Prosecution Insights
Last updated: August 30, 2026
Application No. 19/213,032

IMAGE FORMING APPARATUS, COMPONENT UNIT OF THE IMAGE FORMING APPARATUS, AND PROCESSING APPARATUS FOR THE COMPONENT UNIT

Non-Final OA §112§DOUBLEPATENT
Filed
May 20, 2025
Priority
Aug 30, 2021 — JP 2021-140266 +2 more
Examiner
CHEN, SOPHIA S
Art Unit
Tech Center
Assignee
Canon Inc.
OA Round
1 (Non-Final)
96%
Grant Probability
Favorable
1-2
OA Rounds
2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 96% — above average
96%
Career Allowance Rate
1506 granted / 1572 resolved
+35.8% vs TC avg
Minimal +4% lift
Without
With
+4.4%
Interview Lift
resolved cases with interview
Fast prosecutor
1y 5m
Avg Prosecution
22 currently pending
Career history
1581
Total Applications
across all art units

Statute-Specific Performance

§101
1.7%
-38.3% vs TC avg
§103
37.7%
-2.3% vs TC avg
§102
33.1%
-6.9% vs TC avg
§112
19.1%
-20.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1572 resolved cases

Office Action

§112 §DOUBLEPATENT
CTNF 19/213,032 CTNF 72700 DETAILED ACTION Notice of Pre-AIA or AIA Status 07-03-aia AIA 15-10-aia The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA. Drawings 06-37 AIA The drawings were received on 5/20/2025 . These drawings are approved . Specification 06-31 AIA The lengthy specification has not been checked to the extent necessary to determine the presence of all possible minor errors. Applicant’s cooperation is requested in correcting any errors of which applicant may become aware in the specification. Claim Rejections - 35 USC § 112 07-30-02 AIA The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. 07-34-01 Claim 40 is rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 40 depends on a cancelled claim 2. It is unclear whether claim 40 depends on claim 1 or any one of claims 35-39. Double Patenting 08-33 AIA The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg , 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman , 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi , 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum , 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel , 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington , 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA. A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA/25, or PTO/AIA/26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. 08-34 AIA Claim 49 is rejected on the ground of nonstatutory double patenting as being unpatentable over claim 1 of U.S. Patent No. 11,914,310 B2 . Although the claims at issue are not identical, they are not patentably distinct from each other because of the following reasons: Claim 49 of current patent application discloses “a first value indicating not the recycled item, and (emphasis added) (iii) updates” (line 16). Claim 1 of U.S. Patent No. 11,914,310 B2 discloses “a first value indicating not the recycled item, or (emphasis added) updates”. It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention was made to update the use information in both first and second area of U.S. Patent No. 11,914,310 B2 because both first and second areas store use information indicating a use state of the component unit . Allowable Subject Matter 12-151-07 AIA 07-97 12-51-07 Claim s 1, 35-39 and 41-48 are allowed. 07-43-02 AIA Claim 40 would be allowable if rewritten to overcome the rejection(s) under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA), 2nd paragraph, set forth in this Office action and to include all of the limitations of the base claim and any intervening claims. 13-03 AIA The following is an examiner’s statement of reasons for allowance: Independent claim 1 is allowable over the prior art of record because the prior art of record does not teach or suggest: “the control unit is further configured to (i) update the use information stored in the first area in accordance with a change in a use state of the component unit when the information stored in the third area does not indicate the recycled item, and (ii) update the use information stored in the second area in accordance with a change in the use state of the component unit when the information stored in the third area indicates the recycled item” as set forth in the claimed combination . Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Contact Information Any inquiry concerning this communication or earlier communications from the examiner should be directed to SOPHIA S CHEN whose telephone number is (571)272-2133. The examiner can normally be reached M-F 8 am - 5 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Stephanie Bloss can be reached at 571-272-3555. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SOPHIA S CHEN/Primary Examiner, Art Unit 2852 Ssc May 18, 2026 Application/Control Number: 19/213,032 Page 2 Art Unit: 2852 Application/Control Number: 19/213,032 Page 4 Art Unit: 2852 Application/Control Number: 19/213,032 Page 5 Art Unit: 2852 Application/Control Number: 19/213,032 Page 6 Art Unit: 2852 Application/Control Number: 19/213,032 Page 7 Art Unit: 2852
Read full office action

Prosecution Timeline

May 20, 2025
Application Filed
May 21, 2026
Non-Final Rejection mailed — §112, §DOUBLEPATENT (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12710718
IMAGE FORMING APPARATUS
1y 8m to grant Granted Aug 18, 2026
Patent 12710723
IMAGE FORMING APPARATUS
1y 5m to grant Granted Aug 18, 2026
Patent 12704799
ELECTROPHOTOGRAPHIC ROLLER, PROCESS CARTRIDGE, ELECTROPHOTOGRAPHIC IMAGE FORMING APPARATUS, AND METHOD FOR MANUFACTURING ELECTROPHOTOGRAPHIC ROLLER
1y 6m to grant Granted Aug 11, 2026
Patent 12704807
IMAGE FORMING APPARATUS
1y 6m to grant Granted Aug 11, 2026
Patent 12699346
IMAGE FORMING APPARATUS
1y 6m to grant Granted Aug 04, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
96%
Grant Probability
99%
With Interview (+4.4%)
1y 5m (~2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1572 resolved cases by this examiner. Grant probability derived from career allowance rate.

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