Prosecution Insights
Last updated: October 04, 2026
Application No. 19/193,246

SPINAL IMPLANT DEVICE

Non-Final OA §102§103§112
Filed
Apr 29, 2025
Priority
Sep 20, 2018 — provisional 62/734,148 +3 more
Examiner
GREEN, MICHELLE CHRISTINE
Art Unit
Tech Center
Assignee
Spinal Elements Inc.
OA Round
1 (Non-Final)
83%
Grant Probability
Favorable
1-2
OA Rounds
1y 2m
Est. Remaining
95%
With Interview

Examiner Intelligence

Grants 83% — above average
83%
Career Allowance Rate
733 granted / 881 resolved
+23.2% vs TC avg
Moderate +12% lift
Without
With
+11.8%
Interview Lift
resolved cases with interview
Typical timeline
2y 7m
Avg Prosecution
30 currently pending
Career history
903
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
43.2%
+3.2% vs TC avg
§102
26.1%
-13.9% vs TC avg
§112
16.4%
-23.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 881 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Objections Claim(s) 45, and 50-59 is/are objected to because of the following informalities: Claim 45, line 2 is missing a period following “hinge”. Claim 50, line 7 is missing a period following “device”. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim(s) 61 is/are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 61 recites the limitation "the upper surface" in line 2. There is insufficient antecedent basis for this limitation in the claim. It appears that the claim should instead recite “an upper surface” and for the purpose of compact prosecution, has been examined below under this assumption. Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. (a)(2) the claimed invention was described in a patent issued under section 151, or in an application for patent published or deemed published under section 122(b), in which the patent or application, as the case may be, names another inventor and was effectively filed before the effective filing date of the claimed invention. Claim(s) 44-46, 48-50, 53, 57-62 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Joly (U.S. Pub. No. 2017/0333205 A1, hereinafter “Joly”). Joly discloses, regarding claim 44, a spinal implant device (2, see Figs. 21B-21D) comprising: a body structure (see annotated Fig. 21C below) comprising a distal end (see annotated Fig. 21C below), a proximal end (see annotated Fig. 21C below), two opposing side walls extending between the distal end and the proximal end (see annotated Fig. 21C below), and an upper wall (see annotated Fig. 21C below); a central cavity (see annotated Fig. 21C below); and a movable lid (see annotated Fig. 21C below) configured to pivot relative to the body structure (see Figs. 21C and 21D); wherein the upper wall forms an opening configured to accommodate the movable lid (see annotated Fig. 21C below). PNG media_image1.png 505 693 media_image1.png Greyscale Regarding claim 45, wherein the moveable lid is supported at the distal end by a hinge (see Figs. 21C-21D). Regarding claim 46, wherein the moveable lid is supported at the proximal end by a ledge (see annotated Fig. 21C above). Regarding claim 48, wherein the movable lid comprises a plurality of crossbars (see annotated Fig. 21D below). PNG media_image2.png 476 632 media_image2.png Greyscale Regarding claim 49, wherein the movable lid comprises a plurality of openings extending through the movable lid (see annotated Fig. 21D below). Joly discloses, regarding claim 50, a spinal implant device (2, see Figs. 21B-21D) comprising: a body structure (see annotated Fig. 21C above) comprising a distal end (see annotated Fig. 21C above), a proximal end (see annotated Fig. 21C above), two opposing side walls extending between the distal end and the proximal end (see annotated Fig. 21C above), an upper wall (see annotated Fig. 21C above), and a lower wall (see annotated Fig. 21C above); a central cavity (see annotated Fig. 21C above); and a movable lid (see annotated Fig. 21C above) configured to pivot relative to the body structure (see annotated Fig. 21C above); wherein the movable lid comprises a plurality of crossbars (see annotated Fig. 21D above), wherein each crossbar of the movable lid extends perpendicular to a longitudinal axis of the spinal implant device (see Fig. 21D, note crossbars extend across e.g. perpendicular to a longitudinal axis extending between the distal and proximal end). Regarding claim 53, wherein the movable lid comprises one or more openings formed by the crossbars (see annotated Fig. 