Prosecution Insights
Last updated: April 19, 2026
Application No. 19/201,206

FLUID COUPLINGS

Non-Final OA §102§103
Filed
May 07, 2025
Examiner
BOCHNA, DAVID
Art Unit
3679
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Colder Products Company
OA Round
1 (Non-Final)
80%
Grant Probability
Favorable
1-2
OA Rounds
2y 9m
To Grant
93%
With Interview

Examiner Intelligence

Grants 80% — above average
80%
Career Allow Rate
1438 granted / 1801 resolved
+27.8% vs TC avg
Moderate +14% lift
Without
With
+13.6%
Interview Lift
resolved cases with interview
Typical timeline
2y 9m
Avg Prosecution
48 currently pending
Career history
1849
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
30.5%
-9.5% vs TC avg
§102
44.0%
+4.0% vs TC avg
§112
21.1%
-18.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1801 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-7 and 11-18 and 21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Weh et al. 5,209,528. In regard to claim 1, Weh et al. discloses (fig. 9) a fluid coupling device comprising: a main body (280) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (228) comprising a plurality of arcuate segments, a front-end portion of the collet surrounding the second end 225 of the main body and defining an open internal area shaped to receive a termination of a fluid handling component (226) to be mated with the second end of the main body, wherein each arcuate segment is pivotable in relation to the main body to reconfigure the collet between: (i) a closed configuration in which the front-end portion of the collet is arranged to clamp onto the termination of the fluid handling component mated with the second end of the main body and (ii) an open configuration in which the front-end portion of the collet is radially expanded in comparison to the closed configuration; and a collar (400) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between a first position that allows the collet to be in the open configuration and a second position that forces the collet to be in the closed configuration. In regard to claim 2, wherein a rear-end portion of the collet radially contracts when the collet reconfigures from the closed configuration to the open configuration (the spring on the end of 228, similar to the spring 26 in fig. 2). In regard to claim 3, wherein a midbody portion of the collet is in contact with a fulcrum about which each arcuate segment is pivotable (flange portion of element14 in contact with the interior of 228). In regard to claim 4, wherein the main body comprises the fulcrum (flange portion of 14 in contact with the interior of 228), or wherein the fulcrum is coupled to the main body (280). In regard to claim 5, further comprising an elastic member surrounding a rear-end portion of the collet (the spring on the end of 228, similar to the spring 26 in fig. 2). In regard to claim 6, wherein the open internal area shaped to receive the termination of the fluid handling component is shaped to receive a barbed end fitting (the interior of 228 has an opening that receives the flanged end of 226 that is shaped to receive a barb), and wherein the fluid coupling device further comprises an annular seal member (seal on the exterior of 225) arranged in an annular groove defined by the main body at a location in which the annular seal member will seal against an inner diameter of the barbed end fitting. In regard to claim 7, wherein the open internal area shaped to receive the termination of the fluid handling component is shaped to receive a sanitary end fitting (the interior of 228 has an opening that receives the flanged end of 226 which could be clean or sanitary end fitting). In regard to claim 11, Weh et al. discloses a fluid coupling device comprising: a main body (280) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (228) comprising a plurality of arcuate segments; and a collar (230) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device to be mated with the second end of the main body. In regard to claim 12, wherein the collet (228) defines an open internal area shaped to receive the termination of the fluid handling component (226) to be mated with the second end of the main body. In regard to claim 13, wherein the open internal area shaped to receive the termination of the fluid handling device is shaped to receive a barbed end fitting (the interior of 228 has an opening that receives the flanged end of 226 that is shaped to receive a barb). In regard to claim 14, wherein the open internal area shaped to receive the termination of the fluid handling device is shaped to receive a sanitary end fitting (the interior of 228 has an opening that receives the flanged end of 226 which could be clean or sanitary end fitting). In regard to claim 15, wherein a midbody portion of each arcuate segment is pivotable in relation to the main body about a fulcrum to reconfigure the collet between the open configuration and the closed configuration (flange portion of element 14 in contact with the interior of 228). In regard to claim 16, wherein the main body comprises the fulcrum, or wherein the fulcrum is coupled to the main body (flange portion of element 14 in contact with the interior of 228 is attached to 280). In regard to claim 17, wherein each arcuate segment (228) is uncoupled from any other arcuate segment (228 are separate elements with a spring similar to 26 in fig. 2 attached at the ends of all of the segments 228). In regard to claim 18, further comprising an elastic member surrounding a rear-end portion of the collet (a spring similar to 26 in fig. 2 attached at the ends of all of the segments 228). In regard to claim 21, wherein the