Prosecution Insights
Last updated: August 14, 2026
Application No. 19/147,479

SYSTEMS AND METHODS FOR CONTROLLING TRANSDUCER MODULES FOR GENERATING FOCUSED ULTRASOUND

Non-Final OA §102§103
Filed
Jul 11, 2025
Priority
Jan 13, 2023 — provisional 63/438,922 +1 more
Examiner
CWERN, JONATHAN
Art Unit
3797
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Sunnybrook Research Institute
OA Round
1 (Non-Final)
51%
Grant Probability
Moderate
1-2
OA Rounds
2y 10m
Est. Remaining
85%
With Interview

Examiner Intelligence

Grants 51% of resolved cases
51%
Career Allowance Rate
415 granted / 818 resolved
-19.3% vs TC avg
Strong +34% interview lift
Without
With
+34.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 12m
Avg Prosecution
28 currently pending
Career history
862
Total Applications
across all art units

Statute-Specific Performance

§101
4.3%
-35.7% vs TC avg
§103
50.1%
+10.1% vs TC avg
§102
11.4%
-28.6% vs TC avg
§112
27.8%
-12.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 818 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-11, 19-20, and 30-31 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Vitek et al. (US 2011/0270136; hereinafter Vitek). Vitek shows a phased array ultrasound system and method ([0026]) comprising: a support ([0026]); a plurality of ultrasound modules mechanically supported by said support, each ultrasound module comprising a respective array of ultrasound elements, wherein each ultrasound element is in electrical communication with an output of a respective switch uniquely associated with said ultrasound element ([0026]); and control and driving electronics configured to generate and deliver, to each ultrasound module, a respective set of driving signals, such that the set of driving signals are provided to each switch of said ultrasound module ([0027]); said control and driving electronics being capable of controlling each switch, such that delivery of any one driving signal of the set of driving signals to a given ultrasound array element of said given ultrasound module is selectable, by actuation of the switch associated with said given ultrasound array element ([0027]); wherein, for each ultrasound module of the plurality of ultrasound modules: a number of driving signals in the set of driving signals provided to said ultrasound module is less than a number of ultrasound elements in said ultrasound module (group into sub-arrays; [0027], [0038]); and each driving signal of the set of driving signals has a respective phase, such that the set of driving signals has an associated set of phase values ([0028], [0038]); and wherein, for at least two ultrasound modules of the plurality of ultrasound modules, the set of phase values associated with the set of driving signals provided to the ultrasound module is a unique set of phase values customized to the ultrasound module (a-priori information includes sonication geometry; [0035]); wherein said control and driving electronics is configured to control each switch of each ultrasound module such that for each switch, the driving signal provided to the ultrasound element associated with said switch is the driving signal, from the set of driving signals provided to said switch, that has a phase value closest to an ideal phase associated with said ultrasound element for focusing ultrasound energy at a selected focus location (determine relative phases between transducer elements, phase corrections; [0034]-[0035]). Vitek also shows wherein said control and driving electronics are configured such that the unique set of phase values associated with a given ultrasound module is determined based on set of ideal phases respectively associated with said array elements of said given ultrasound module for focusing ultrasound energy at a plurality of locations within a selected region ([0034]-[0035]); wherein said control and driving electronics are configured such that the selected region is associated with a specific subject (compensate for tissue aberrations; [0034]-[0035], [0037]); wherein said control and driving electronics are configured such that the selected region spans a target volume associated with the specific subject ([0034]-[0035]); wherein, for at least two ultrasound modules, a number of driving signals provided to each ultrasound module is dependent on a span of the set of ideal phases (number of driving signals would be dependent on the desired phase correction; [0035], [0038]-[0039]); wherein said control and driving electronics are configured such that the unique set of phase values associated with a given ultrasound module is determined based on a set of ideal phases respectively associated with said array elements of said given ultrasound module for focusing ultrasound energy at the selected focus location ([0038]-[0039]); wherein said control and driving electronics are configured such that the unique set of phase values associated with a given ultrasound module include a maximum phase value, a minimum phase value, and at least one intermediate phase value lying between the maximum phase value and the minimum phase value, and wherein each intermediate phase value resides within a phase range spanning a maximum ideal phase and a minimum ideal phase of the set of ideal phases associated with the given ultrasound module (optimizing focus of array by correcting phase for transducer elements encompasses minimum, intermediate, and maximum phase values; [0033]-[0035]); wherein said control and driving electronics are configured such that the unique set of phase values associated with a given ultrasound module minimize an aggregate phase error measure, the aggregate phase error measure being determined based on phase errors associated with each ultrasound element of said given ultrasound module, each phase error being determined by calculating, for a given ultrasound element of the given ultrasound module, a difference between a phase value of a driving signal provided to said given ultrasound element and an ideal phase value associated with said given ultrasound element (phase corrections; [0034]-[0035]); wherein, for at least two ultrasound modules, a number of driving signals provided to each ultrasound module is dependent on a span of the set of ideal phases ([0035]); wherein said control and driving electronics are configured such that each driving signal is a pulsed driving signal for generating pulsed ultrasound energy, and wherein each set of driving signals is delivered to a respective ultrasound module with a module-specific delay, each module-specific delay being selected to facilitate temporal alignment of the pulsed ultrasound energy from said ultrasound modules at the selected focus location (calculate time delay for each transducer element; [0037]); wherein said support is a conformal headset and wherein the selected focus location is an intracranial focus location (Fig. 4); wherein each unique set of phase values is determined based an acoustic model that characterizes spatial variations in acoustic properties of a tissue region that is to be insonify ([0034]-[0035]). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 12-17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Vitek et al. (US 2011/0270136; hereinafter Vitek) in view of Vitek et al. (US 6613004; hereinafter Vitek ‘004). Vitek shows the invention substantially as described in the 102 rejection above. Vitek fails to show wherein, for at least one ultrasound module, each driving signal is provided to an equal number of ultrasound elements; wherein, for at least one ultrasound module, at least two driving signals are respectively provided to different numbers of ultrasound elements; wherein at least two ultrasound modules have different numbers of ultrasound elements; wherein at least two ultrasound modules are provided with different numbers of driving signals; wherein, for at least two ultrasound modules, a number of driving signals provided to each ultrasound module is dependent on the number of ultrasound elements within said each ultrasound module; wherein, for at least one module, a ratio of a number of ultrasound elements to a number of driving signals is at least 16. Vitek ‘004 discloses systems and methods for phased array focused ultrasound systems. Vitek ‘004 teaches wherein, for at least one ultrasound module, each driving signal is provided to an equal number of ultrasound elements (divide transducer into sets that each have same number of transducer elements; column 5, lines 20-60); wherein, for at least one ultrasound module, at least two driving signals are respectively provided to different numbers of ultrasound elements (divide transducer into “p” sets each set including n/p transducer elements; column 5, lines 20-60; column 6, lines 55-65); wherein at least two ultrasound modules have different numbers of ultrasound elements (divide transducer into “p” sets each set including n/p transducer elements; column 5, lines 20-60; column 6, lines 55-65); wherein at least two ultrasound modules are provided with different numbers of driving signals (divide transducer into “p” sets each set including n/p transducer elements; column 5, lines 20-60); wherein, for at least two ultrasound modules, a number of driving signals provided to each ultrasound module is dependent on the number of ultrasound elements within said each ultrasound module (divide transducer into “p” sets each set including n/p transducer elements; column 5, lines 20-60; column 6, lines 55-65); wherein, for at least one module, a ratio of a number of ultrasound elements to a number of driving signals is at least 16 (it would be an obvious design choice to one of ordinary skill in the art to define any number of sets according to a particular number of ultrasound elements such that a ratio of number of ultrasound elements to a number of driving signals is at least 16, as Vitek ‘004 teaches that the sets maybe defined in any desired manner; column 5, lines 20-60; column 6, lines 55-65). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the invention of Vitek to define the number of sets of ultrasound transducer elements, groupings, sub-arrays and driving signals according to a particular format as taught by Vitek ‘004, as Vitek ‘004 teaches that optimizing the number of transducer elements and driving signals will improve the accuracy of the ultrasound treatment by increasing the f-number for a given focal distance (Vitek ‘004; column 6, lines 1-5). Claim(s) 18 is/are rejected under 35 U.S.C. 103 as being unpatentable over Vitek et al. (US 2011/0270136; hereinafter Vitek) in view of Schwarz et al. (US 2022/0305284; hereinafter Schwarz). Vitek shows the invention substantially as described in the 102 rejection above. Vitek fails to show wherein said switches are optically configurable, and wherein said control and driving electronics comprises a light source controllable to deliver optical signals for configuring said switches to select suitable driving signals. Schwarz discloses devices and methods for unattended treatment of a patient. Schwarz teaches wherein said switches are optically configurable, and wherein said control and driving electronics comprises a light source controllable to deliver optical signals for configuring said switches to select suitable driving signals (optical switch, or any other suitable switch known in the prior art; [0074]). It would have been obvious to one of ordinary skill in the art, before the effective filing date of the claimed invention, to have modified the invention of Vitek to utilize an optical switch as taught by Schwarz, as Schwarz teaches that switching circuitry may utilize any of a variety of known suitably equivalent switches, including an optical switch, for effectively providing the desired control of the switching between elements (Schwarz, [0074]). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure: Govari (US 11903656) discloses automatic control of ultrasound including adjusting phases of driving signals; Hand (US 6488630) discloses arrays of distributed ultrasound transducers including applying different driving signals depending on the distribution; Law (US 2017/0080255) discloses wearable ultrasound phased array devices, including driving circuitry for control of the phase. Umemura (US 5523058) discloses ultrasonic irradiation apparatus including switching circuitry for control of the phase, such that a phase may be optimized. Any inquiry concerning this communication or earlier communications from the examiner should be directed to JONATHAN CWERN whose telephone number is (571)270-1560. The examiner can normally be reached Monday - Friday, 8:00 am - 5:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Christopher Koharski can be reached at (571) 272-7230. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /JONATHAN CWERN/ Primary Examiner, Art Unit 3797
Read full office action

Prosecution Timeline

Jul 11, 2025
Application Filed
Jul 21, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702523
ADJUSTABLE HEADPIECE WITH ANATOMICAL MARKERS AND METHODS OF USE THEREOF
6y 11m to grant Granted Aug 11, 2026
Patent 12702382
MEDICAL IMAGE PROCESSING DEVICE AND COMPUTER PROGRAM PRODUCT
4y 9m to grant Granted Aug 11, 2026
Patent 12672845
SYSTEM AND METHOD FOR MEASURING TOTAL BLOOD VOLUME WITH ULTRASOUND
3y 0m to grant Granted Jul 07, 2026
Patent 12661067
ROBOTIC ARTIFICIAL INTELLIGENCE NASAL/ORAL/RECTAL ENTERIC TUBE
5y 9m to grant Granted Jun 23, 2026
Patent 12653494
TRANSLATING ENSEMBLE ULTRASONIC IMAGING AND ASSOCIATED DEVICES, SYSTEMS, AND METHODS
5y 3m to grant Granted Jun 16, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
51%
Grant Probability
85%
With Interview (+34.4%)
3y 12m (~2y 10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 818 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month