Prosecution Insights
Last updated: August 16, 2026
Application No. 19/151,611

SHIFT REGISTER, DRIVING METHOD THEREOF, GATE DRIVING CIRCUIT AND DISPLAY APPARATUS

Non-Final OA §103
Filed
Jul 28, 2025
Priority
Jul 26, 2023 — CN 202310926791.X +1 more
Examiner
SITTA, GRANT
Art Unit
2622
Tech Center
2600 — Communications
Assignee
Beijing Boe Technology Development Co., Ltd.
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
1y 11m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
682 granted / 944 resolved
+10.2% vs TC avg
Moderate +14% lift
Without
With
+13.7%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
30 currently pending
Career history
980
Total Applications
across all art units

Statute-Specific Performance

§101
2.5%
-37.5% vs TC avg
§103
63.1%
+23.1% vs TC avg
§102
22.4%
-17.6% vs TC avg
§112
6.1%
-33.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 944 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 1-10 and 12-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Huang et al 2022/0230593 hereinafter, Huang in view of Wang 2018/0082629 hereinafter, Wang. In regards to claim 1, Huang teaches (Original) a shift register, comprising: an input sub-circuit configured to transmit a signal at an input terminal to a first node in response to a first level signal at a first clock signal terminal;(fig. 8 (3 to Q3) VHG Ck1) PNG media_image1.png 432 734 media_image1.png Greyscale a first output sub-circuit configured to transmit a first level signal at a first level signal terminal to an output terminal in response to a first level signal at the first node (fig. 8 (4)); PNG media_image2.png 410 760 media_image2.png Greyscale a first control sub-circuit configured to transmit a second level signal at a second level signal terminal to a second node in response to a first level signal at the input terminal (fig. 8 (T1))Q1); Huang fails to teach a second control sub-circuit configured to transmit a first level signal at the first level signal terminal to a third node in response to a first level signal at the first clock signal terminal, and transmit a second level signal at the second level signal terminal to the third node in response to a first level signal at the second clock signal terminal; However, Wang teaches a second control sub-circuit configured to transmit a first level signal at the first level signal terminal to a third node in response to a first level signal at the first clock signal terminal (fig. 12 (Clk’), and transmit a second level signal at the second level signal terminal to the third node in response to a first level signal at the second clock signal terminal (fig. 12 (CLKb) Pu) and wherein the first control sub-circuit is connected to a second level (fig. 12 Vss). It would have been obvious to one of ordinary skill in the art to modify the teachings of Huang to further include a second control sub-circuit configured to transmit a first level signal at the first level signal terminal to a third node in response to a first level signal at the first clock signal terminal, and transmit a second level signal at the second level signal terminal to the third node in response to a first level signal at the second clock signal terminal as taught by Wang in order to maintain stability [0068]. Therefore, Huang in view of Wang teaches a storage sub-circuit configured to store a voltage between the second node and the third node (fig. 12 (C1/C2) Wang; and a second output sub-circuit (fig. 8 T4, T1, T6) Huang configured to electrically connect the second level signal terminal (fig. 8 VGL) Huang with the output terminal in response to a second level signal at the first node and a first level signal at the second node (fig. 8 (Q3)) Huang, and maintain an on/off state between the second level signal terminal and the output terminal in response to a second level signal at the first node and a second level signal at the second node [154-156] Huang and (fig. 12 MC1 and Vss) Wang. PNG media_image3.png 772 1322 media_image3.png Greyscale In regards to claim 2, Huang in view of Wang teaches (Original) the shift register of claim 1, wherein the first control sub-circuit comprises: a second transistor (fig. 8 T1) Huang, wherein a control electrode of the second transistor is electrically connected to the input terminal (fig. 8 gate of T1 to input) Huang, a first electrode of the second transistor is electrically connected to the second level signal terminal, and a second electrode of the second transistor is electrically connected to the second node (fig. 8 VGH and fig. 8 Q1) Huang and (fig. 12 Vss) Wang. In regards to claim 3, Huang in view of Wang teaches shift register of claim 1, wherein the second control sub-circuit comprises: a fifth transistor, wherein a control electrode of the fifth transistor is electrically connected to the first clock signal terminal, a first electrode of the fifth transistor is electrically connected to the first level signal terminal, and a second electrode of the fifth transistor is electrically connected to the third node; and a sixth transistor, wherein a control electrode of the sixth transistor is electrically connected to the second clock signal terminal, a first electrode of the sixth transistor is electrically connected to the second level signal terminal, and a second electrode of the sixth transistor is electrically connected to the third node.