Prosecution Insights
Last updated: October 02, 2026
Application No. 19/165,666

SPOOL VALVE

Non-Final OA §102§103§112
Filed
Sep 16, 2025
Priority
Mar 31, 2023 — JP 2023-056968 +1 more
Examiner
CARY, KELSEY E
Art Unit
3753
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Sumitomo Precision Products Co., Ltd.
OA Round
1 (Non-Final)
75%
Grant Probability
Favorable
1-2
OA Rounds
1y 3m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 75% — above average
75%
Career Allowance Rate
420 granted / 560 resolved
+5.0% vs TC avg
Strong +25% interview lift
Without
With
+24.9%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
23 currently pending
Career history
583
Total Applications
across all art units

Statute-Specific Performance

§101
0.5%
-39.5% vs TC avg
§103
46.4%
+6.4% vs TC avg
§102
24.2%
-15.8% vs TC avg
§112
26.6%
-13.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 560 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4 and 5 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Regarding claim 4, the limitation “wherein a shim interposed between the first end face and the stopping surface is fixed to the first end face or the stopping surface” is unclear and indefinite. Claim 4 is dependent on claim 1, which recites “the stopping surface abutting against the first end face of the spool”. Therefore it is unclear and indefinite how there can also be a shim between the surfaces. Claims not specifically referenced are rejected as being dependent on a rejected base claim. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-3, 6, and 7 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Kasagi et al. (U.S. 2012/0199771). PNG media_image1.png 636 914 media_image1.png Greyscale Annotated Figure 1 from Kasagi. Regarding claim 1, Kasagi discloses: A spool valve (11) that switches a hydraulic fluid path, the spool valve (11) comprising: a spool 60 (see paragraph 0037; see Figure 1) a housing (27, 41) having a sleeve bore (inner 41) into which the spool (60) is inserted, and housing the spool (60) so as to allow the spool (60) to reciprocate along an axis (see Figure 1) an electric device (20) connected to the spool (60) and switching the hydraulic fluid path by moving the spool (60) along the axis (see paragraphs 0036 and 0037) wherein the spool (60) includes a first end face (see annotated figure above) on a first side in a direction along the axis, the first end face (see annotated figure above) being perpendicular to the axis the housing (27, 41) includes a stopping surface (see annotated figure above) perpendicular to the axis, the stopping surface (see annotated figure above) abutting against the first end face (see annotated figure above) of the spool 60 either one or both of the first end face (see annotated figure above) and the stopping surface have one or more projections or recesses 66 (see paragraph 0045) Regarding claim 2, Kasagi discloses: wherein either one or both of the first end face (see annotated figure above) and the stopping surface are provided with a recessed portion (66) recessed from the first end face (see annotated figure above) or the stopping surface (see Figure 1; see paragraph 0045) Regarding claim 3, Kasagi discloses: wherein either one or both of the first end face (see annotated figure above) and the stopping surface are provided with a protruding portion (61) protruding from the first end face (see annotated figure above) or the stopping surface (see Figure 1) Regarding claim 6, Kasagi discloses: a spring (42) that biases the spool (60) toward a neutral position by abutting against a second end face (see annotated figure above) opposite from the first end face (see annotated figure above) in the direction along the axis wherein the electric device (20) is connected to the first end face (see annotated figure above) of the spool (60) and moves the spool (60) in a direction in which the first end face (see annotated figure above) and the stopping surface (see annotated figure above) move away from each other, against a biasing force of the spring 42 (see Figure 1; see paragraphs 0040 and 0042) Regarding claim 7, Kasagi discloses: wherein the spool valve (11) is for use (see paragraph 0035) Please note that a recitation with respect to the manner in which the claimed apparatus is intended to be employed (i.e. “in an aircraft”) does not differentiate the claimed apparatus from a prior art apparatus satisfying the claimed structural limitation. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 4 and 5, as best understood, is/are rejected under 35 U.S.C. 103 as being unpatentable over Kasagi in view of JP H0312596. Regarding claims 4 and 5, Kasagi discloses the invention was essentially claimed, but fails to disclose wherein a shim interposed between the first end face and the stopping surface is fixed to the first end face or the stopping surface; wherein the shim has a notch extending in a direction perpendicular to the axis. JP H0312596 teaches a solenoid spool valve wherein a shim (20) interposed between a first end face and a stopping surface is fixed to the first end face or the stopping surface (see Figures 1 and 2a); wherein the shim (20) has a notch (34) extending in a direction perpendicular to the axis (see Figure 2b). It would have been obvious to one of ordinary skill in the art at the time the invention was effectively filed to have modified Kasagi to provide wherein a shim interposed between the first end face and the stopping surface is fixed to the first end face or the stopping surface; wherein the shim has a notch extending in a direction perpendicular to the axis, as taught by JP H0312596. Doing so would prevent sticking between the spool and stopping surface. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Lee (U.S. 2003/0164194) discloses a spool valve comprising a spool; a housing having a sleeve bore with the spool reciprocating inside; an electric device moving the spool; the spool having an end face with a protrusion which contacts a stopping surface. Harigovindan et al. (U.S. 2022/0252165) discloses a spool valve for use in an aircraft comprising a spool in a sleeve bore of a housing, which has a recess on an end face that contacts a stopping surface. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KELSEY E CARY whose telephone number is (571)272-9427. The examiner can normally be reached Monday-Friday 9:30am-5:30pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisors, Craig Schneider can be reached at (571)-272-3607 or Kenneth Rinehart can be reached at 571-272-4881.. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KELSEY E CARY/Primary Examiner, Art Unit 3753
Read full office action

Prosecution Timeline

Sep 16, 2025
Application Filed
Sep 01, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

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CLAMP ASSEMBLIES FOR CLAMPING TUBING AND CONTROLLING FLUID FLOW
1y 9m to grant Granted Sep 29, 2026
Patent 12740362
SUBSTRATE PROCESSING APPARATUS AND SUBSTRATE PROCESSING METHOD
1y 10m to grant Granted Sep 15, 2026
Patent 12729521
FAUCET BEARING ASSEMBLY
1y 10m to grant Granted Sep 08, 2026
Patent 12729775
MODULAR SYSTEM AND METHOD OF MANUFACTURING VALVES, ASSEMBLY, AND VALVE
1y 10m to grant Granted Sep 08, 2026
Patent 12716515
HYDRAULIC SMART VALVE
2y 3m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
75%
Grant Probability
99%
With Interview (+24.9%)
2y 4m (~1y 3m remaining)
Median Time to Grant
Low
PTA Risk
Based on 560 resolved cases by this examiner. Grant probability derived from career allowance rate.

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