21D above). Regarding claim 57, wherein a portion of the movable lid is porous (see annotated Fig. 21D above). Regarding claim 58, wherein a portion of the lower wall is porous (see annotated Fig. 21C above). Regarding claim 59, wherein the movable lid and the upper wall are laterally adjacent when the movable lid is closed (see annotated Fig. 21D above). Joly discloses, regarding claim 60, a spinal implant device (2, see Figs. 21B-21D) comprising: a body structure (see annotated Fig. 21C above) comprising a distal end (see annotated Fig. 21C above), a proximal end (see annotated Fig. 21C above), two opposing side walls (see annotated Fig. 21C above) extending between the distal end and the proximal end (see annotated Fig. 21C above), an upper wall (see annotated Fig. 21C above), and a lower wall (see annotated Fig. 21C above); a central cavity (see annotated Fig. 21C above); and a movable lid (see annotated Fig. 21C above) configured to pivot relative to the body structure (see Figs. 21B-21D), wherein the movable lid and the lower wall comprise one or more openings configured to define a vertical flow path (see annotated Figs. 21C and 21D above). Regarding claim 61, wherein the movable lid and the upper wall together form the upper surface of the spinal implant device (see Fig. 21D above, note that the movable lid rests on the upper wall and combined bears the load from the upper vertebrae e.g. forms an upper surface of the spinal implant device). Regarding claim 62, wherein at least one opening is formed by crossbars of the movable lid (see annotated Fig. 21D above) Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 47, 51-52, 54, 55, 56, and 63 is/are rejected under 35 U.S.C. 103 as being unpatentable over Joly, as applied to claims 44, 50, 60 above, and in view of Miller et al. (U.S. Pub. No. 2019/0254838 A1, hereinafter “Miller”). Joly discloses all of the features of the claimed invention, as previously set forth above. Joly further discloses, regarding claim 52, wherein each crossbar of the movable lid aligns with a ridge (see annotated Fig. 21D above); and that at least one of the movable lid or body structure comprises ridges (see annotated Fig. 21D above, and para. [0089]); however fails to explicitly discloses, regarding claim 47, wherein the body structure comprises a plurality of ridges; regarding claim 51, wherein the body structure comprises a plurality of ridges; regarding claim 54, wherein the lower wall comprises a plurality of crossbars; regarding claim 55, wherein each crossbar of the lower wall extends perpendicular to the longitudinal axis of the spinal implant device; regarding claim 56, wherein the lower wall comprises one or more openings formed by the crossbars of the lower wall; and regarding claim 63, wherein at least one opening is formed by crossbars of the lower wall. Miller discloses a spinal implant device (10, see Figs. 1-2), with a movable lid (110) and body structure (120), wherein both the movable lid and body structure comprise aligned ridges / crossbars (111, 121, see Fig. 3) with pores (see para. [0075]) in order to engage the surface of the endplate of both adjacent vertebral body to prevent migration / expulsion (see para. [0075]). It would have been obvious to one having ordinary skill in the art at the time the invention was made to modify the body structure in Joly to include aligned ridges / crossbars with pores in view of Miller in order to engage the surface of the endplate of both adjacent vertebral body to prevent migration / expulsion. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. See PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to Michelle C. Green whose telephone number is (571)270-7051. The examiner can normally be reached on Monday-Friday between 9am-5pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, Eduardo C. Robert, at (571) 272-4719. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /M.C.G/ Examiner, Art Unit 3773 /JACQUELINE T JOHANAS/Primary Patent Examiner, Art Unit 3773
Read full office action

Prosecution Timeline

Apr 29, 2025
Application Filed
Sep 25, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
83%
Grant Probability
95%
With Interview (+11.8%)
2y 7m (~1y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 881 resolved cases by this examiner. Grant probability derived from career allowance rate.

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