collar 230 is configured to contact rear ends of the arcuate segments to radially expand the collet to the open configuration when the collar is in the first position (the internal flange at the left end of 400 would contact the rear end of 228 to expand the collet). Claim(s) 1 and 8 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Anderson 3,234,965. In regard to claim 1, Anderson discloses a fluid coupling device comprising: a main body (3b) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (23) comprising a plurality of arcuate segments (25), a front-end portion of the collet surrounding the second end (17) of the main body (3b) and defining an open internal area shaped to receive a termination 15 of a fluid handling component (2) to be mated with the second end (17) of the main body, wherein each arcuate segment (25) is pivotable in relation to the main body to reconfigure the collet between: (i) a closed configuration in which the front-end portion of the collet is arranged to clamp onto the termination of the fluid handling component mated with the second end of the main body and (ii) an open configuration in which the front-end portion of the collet is radially expanded in comparison to the closed configuration; and a collar (1) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between a first position that allows the collet to be in the open configuration and a second position that forces the collet to be in the closed configuration. In regard to claim 8, wherein the collet 25 further comprises one living hinge 23 (all fingers 25 flex from portion 23 that connects collet together), wherein each living hinge interconnects two adjacent arcuate segments of the plurality of arcuate segments. Claim(s) 1, 9 and 11 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Nguyen et al. 2014/0035281. In regard to claim 1, Nguyen et al. discloses a fluid coupling device comprising: a main body (200) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (110) comprising a plurality of arcuate segments (105), a front-end portion of the collet surrounding the second end (203) of the main body (200) and defining an open internal area shaped to receive a termination (305) of a fluid handling component (300) to be mated with the second end (203) of the main body (200), wherein each arcuate segment (105) is pivotable in relation to the main body to reconfigure the collet between: (i) a closed configuration (fig. 2) in which the front-end portion of the collet is arranged to clamp onto the termination of the fluid handling component mated with the second end of the main body and (ii) an open configuration (fig. 1) in which the front-end portion (105) of the collet is radially expanded in comparison to the closed configuration; and a collar (123) surrounding the main body 200 and at least a portion of the collet (collar 123 surrounds the end tip of 105 in fig. 2), the collar being longitudinally slidable along the main body between a first position (fig. 1) that allows the collet to be in the open configuration and a second position (fig. 2) that forces the collet (110) to be in the closed configuration. In regard to claim 9, the collar comprises two identical half portions (see fig. 8) that are configured to snap together to form the collar. In regard to claim 11, Nguyen et al. discloses a fluid coupling device comprising: a main body (200) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (105) comprising a plurality of arcuate segments; and a collar (123) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position (see fig. 1) that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position (see fig. 2) that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device to be mated with the second end of the main body. Claim(s) 1, 7, 10-12, 14 and 19 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Larsson 5,649,723. In regard to claim 1, Larsson discloses a fluid coupling device comprising: a main body (8) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (5) comprising a plurality of arcuate segments, a front-end portion of the collet surrounding the second end (6) of the main body (8) and defining an open internal area shaped to receive a termination (2) of a fluid handling component to be mated with the second end (6) of the main body, wherein each arcuate segment (5) is pivotable in relation to the main body to reconfigure the collet between: (i) a closed configuration in which the front-end portion of the collet is arranged to clamp onto the termination of the fluid handling component mated with the second end of the main body and (ii) an open configuration in which the front-end portion of the collet is radially expanded in comparison to the closed configuration; and a collar (14) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between a first position that allows the collet to be in the open configuration and a second position that forces the collet to be in the closed configuration. In regard to claim 7, the open internal area shaped to receive the termination of the fluid handling component (2) is shaped to receive a threaded fitting. In regard to claim 10, wherein the collar defines a plurality of longitudinally extending grooves (grooves 17 have a longitudinal portion) in which longitudinally extending protrusions 18 of the plurality of arcuate segments are slidably disposed. In regard to claim 11, Larsson discloses a fluid coupling device comprising: a main body (8) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (5) comprising a plurality of arcuate segments; and a collar (14) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device to be mated with the second end of