(fig. 12 (MC2 and MC3 CLk’ and CLKB) Wang in view of (fig. 8 Q3/Q2) Huang In regards to claim 4, Huang in view of Wang teaches shift register of claim 1, wherein the storage sub-circuit comprises:a first capacitor, wherein two terminals of the first capacitor are electrically connected to the third node and the second node, respectively (fig. 12 C1/C2) Wang in view of fig. 8 C1 Huang) In regards to claim 5, Huang in view of Wang teaches shift register of any one of claims to 4, wherein the input sub-circuit comprises: a first transistor, wherein a control electrode of the first transistor is electrically connected to the first clock signal terminal, a first electrode of the first transistor is electrically connected to the input terminal, and a second electrode of the first transistor is electrically connected to the first node (fig. 8 (T3 input and Q2)) Huang. In regards to claim 6, Huang in view of Wang teaches shift register of, wherein the first output sub-circuit comprises: an eighth transistor (fig. 8 (T5)) Huang, wherein a control electrode of the eighth transistor is electrically connected to the first node (fig. 8 (Q2) Huang), a first electrode of the eighth transistor is electrically connected to the first level signal terminal, and a second electrode of the eighth transistor is electrically connected to the output terminal; and a second capacitor, wherein two terminals of the second capacitor are electrically connected to the output terminal and the first node, respectively.(fig. 12 (T5 and C3) Huang In regards to claim 7, Huang in view of Wang teaches shift register of any one of claims 1-to 4, wherein the second output sub-circuit comprises: a first control unit configured to transmit a first level signal at the first level signal terminal or a signal at the first clock signal terminal to a fourth node in response to a first level signal at the second node (fig. 8 CK1 to Q1) Huang); a second control unit configured to transmit a second level signal at the second level signal terminal to the fourth node in response to a first level signal at the first node; and an output unit configured to transmit a second level signal at the second level signal terminal to the output terminal in response to a first level signal at the fourth node. (fig. 8 (T6 to Q1) Huang In regards to claim 8, Huang in view of Wang teaches shift register of claim 7, wherein the first control unit comprises:a third transistor, wherein a control electrode of the third transistor is electrically connected to the second node, a first electrode of the third transistor is electrically connected to the first level signal terminal or the first clock signal terminal, and a second electrode of the third transistor is electrically connected to the fourth node.(fig. 8 T2 CK1 and Q1) Huang In regards to claim 9, Huang in view of Wang teaches shift register of claim 7, wherein the second control unit comprises: a fourth transistor, wherein a control electrode of the fourth transistor is electrically connected to the first node, a first electrode of the fourth transistor is electrically connected to the second level signal terminal, and a second electrode of the fourth transistor is electrically connected to the fourth node.(fig. 8 T6 Q1 and VGH) Huang In regards to claim 10, Huang in view of Wang teaches shift register of claim 7, wherein the output unit comprises: a seventh transistor, wherein a control electrode of the seventh transistor is electrically connected to the fourth node, a first electrode of the seventh transistor is electrically connected to the second level signal terminal, and a second electrode of the seventh transistor is electrically connected to the output terminal.(fig. 8 T4 and OUT1) Huang In regards to claim 12, Huang in view of Wang teaches gate driving circuit, comprising a plurality of cascaded shift registers, wherein each of the plurality of cascaded shift registers is the shift register of any one of claims 1-to 10.(fig. 23 cascading shift registers) Huang) In regards to claim 13, Huang in view of Wang teaches (Original) A display apparatus, comprising the gate driving circuit of claim 12. .