Prosecution Insights
Last updated: April 19, 2026
Application No. 19/188,513

ARTICLE OF FOOTWEAR HAVING A RAND

Non-Final OA §102§103§112§DP
Filed
Apr 24, 2025
Examiner
BAYS, MARIE D
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Nike, Inc.
OA Round
1 (Non-Final)
74%
Grant Probability
Favorable
1-2
OA Rounds
2y 5m
To Grant
94%
With Interview

Examiner Intelligence

Grants 74% — above average
74%
Career Allow Rate
1281 granted / 1722 resolved
+4.4% vs TC avg
Strong +20% interview lift
Without
With
+19.7%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
26 currently pending
Career history
1748
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
31.0%
-9.0% vs TC avg
§102
32.1%
-7.9% vs TC avg
§112
23.1%
-16.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1722 resolved cases

Office Action

§102 §103 §112 §DP
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-20 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-17 of U.S. Patent No. 12302981. Although the claims at issue are not identical, they are not patentably distinct from each other because both claim footwear with an outsole, upper, rand, and midsole shaped and arranged as claimed. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 12-19 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 12 is confusing, vague, and indefinite because it appears to merely repeat limitations present in claim 1 from which it depends and does not provide any further structural limitations and therefore it is not clear what further limitations applicant intends to encompass with such language. In claim 14 the phrase “an upper edge of the outsole is at the bottom portion of the outsole…” is confusing, vague, and indefinite, it is not clear how an upper edge is at the bottom portion. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-6, 8-10, 12-18, and 20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Farr (2021/0015210). Farr shows An article of footwear (see figures 1A-1J and figures 7A-7C) comprising: an outsole (113 or 716 and 717); an upper (112 or 712) secured to the outsole and defining a foot-receiving cavity over the outsole; and a midsole (115 or 715) disposed within the foot-receiving cavity and having an upper peripheral edge; wherein the outsole has an integral rand portion (180 or 780) that wraps up along an exterior surface of the upper outward the midsole and extends above the upper peripheral edge of the midsole (see figures 1J or 7C) as claimed. In reference to claims 2-5, 8, 9, 12-17, and 20 see figures 1A-1J and 7A-7C which shows an “integral” (elements 113 and 180, or 716, 717, and 780 are considered to be “integral” inasmuch as applicant has claimed and defined such), outsole with sidewalls and rand which wraps up on the upper to a height greater than the height of the midsole (115 or 715) as specifically shown in figures 1H, 1J, and 7C. Notches can be seen in figures 1A-C, and 1G or 7A and 7B. In reference to claims 6, 10, and 18, the notches shown are shaped as claimed, see marked up figure below. PNG media_image1.png 392 666 media_image1.png Greyscale PNG media_image2.png 312 574 media_image2.png Greyscale Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 7, 11, and 19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Farr in view of Silverman (2003/0131499). Farr shows an article of footwear substantially as claimed (see above) except for the lowest point of the notches being above the height of the midsole. Silverman teaches forming notches (forward and rearward of number 116 in figure 2) in sidewalls/rands (118, 114) and having the bottom of the notches being at a height greater (see figure 6) than a midsole (132). It would have been obvious to place the bottom of the notches at a height greater than the midsole as taught and shown by Silverman in the footwear of Farr to provide a more stable and durable sole. The prior art cited and not relied upon by the Examiner for the above rejections are considered to be pertinent in that the references cited are considered to be the nearest prior art to the subject matter defined in the claims as required by MPEP707.05. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. In order to avoid potential delays, Technology Center 3700 is encouraging FAXing of responses to Office Actions directly into the Center at (571)273-8300 (FORMAL FAXES ONLY). Please identify Examiner Marie Bays of Art Unit 3732 at the top of your cover sheet. Any inquiry concerning the MERITS of this examination from the examiner should be directed to Marie Bays whose telephone number is (571) 272-4559. The examiner can normally be reached from Mon-Thurs 6-4. Alternatively if the Examiner cannot be reached, please contact the Examiners SPE Alissa Tompkins at 571-272-3425. /MARIE D BAYS/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Apr 24, 2025
Application Filed
Dec 15, 2025
Non-Final Rejection — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12582192
FOOTWEAR STRAP AND FOOTWEAR HAVING THE SAME
2y 5m to grant Granted Mar 24, 2026
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Electronically Controlled Bladder Assembly
2y 5m to grant Granted Mar 17, 2026
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Footwear Structures Providing Compression and Thermal Treatment
2y 5m to grant Granted Mar 10, 2026
Patent 12569032
Electronically Controlled Bladder Assembly
2y 5m to grant Granted Mar 10, 2026
Patent 12564245
Shoe With Interchangeable Upper
2y 5m to grant Granted Mar 03, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
74%
Grant Probability
94%
With Interview (+19.7%)
2y 5m
Median Time to Grant
Low
PTA Risk
Based on 1722 resolved cases by this examiner. Grant probability derived from career allow rate.

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