Prosecution Insights
Last updated: September 17, 2026
Application No. 19/208,182

Spin Injection Assisted Magnetic Recording

Non-Final OA §112
Filed
May 14, 2025
Priority
Sep 06, 2019 — divisional of 11/189,304 +2 more
Examiner
KLIMOWICZ, WILLIAM JOSEPH
Art Unit
2688
Tech Center
2600 — Communications
Assignee
Headway Technolobies Inc.
OA Round
1 (Non-Final)
81%
Grant Probability
Favorable
1-2
OA Rounds
8m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 81% — above average
81%
Career Allowance Rate
1058 granted / 1309 resolved
+18.8% vs TC avg
Strong +18% interview lift
Without
With
+18.3%
Interview Lift
resolved cases with interview
Fast prosecutor
2y 0m
Avg Prosecution
43 currently pending
Career history
1347
Total Applications
across all art units

Statute-Specific Performance

§101
0.6%
-39.4% vs TC avg
§103
44.5%
+4.5% vs TC avg
§102
29.7%
-10.3% vs TC avg
§112
18.5%
-21.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1309 resolved cases

Office Action

§112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant's election with traverse of Group I (claims 1-15) and Species IV (claims 1-7) in the reply filed on August 16, 2024, is acknowledged. The Applicant alleges that the elected species (Species IV - Figure 9) reads on claims 1-15. It is noted, however, that independent claim 8 (and claims dependent thereon) does not encompass Species IV (Fig. 9), but Fig. 11 (Species VI). See, inter alia, the claim limitation, lines 8-10 of claim 8, reciting " (c) a spin preserving (SP) layer having a first portion adjoining the MP trailing side and a second portion contacting the WS bottom surface." Emphasis in bold italics added. Species IV (Fig. 9) has only one SP layer (element 6 in Fig. 9), which clearly is not "adjoining the MP trailing side." Such a limitation appears to read on Fig. 11 (non-elected Species VI). As such claim 8-15 are withdrawn as being directed to a non-elected species. The traversal is on the ground(s) that the "process claims necessarily use the product and vice versa. The field of search must necessarily cover both the process class/subclass/group/subgroup G11B5/3163 and/or Y10T29/49032, and product class class/subclass/group/subgroup G11B5/235, in addition to other related classes and subclasses, to provide a complete and adequate search." The Examiner disagrees, noting that the product as claimed can be made by another and materially different process such as a process not requiring the sequential steps set forth in the process claims; moreover, the specific steps of limiting the portion removal and/or location of the depositing steps to certain claimed areas during the process of manufacturing, is not required in the product claims; additionally, the claimed "depositing" and removing steps are encompassed by and include, within their scope, the particular method steps disclosed by the Applicant within the disclosure; however, other undisclosed and uncontemplated method steps not within the scope of the disclosure include method steps such as, but not limited to: vacuum deposition and/or plating deposition and/or chemical vapor deposition and/or plasma enhanced chemical vapor deposition and/or physical vapor deposition and/or reactive ion etching and/or wet etching and/or chemical mechanical polishing and/or surface abrading and/or thermal ablation and/or non-sequential method steps. Additionally, the Applicant opines "increased costs applicant would be forced to bear if all species are separately examined," and "the field of search must necessarily cover all species, in addition to other related Classes and subclasses, to provide a complete and adequate search." This is not found persuasive because the Examiner’s position remains that each of the various disclosed species define mutually exclusive characteristic of a spin injection magnetic recording structure as evidenced by the representation of each species with a different set of figures. A search for one of these mutually exclusive characteristics is not coextensive with a search for other mutually exclusive characteristics and therefore searching for all mutually exclusive characteristics could not be done without serious burden to the Examiner. It is noted, as previously set forth in the Election of Species Requirement (mailed on June 18, 2024) that upon the allowance of a claim that is generic to multiple species, applicant will be entitled to consideration of claims to additional species which depend from or otherwise require all the limitations of an allowable generic claim. The requirement is still deemed proper and is therefore made FINAL. Claims 8-20 are withdrawn from further consideration pursuant to 37 CFR 1.142(b), as being drawn to a nonelected invention/species, there being no allowable generic or linking claim. Applicant timely traversed the restriction (election) requirement in the reply filed on July 30, 2026 Specification The disclosure is objected to because of the following informalities: (i) With regard to page 1 (line 3), after the term "18/359,436 filed on 7/26/23" the following should be inserted--and now issued as U.S. Patent 12,322,419--. Appropriate correction is required. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 7 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The following phrase(s) lack clear antecedent basis within the claim(s), i.e., either the particularly recited passage fails to be properly introduced prior to its appearance at that point in the claim or the structure recited in the passage is not an inherent part of or component of the previously recited structure: (i) Claim 7 (line 3), "the slider". The following is a quotation of 35 U.S.C. 112(d): (d) REFERENCE IN DEPENDENT FORMS.—Subject to subsection (e), a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. The following is a quotation of pre-AIA 35 U.S.C. 112, fourth paragraph: Subject to the following paragraph [i.e., the fifth paragraph of pre-AIA 35 U.S.C. 112], a claim in dependent form shall contain a reference to a claim previously set forth and then specify a further limitation of the subject matter claimed. A claim in dependent form shall be construed to incorporate by reference all the limitations of the claim to which it refers. Claim 2 is rejected under 35 U.S.C. 112(d) or pre-AIA 35 U.S.C. 112, 4th paragraph, as being of improper dependent form for failing to further limit the subject matter of the claim upon which it depends, or for failing to include all the limitations of the claim upon which it depends. Claim 2 recites "The SIAMR structure of claim 1 wherein the SP layer has a backside at a height greater than the WS TH." It is noted, however, that claim 1 (from which claim 2 depends) already sets forth that the SP layer has "a back side at a height greater than the WS TH" (see lines 11-12 of claim 1). As such, claim 2 fails to further limit the subject matter of the claim 1, from which it depends. Applicant may cancel the claim(s), amend the claim(s) to place the claim(s) in proper dependent form, rewrite the claim(s) in independent form, or present a sufficient showing that the dependent claim(s) complies with the statutory requirements. Citation of Prior or Relevant Art on enclosed PTO-892 The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The cited art made of record (see the enclosed PTO-892), not applied to any rejection of the claims, supra, each disclose aspects of the claimed invention, including the use of spin killing layers and spin preserving layers, to influence the gradient at a write gap within PMR systems. However, none of the art cited discloses, teaches or suggest (alone or in combination), the elements of the allowed claims. Allowable Subject Matter Claims 1, 3-6 are tentatively considered allowable over the art of record, pending an updated search, amendments or arguments presented by the Applicant and considered by the Examiner in reply to this office communication. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to William J Klimowicz whose telephone number is (571)272-7577. The examiner can normally be reached Monday-Thursday, 8:00AM-6PM, ET. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Steven Lim can be reached on (571)270-1210. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /WILLIAM J KLIMOWICZ/ Primary Examiner, Art Unit 2688
Read full office action

Prosecution Timeline

May 14, 2025
Application Filed
Aug 20, 2026
Non-Final Rejection mailed — §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12738293
Writer With Patterned Hot Seed Layer
2y 12m to grant Granted Sep 15, 2026
Patent 12731620
HARD DISK, FIXING DEVICE, AND HARD DISK MODULE
2y 0m to grant Granted Sep 08, 2026
Patent 12725633
MULTI-LAYER LOAD BEAM FLEXURE FOR MAGNETIC STORAGE DEVICE
1y 6m to grant Granted Sep 01, 2026
Patent 12719445
ACOUSTIC RESONATOR IN TRANSVERSE EXCITATION SHEAR MODE
3y 9m to grant Granted Aug 25, 2026
Patent 12719443
RESONANCE DEVICE AND RESONANCE DEVICE MANUFACTURING METHOD
3y 5m to grant Granted Aug 25, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
81%
Grant Probability
99%
With Interview (+18.3%)
2y 0m (~8m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1309 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month