the main body. In regard to claim 12, wherein the collet (5) defines an open internal area shaped to receive the termination of the fluid handling component (2) to be mated with the second end (6) of the main body (8). In regard to claim 14, wherein the open internal area shaped to receive the termination of the fluid handling device is shaped to receive a threaded fitting (2). In regard to claim 19, wherein the collar 14 defines a plurality of longitudinally extending grooves (grooves 17 have a longitudinal portion) in which longitudinally extending protrusions 18 of the plurality of arcuate segments are slidably disposed. Claim(s) 11 and 20-21 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Eaton 5,580,099. In regard to claim 11, Eaton discloses a fluid coupling device comprising: a main body (40) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (12) comprising a plurality of arcuate segments; and a collar (14) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position (fig. 15) that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position (fig. 14) that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device to be mated with the second end of the main body. In regard to claim 20, wherein the collet defines a plurality of longitudinally extending grooves (66) in which longitudinally extending protrusions (52) of the collar are slidably disposed. In regard to claim 21, wherein the collar (14) is configured to contact rear ends (32) of the arcuate segments to radially expand the collet to the open configuration when the collar is in the first position (see fig. 15). Claim(s) 11 and 22 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Buerli et al. 10,781,955. In regard to claim 11, Buerli et al. discloses (fig. 5) a fluid coupling device comprising: a main body (4,11) defining a fluid passageway extending along a longitudinal axis between a first end and a second end; a collet (3,4) comprising a plurality of arcuate segments; and a collar (5) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position (fig. 1) that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position (fig. 5) that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device 20 to be mated with the second end of the main body. In regard to claim 22, wherein the collet and the collar are positioned at the first end of the main body, and further comprising a second collet and a second collar positioned at the second end of the main body (see fig. 6). Claim(s) 11 and 24 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gjessing 4,730,853. In regard to claim 11, Gjessing discloses a fluid coupling device comprising: a main body (2) defining a fluid passageway extending along a longitudinal axis between a first end and a second end (the two fluid passages in 2 and 4); a collet (5) comprising a plurality of arcuate segments; and a collar (7) surrounding the main body and at least a portion of the collet, the collar being longitudinally slidable along the main body between: (i) a first position (position of 7 on the right side of fig. 1) that allows the collet to radially expand to an open configuration to receive a termination of a fluid handling device to be mated with the second end of the main body and (ii) a second position (the position of 7 on the left side of fig. 1) that forces the collet to a closed configuration in which the collet clamps onto the termination of the fluid handling device 20 to be mated with the second end of the main body. In regard to claim 24, wherein the first end of the main body 2 includes a blank end arranged to block fluid flow through the fluid coupling device. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 22-23 is/are rejected under 35 U.S.C. 103 as being unpatentable over Nguyen et al. 2014/0035281 in view of Buerli et al. 10,781,955. In regard to claim 22, Ngyuen et al. discloses a coupling device as described above, but does not disclose both ends of the main body as having collets and collars. Buerli teaches that it is common and well known in the art to provide a main body with either a collet at only one end (fig. 1) or both ends (fig. 6) of the main body. Therefore it would have been obvious to one of ordinary skill in the art to provide the main body of Nguyen et al. with collets and collars at both ends because inasmuch as the references disclose these elements as art recognized equivalents, it would have been obvious to one of ordinary skill in the art to substitute one for the other. In re Fout, 675 F.2d 297, 301, 213 USPQ 532, 536 (CCPA 1982). In regard to claim 23, Nguyen et al. discloses making the collar 123 from two pieces (see fig. 8). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Hayes, Danielson, Wester and Kiler disclose similar couplings that are common and well known in the art. Any inquiry concerning this communication or earlier communications from the examiner should be directed to DAVID E. BOCHNA whose telephone number is (571)272-7078. The examiner can normally be reached Monday-Friday 8:00-5:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Matthew Troutman can be reached at (571) 270-3654. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /DAVID BOCHNA/Primary Examiner, Art Unit 3679
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Prosecution Timeline

May 07, 2025
Application Filed
Dec 23, 2025
Non-Final Rejection — §102, §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
80%
Grant Probability
93%
With Interview (+13.6%)
2y 9m
Median Time to Grant
Low
PTA Risk
Based on 1801 resolved cases by this examiner. Grant probability derived from career allow rate.

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