Prosecution Insights
Last updated: July 17, 2026
Application No. 19/202,405

APPARATUS AND METHOD FOR COATING ELECTRODE PLATE OF SECONDARY BATTERY, AND SLOT DIE USES IN THE APPARATUS AND METHOD

Non-Final OA §102§103
Filed
May 08, 2025
Priority
Sep 11, 2024 — RE 10-2024-0124339
Examiner
PROCTOR, CACHET I
Art Unit
1712
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Samsung SDI Co., Ltd.
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
1y 10m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
825 granted / 1072 resolved
+12.0% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
40 currently pending
Career history
1103
Total Applications
across all art units

Statute-Specific Performance

§101
0.1%
-39.9% vs TC avg
§103
77.8%
+37.8% vs TC avg
§102
7.5%
-32.5% vs TC avg
§112
8.6%
-31.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1072 resolved cases

Office Action

§102 §103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1, 5, 6, 9, 13, and 17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Park et al. (US20240024911). As to claim 1, Park et al. discloses an apparatus for coating comprising a coating unit configured to simultaneously provide a mixture coating and insulating coating to an electrode substrate for a secondary battery, the coating unit including a slot die having a mixture slurry discharge portion and an insulating slurry discharge portion, the apparatus is configured such that a distance between the insulating slurry discharge portion and the electrode substrate is less than a distance between the mixture slurry discharge portion and the electrode substrate (see abstract, Fig. 5). PNG media_image1.png 306 755 media_image1.png Greyscale As to claims 5 and 13, the slot die comprises an upper plate (100 of Fig. 2); a lower plate (200 of Fig. 2) comprising a cavity configured to collect a mixture; and a spacer (300 of Fig. 2) positioned between the upper and lower plate to form the discharge portions. PNG media_image2.png 742 768 media_image2.png Greyscale As to claims 6 and 17, the spacer comprises a protrusion that forms the discharge portion (see Figure 2). As to claim 9, Park et al discloses a method for coating an electrode plate of a second battery comprising: simultaneously providing a mixture of coating and insulating coating to a substrate using a slot die having a mixture and discharge portion, where the distance from the insulating portion to the electrode substrate is less than the distance from the mixing slurry discharge and the substrate (see Fig. 5). Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claim(s) 1-19 is/are rejected under 35 U.S.C. 103 as being unpatentable over Lee et al. (US 20230226570) in view of Park et al. (US20240024911). As to claim 1, Lee et al. discloses an apparatus for coating an current collector to form a secondary battery (see 0035), the apparatus comprising: a coating unit configured to simultaneously provide a first electrode coating and a second electrode coating (see abstract, 0006) to an electrode substrate for a secondary battery, the coating unit including a slot die having a first discharge portion and second discharge portion (see 102a, 101a), the apparatus is configured such that a distance between the insulating slurry discharge portion and the electrode substrate is less than a distance between the mixture slurry discharge portion and the electrode substrate (see 0090-0096). PNG media_image3.png 594 830 media_image3.png Greyscale Under the broadest reasonable interpretation, the recited “mixture slurry discharge portion” and “insulating slurry discharge portion” merely identify first and second slurry discharge portions. The claims do not recite any structural distinction between the discharge portions beyond their relative positioning. Therefore, the first and second slurry discharge portions disclosed by Lee et al meets the claimed mixture slurry discharge and insulating discharge portions. As to claim 9, Lee et al. teaches a method of depositing an electrode active slurry onto an electrode collector using a slot die having discharge outlets that have different distances from the substrate surface. As to claim 13, Lee et al. discloses a slot die having an upper plate, lower plate with a cavity for collecting the mixture slurry and a spacer. Alternatively, Lee et al. fails to teach one discharge portion is an insulating slurry discharge portion as required by claims 1, 9 and 13. Park et al. discloses an apparatus for coating comprising a coating unit configured to simultaneously provide a mixture coating and insulating coating to an electrode substrate for a secondary battery, the coating unit including a slot die having a mixture slurry discharge portion and an insulating slurry discharge portion (see Fig. 5). It would have been obvious to one having ordinary skill in the art before the effective filing date of the claimed invention to modify the apparatus of Lee et al. to include the using the discharge for dispensing an insulating slurry as taught by Park et al. One would have been motivated to do so since both are directed to simultaneous multi-slurry slot die coating of battery electrodes and Park et al. teaches an insulating slurry as an alternative material to apply simultaneously with an electrode material. As to claim 2 and 14-15, Lee et al. teaches adjusting coating geometry and conditions by changing the spacing between the outlets (see 0009, 0095-0096, 0100). As to claim 3 and 10, Lee et al. taches the distance can be adjusted based on the desired thickness (see 0096). As to claims 4, 11, and 16, as one thickness increases the thickness of the other decreases. As to claim 5, Lee et al. teaches an upper plate, a lower plate having cavities and a spacer between the lower and upper plates (see 0029, Fig. 4, Fig. 9). As to claim 6 and 17, the spacer formed a protrusion that forms a discharge portion (see Fig. 4 and 9). As to claim 7 and 18, the protrusion is determined based on the physical properties and viscosity ((see 0096), therefore it is a result effective variable. It would have been obvious to optimize the distance through routine experimentation based on the slurry properties to optimize the coating. As to claim 8 and 19, the slot gap is adjustable (see 0009 of Lee et al). As to claim 12, Lee et al. teaches slurries being simultaneously applied are electrode active material slurries include a positive and negative active material Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Cachet I Proctor whose telephone number is (571)272-0691. The examiner can normally be reached Monday-Friday 7-3 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Michael Cleveland can be reached at 571-272-1418. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CACHET I. PROCTOR/ Examiner Art Unit 1712 /CACHET I PROCTOR/ Primary Examiner, Art Unit 1712
Read full office action

Prosecution Timeline

May 08, 2025
Application Filed
Jul 01, 2026
Non-Final Rejection mailed — §102, §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12680155
Method for forming film
1y 5m to grant Granted Jul 14, 2026
Patent 12662599
MODIFIED OVERPRINT VARNISH
3y 6m to grant Granted Jun 23, 2026
Patent 12661868
GRAPHENE COPPER COMPOSITE MATERIAL PREPARATION METHOD BASED ON COMBINATION OF HOT PRESSING SINTERING AND CHEMICAL VAPOR DEPOSITION
1y 11m to grant Granted Jun 23, 2026
Patent 12649279
SYNTHETIC BARRIER MATERIAL AND METHOD OF MANUFACTURE THEREOF
4y 4m to grant Granted Jun 09, 2026
Patent 12649165
TREATMENT STATION, TREATMENT SYSTEM, AND CORRESPONDING TREATMENT METHOD
2y 2m to grant Granted Jun 09, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+5.9%)
3y 0m (~1y 10m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1072 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month