(fig. 23 cascading shift registers)(fig. 1 2000) [0049-0055] Huang) In regards to claim 14, Huang in view of Wang teaches register of claim 2, wherein the input sub-circuit comprises: a first transistor, wherein a control electrode of the first transistor is electrically connected to the first clock signal terminal, a first electrode of the first transistor is electrically connected to the input terminal, and a second electrode of the first transistor is electrically connected to the first node (fig. 8 T3 Huang). In regards to claim 15, Huang in view of Wang teaches shift register of claim 2, wherein the first output sub-circuit comprises: an eighth transistor, wherein a control electrode of the eighth transistor is electrically connected to the first node, a first electrode of the eighth transistor is electrically connected to the first level signal terminal, and a second electrode of the eighth transistor is electrically connected to the output terminal; and a second capacitor, wherein two terminals of the second capacitor are electrically connected to the output terminal and the first node, respectively (fig. 8 (T5) VGH and Out1 Huang.) In regards to claim 16, Huang in view of Wang teaches shift register of claim 2, wherein the second output sub-circuit comprises: a first control unit configured to transmit a first level signal at the first level signal terminal or a signal at the first clock signal terminal to a fourth node in response to a first level signal at the second node;(fig. 8 (T2) Huang) a second control unit configured to transmit a second level signal at the second level signal terminal to the fourth node in response to a first level signal at the first node; and (fig. 8 (T6)) Huang) an output unit configured to transmit a second level signal at the second level signal terminal to the output terminal in response to a first level signal at the fourth node.(fig. 8 T4) Huang) In regards to claim 17, Huang in view of Wang teaches shift register of claim 3, wherein the input sub-circuit comprises: a first transistor, wherein a control electrode of the first transistor is electrically connected to the first clock signal terminal, a first electrode of the first transistor is electrically connected to the input terminal, and a second electrode of the first transistor is electrically connected to the first node. (fig. 8 T3) Huang) In regards to claim 18, Huang in view of Wang teaches shift register of claim 3, wherein the first output sub-circuit comprises: an eighth transistor, wherein a control electrode of the eighth transistor is electrically connected to the first node, a first electrode of the eighth transistor is electrically connected to the first level signal terminal (fig. 8 T5 and VGH and OUT1) Huang, and a second electrode of the eighth transistor is electrically connected to the output terminal; and a second capacitor, wherein two terminals of the second capacitor are electrically connected to the output terminal and the first node, respectively. (fig. 8 (4 and C3) Huang) In regards to claim 19, Huang in view of Wang teaches shift register of claim 3, wherein the second output sub-circuit comprises:a first control unit configured to transmit a first level signal at the first level signal terminal or a signal at the first clock signal terminal to a fourth node in response to a first level signal at the second node; (fig. 8 T2 Q1 and at least CK1) Huang) a second control unit configured to transmit a second level signal at the second level signal terminal to the fourth node in response to a first level signal at the first node; and (fig. 8 (T6)) Huang an output unit configured to transmit a second level signal at the second level signal terminal to the output terminal in response to a first level signal at the fourth node.(fig. 8 T4 and VGL)) Huang Allowable Subject Matter Claims 11 and 20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to GRANT SITTA whose telephone number is (571)270-1542. The examiner can normally be reached M-F 7:30-4:00. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Patrick Edouard can be reached at 571-272-6084. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /GRANT SITTA/Primary Examiner, Art Unit 2622
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Prosecution Timeline

Jul 28, 2025
Application Filed
Jul 07, 2026
Non-Final Rejection mailed — §103 (current)

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
86%
With Interview (+13.7%)
3y 0m (~1y 11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 944 resolved cases by this examiner. Grant probability derived from career allowance rate.

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