A, B, C representing each group extended vertically) (Fig. 3) being arranged in a respective plane of a plurality of parallel planes spaced apart along an axis (see reference character added 8) (Fig. 2), wherein: converter cells (i.e., 100) (Fig. 4) in a group are connected in series and arranged with their shortest dimension perpendicular to the plane; the groups are connected in series along the axis (i.e., 8) (Fig. 1); and the prismatic converter cells (i.e., 100) (Fig. 4) in a group are arranged around the axis (i.e., 8) (Fig. 1) and connected in sequence according to their radial position around the axis (i.e., 8) (Fig. 1) such that there is a corresponding voltage difference between each converter cell in the group and each corresponding converter cell (i.e., 100) (Fig. 4) in an adjacent group (i.e., A,B,C) (Fig. 3) that is spatially nearest to said each converter cell (i.e., 100) (Fig. 4), during operation of the converter valve assembly. Song discloses a vertical arrangement of the converter valve assembly but fail to disclose a horizontal axis arrangement. PNG media_image4.png 581 448 media_image4.png Greyscale Deguchi, in the same field of endeavor, discloses the stacking arrangement to be horizontal instead of vertical in order to avoid the stacking length of the power converter in a vertical direction. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide an horizontal stacking arrangement along a horizontal axis in Song, as taught by Deguchi, in order to avoid the stacking length of the power converter in a vertical direction. Regarding claim 3, Song in view of Deguchi, as applied in linking claims, discloses each converter cell (i.e., 100) (Fig. 1) in a group is aligned with a corresponding converter cell (i.e., 100) (Fig. 1) in an adjacent group, the corresponding converter cell having a same position in the cell arrangement. Regarding claim 4, Song in view of Deguchi, as applied on linking claims, discloses the plurality of parallel planes spaced apart along the axis by a spacing (i.e., 230) (Fig. 3) corresponding to the voltage difference between said each converter cell in the group (i.e., A) (Fig. 3) and said each corresponding converter cell in the adjacent group (i.e., B) (Fig. 3). Regarding claim 5, Song in view of Deguchi, as applied on linking claims, discloses each group (i.e., A, B. C) (Fig. 3) is rigidly mounted on a respective substructure (i.e., 210) (Fig. 3). Regarding claim 6, Song in view of Deguchi, as applied on linking claims, substructure is rigidly connected along the axis (i.e., 8) (Fig. 2) to thereby form a support structure (i.e., Song discloses the structure shown in Fig. 2, wherein the substructure for mounting each group 210 ) (Fig. 3)for the converter valve assembly. Regarding claim 7, Song in view of Deguchi, as applied on linking claims, substructures (i.e., 210) (Fig. 3) are rigidly connected by an insulating member (i.e., 20, 230) (Fig. 1 and Fig. 2). Regarding claim 8, Song in view of Deguchi, as applied on linking claims, discloses a mounting assembly (see lower part having supports 230,20) (Fig. 2) for the support structure, wherein: the mounting assembly comprises a suspension assembly (for example see insulators supports 230, 20 at the bottom of the structure in Fig. 2) for suspending the support structure from a ceiling or a standing assembly for raising the support structure from a floor. Regarding claim 9, Song in view of Deguchi, as applied on linking claims, discloses the standing assembly comprises a plurality of posts (for example see insulators supports 230, 20 at the bottom of the structure in Fig. 2) configured to provide electrical insulation from the floor. Regarding claim 10, Song in view of Deguchi, as applied on linking claims, discloses each substructure is mounted on a respective one or more posts; or a plurality of substructures are mounted via a common mounting structure (for example see Fig. 2, Song discloses an structure including frames 210 to mount converters in a radial configuration wherein posts 20, 230 are used to separate each group A, B and C) . Regarding claim 14, Song discloses a method of manufacturing a converter valve assembly (i.e., 200) (Fig. 1) for a power grid system, comprising: two or more equal groups of prismatic converter cells (i.e., 100) (Fig. 1), each group (for example see Reference character added A, B, C representing each group extended vertically) (Fig. 3) being arranged in a respective plane of a plurality of parallel planes spaced apart along an axis (see reference character added 8) (Fig. 2), wherein: converter cells (i.e., 100) (Fig. 4) in a group are connected in series and arranged with their shortest dimension perpendicular to the plane; the groups are connected in series along the axis (i.e., 8) (Fig. 1); and the prismatic converter cells (i.e., 100) (Fig. 4) in a group are arranged around the axis (i.e., 8) (Fig. 1) and connected in sequence according to their radial position around the axis (i.e., 8) (Fig. 1) such that there is a corresponding voltage difference between each converter cell in the group and each corresponding converter cell (i.e., 100) (Fig. 4) in an adjacent group (i.e., A,B,C) (Fig. 3) that is spatially nearest to said each converter cell (i.e., 100) (Fig. 4), during operation of the converter valve assembly. Song discloses a vertical arrangement of the converter valve assembly but fail to disclose a horizontal axis arrangement. Deguchi, in the same field of endeavor, discloses the stacking arrangement to be horizontal instead of vertical in order to avoid the stacking length of the power converter in a vertical direction. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide an horizontal stacking arrangement along a horizontal axis in Song, as taught by Deguchi, in order to avoid the stacking length of the power converter in a vertical direction. Claims 2 and 11-13 are rejected under 35 U.S.C. 103 as being unpatentable over Song et. al. KR Publication 20140130317 (Song) in view of Deguchi WO Document WO 2021048944 (Deguchi) and in further view of Onishi et. al. US Patent 10389268. Regarding claim 2, Song in view of Deguchi, discloses the connection of converter or modules in series but fail to disclose each group is connected in series from a first converter cell to a last converter cell of the group, according to a cell arrangement common to all groups, and the last converter cell of the group is connected to a first converter cell of an adjacent group. PNG media_image5.png 416 703 media_image5.png Greyscale Onishi, in the same field of endeavor discloses, each group (i.e., ST11 ) (Fig. 10) is connected in series from a first converter cell to a last converter cell of the group (i.e., ST11 ) (Fig. 10), according to a cell (i.e., 10 ) (Fig. 10) arrangement common to all groups (i.e., ST11, ST12 ) (Fig. 10), and the last converter cell of the group is connected to a first converter cell of an adjacent group (i.e., ST12 ) (Fig. 10) for suppressing a circulating current. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide each group is connected in series from a first converter cell to a last converter cell of the group, according to a cell arrangement common to all groups, and the last converter cell of the group is connected to a first converter cell of an adjacent group in Song in view of Deguchi, as taught by Onishi, in order to provide a configuration which assist in suppressing a circulating current. Regarding claim 11, Song in view of Deguchi fails to disclose a shielding structure for each group, arranged in the plane. Onishi, in the same field of endeavor discloses, a shielding structure (i.e., 23 ) (Fig. 21) for each group, arranged in the plane for protecting the converters. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide a shielding structure for each group, arranged in the plane in Song in view of Deguchi, as taught by Onishi, for protecting the converters. Regarding claim 12, Song in view of Deguchi, fails to disclose the converter valve assembly constitutes an arm of a converter. Onishi, in the same field of endeavor discloses, the converter valve assembly constitutes an arm of a converter for converting an AC input into a DC output or vice-versa. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide the converter valve assembly constitutes an arm of a converter in Song in view of Deguchi, as taught by Onishi, for converting an AC input into a DC output or vice-versa. Regarding claim 13, Song in view of Deguchi, fails to disclose the converter being a modular multilevel converter configured to provide power to a power grid. Onishi, in the same field of endeavor discloses, the converter being a modular multilevel converter configured to provide power to a power grid (for example see Fig. 2) for converting an AC input into a DC output or vice versa. Therefore, it would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to have optionally provide the converter being a modular multilevel converter configured to provide power to a power grid in Song in view of Deguchi, as taught by Onishi, for converting an AC input into a DC output or vice-versa. Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to YAHVEH COMAS TORRES whose telephone number is (571)272-4011. The examiner can normally be reached Mondays - Thursday 830am. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Thienvu V Tran can be reached on (571)270-1276. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /YAHVEH COMAS TORRES/Examiner, Art Unit 2838 /THIENVU V TRAN/ Supervisory Patent Examiner, Art Unit 2838
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Prosecution Timeline

Jun 13, 2025
Application Filed
May 08, 2026
Non-Final Rejection mailed — §103
Aug 07, 2026
Response Filed
Sep 01, 2026
Final Rejection mailed — §103 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
88%
Grant Probability
81%
With Interview (-6.9%)
2y 5m (~1y 1m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 88 resolved cases by this examiner. Grant probability derived from career allowance rate.

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