Prosecution Insights
Last updated: October 25, 2026
Application No. 19/214,168

Method for replacement of a defective heart valve

Non-Final OA §103
Filed
May 21, 2025
Priority
Feb 06, 2021 — continuation of 11/865,001 +1 more
Examiner
MCEVOY, THOMAS M
Art Unit
3771
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Hvr Cardio OY
OA Round
1 (Non-Final)
71%
Grant Probability
Favorable
1-2
OA Rounds
2y 2m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 71% — above average
71%
Career Allowance Rate
725 granted / 1024 resolved
+0.8% vs TC avg
Strong +35% interview lift
Without
With
+35.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
32 currently pending
Career history
1075
Total Applications
across all art units

Statute-Specific Performance

§101
0.9%
-39.1% vs TC avg
§103
53.3%
+13.3% vs TC avg
§102
24.8%
-15.2% vs TC avg
§112
18.5%
-21.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1024 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or non-obviousness. Claims 1, 2, 5-7 and 10-14 are rejected under 35 U.S.C. 103 as being unpatentable over Ortiz et al. (US 2004/0167620) in view of Keranen et al. (WO 2006/091163). Regarding claim 1, Ortiz et al. disclose a method for replacement of a defective heart valve of a heart of a patient, said method comprising: introducing a distal loop-shaped element (lower coil of member 212 - Figure 28) of a medical device having a helical structure around the heart valve annulus (¶[0087]; Figure 28); positioning a first loop-shaped element (upper coil of member 212) of the helical structure on a first side of the heart valve oriented towards a cardiac chamber of the heart (the upper coil would be above an annulus as evident from Figure 28 and would be within an atrium- ¶[0069]); the first loop-shaped element having a smaller diameter than the distal loop-shaped element (e.g. see larger distal loop-shaped element diameter at 70b in Figure 8); rotationally inserting the helical structure around the valve (¶[0077], [0079]); and moving a prosthetic valve (210) along the medical device into position for attachment to the heart valve (¶[0087]; Figure 28). Ortiz et al. fail to specifically disclose that the distal loop-shaped element is introduced in between the heart muscle wall and chordae of the heart. Keranen et al. teach that a similar distal loop-shaped element (44; Figure 5) can be introduced in between the heart muscle wall and chordae of the heart (¶[0014]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention and in view of Keranen et al. to have introduced the distal loop-shaped element of Ortiz et al. between the heart muscle wall and chordae of the heart in order to avoid interference with or damage to the chordae. Ortiz et al. fail to disclose that the first loop-shaped element has a smaller diameter than the distal loop-shaped element. Keranen et al. disclose a similar helical structure having a first loop-shaped element (42) of smaller diameter than a distal loop-shaped element (44; Figures 3 and 5) in order to prevent rupture of tissue between the loops (¶[0059]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have provided the helical structure of Ortiz et al. with the larger distal loop-shaped element of Keranen et al. in order to prevent rupture of tissue between the loops. Ortiz et al. fail to specifically disclose that the loop-shaped elements are arranged to reposition or circumflex the chordae towards a center of the heart valve upon rotational insertion of the helical structure in the heart valve. Ortiz et al. disclose that defective heart valves are often dilated in diameter (¶[0003]) and further discloses that it is known to position ring-shaped devices around an annulus to reduce the diameter of the annulus (¶[0004]). Therefore, in view of the known prior art teachings above, it would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to have made the helical structure or ring-shaped device of Ortiz et al. of sufficient diameter such that it reduces the diameter of a dilated valve annulus upon insertion in order to reshape it to its normal diameter for receipt of the prosthetic valve. When the valve annulus is reduced in diameter, the chordae would be repositioned or circumflexed as claimed (noting that some chordae are located adjacent the annulus - see for example ¶[0073] of US 2021/0322170 or ¶[0036] of US 2015/0094800 as evidentiary support). Regarding claim 2, the helical structure, being smaller in diameter than the dilated valve as explained above, would circumflex the chordae as the helical structure is inserted (which can be regarded as a continuous circumflexing over some period of time). Regarding claim 5, Ortiz et al. fail to disclose passing the medical device through a commissure at the heart valve upon introducing the distal loop-shaped element. However, Keranen et al. teach inserting the above distal loop-shaped element by passing it through a commissure of a heart valve upon introducing the distal loop-shaped element (¶[0017]). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention and in view of Keranen et al. to have introduced the distal loop-shaped element of Ortiz et al. by passing it through a commissure of the heart valve in order to avoid having to make a hole through the valve or valve annulus. Regarding claim 6, the prosthetic valve is attached to the medical device (¶[0087] of Ortiz et al.). Regarding claim 7, the prosthetic valve is inserted along a center axis of the helical structure to place the prosthetic valve into position at the heart valve (evident from Figures 27 and 28 of Ortiz et al.). Regarding claim 10, the medical device is formed from a shape-memory material and is configured to be compressible for delivery in a catheter (claims 7 and 8 of Ortiz et al.). Regarding claim 11, the medical device comprises a connection interface (220b of Ortiz et al.) for releasably attaching a delivery device at a proximal end thereof. Regarding claim 12, the helical structure comprises a portion (70a; Figure 8 of Ortiz et al.) extending in parallel to a center axis of the helical structure. Regarding claim 13, the portion extending in parallel to the center axis is arranged as part of a proximal portion of the helical structure (see member 70a on upper coil in Figure 8 of Ortiz et al.). Regarding claim 14, the medical device includes sections of differing flexibility (the fabric 216 or sutures - Figure 28 of Ortiz et al., would have a different flexibility than the loop-shaped elements). Allowable Subject Matter Claims 3, 4, 8 and 9 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Thomas McEvoy whose telephone number is (571) 270-5034 and direct fax number is (571) 270-6034. The examiner can normally be reached on Monday-Friday, 9:00 am – 6:00 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, please contact the examiner’s supervisor, Elizabeth Houston at (571) 272-7134. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /THOMAS MCEVOY/Primary Examiner, Art Unit 3771
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Prosecution Timeline

May 21, 2025
Application Filed
Aug 11, 2026
Non-Final Rejection mailed — §103 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12765913
PUNCTURE DEVICES AND PUNCTURE SYSTEMS
2y 11m to grant Granted Oct 20, 2026
Patent 12758750
EXPANDABLE MEDICAL DEVICES
3y 1m to grant Granted Oct 13, 2026
Patent 12746022
CLOT RETRIEVAL SYSTEM
2y 4m to grant Granted Sep 29, 2026
Patent 12734054
STENT SYSTEM DEPLOYMENT APPARATUS FOR BIFURCATED LESION
4y 3m to grant Granted Sep 15, 2026
Patent 12727881
METHODS AND APPARATUS FOR DELIVERING STAPLES TO A TARGET TISSUE
2y 12m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
71%
Grant Probability
99%
With Interview (+35.4%)
3y 7m (~2y 2m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1024 resolved cases by this examiner. Grant probability derived from career allowance rate.

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