Prosecution Insights
Last updated: July 17, 2026
Application No. 19/214,252

METHODS AND APPARATUS FOR PERFORMING ELECTROLYTIC CONVERSION

Non-Final OA §102
Filed
May 21, 2025
Priority
Jan 21, 2021 — provisional 63/140,176 +2 more
Examiner
WONG, EDNA
Art Unit
1795
Tech Center
1700 — Chemical & Materials Engineering
Assignee
The University of British Columbia
OA Round
1 (Non-Final)
58%
Grant Probability
Moderate
1-2
OA Rounds
1y 11m
Est. Remaining
40%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
615 granted / 1051 resolved
-6.5% vs TC avg
Minimal -19% lift
Without
With
+-18.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 1m
Avg Prosecution
44 currently pending
Career history
1087
Total Applications
across all art units

Statute-Specific Performance

§103
78.9%
+38.9% vs TC avg
§102
0.5%
-39.5% vs TC avg
§112
19.4%
-20.6% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1051 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of Group II, claims 14-20, in the reply filed on June 1, 2026 is acknowledged. The requirement is still deemed proper and is therefore made FINAL. Accordingly, claims 1-13 (method) are withdrawn from consideration as being directed to a non-elected invention. Drawings The drawings were received on May 21, 2025. These drawings are acceptable. Specification The disclosure is objected to because of the following informalities: page 1, [0001], line 1, please insert the words -- filed on 20 July 2023 -- after the number “18/621,351”. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 14-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by WO 2019/204938 (‘938). Regarding claim 14, WO ‘938 teaches an electrolyzer system (= electrochemical cell 216) [ρ [0063]] comprising: • an anode (= anode 160) [ρ [0063]]; • a cathode (= a cathode 161) ρ [0063]]; • an aqueous solution comprising carbonate or bicarbonate ions at the cathode, wherein the aqueous solution is substantially free of gaseous carbon dioxide; wherein the aqueous solution is supplied to the cathode (= an aqueous feed 217 comprising CO32- and/or HCO3- is supplied from a carbon capture process 215 to cathode 161) [ρ [0065]]; and • an ionic membrane between the anode and the cathode, the ionic membrane separating the anode and the cathode (= an anode 160 and a cathode 161 separated by a BPM 162) [ρ [0063]; and Fig. 2: PNG media_image1.png 483 804 media_image1.png Greyscale ]. WO ‘938 does not explicitly teach hydrogen gas supplied to the anode. The subject matter would have been anticipated by a person having ordinary skill in the art before the effective filing date of the claimed invention because the hydrogen gas is the material worked upon by the apparatus. MPEP § 2115 states that “a claim is only limited by positively recited elements. Thus, “[i]nclusion of the material or article worked upon by a structure being claimed does not impart patentability to the claims” in In re Otto, 312 F.2d 937, 136 USPQ 458, 459 (CCPA 1963); see also In re Young, 75 F.2d 996, 25 USPQ 69 (CCPA 1935).” Furthermore, supplying hydrogen as to the anode is a method step, and thus, is not structural to the electrolyzer system. Regarding claim 15, WO ‘938 teaches wherein a pH of the aqueous solution is greater than about 4 (= the aqueous solution has a pH of at least 7 or at least 8) [ρ [0010]]. Regarding claim 16, WO ‘938 teaches wherein a concentration of the carbonate or bicarbonate ions in the aqueous solution is in a range of from about 0.1 to about 10 M (= the aqueous solution supplied at the cathode comprises bicarbonate at a concentration of at least 3 moles/liter) [ρ [0010]]. Regarding claim 17, WO ‘938 teaches wherein the aqueous solution comprises potassium bicarbonate, cesium bicarbonate, and/or ammonium bicarbonate (= an aqueous solution of either 3.0 M K2CO3 or 3.0 M KHCO3) [ρ [0114]]. Regarding claim 18, WO ‘938 teaches a separator configured to separate hydrogen gas from one or more products produced by the cathode1 (= in embodiments where the product(s) are gaseous the separation stage may comprise a gas liquid separator) [ρ [0067]]. Regarding claim 19, WO ‘938 teaches wherein the aqueous solution comprises an alkali metal carbonate (= an aqueous solution of either 3.0 M K2CO3 or 3.0 M KHCO3) [ρ [0114]]. Regarding claim 20, WO ‘938 teaches wherein the ionic membrane is a cation exchange membrane (= a cation exchange membrane (“CEM”) may be used in place of a bipolar membrane ) [ρ [0100]]. Any inquiry concerning this communication or earlier communications from the examiner should be directed to EDNA WONG whose telephone number is (571) 272-1349. The examiner can normally be reached Monday-Friday, 7:00 AM- 3:30 PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Luan Van can be reached at (571) 272-8521. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /EDNA WONG/Primary Examiner, Art Unit 1795 1 Functional claim language that is not limited to a specific structure covers all devices that are capable of performing the recited function. See MPEP § 2114.
Read full office action

Prosecution Timeline

May 21, 2025
Application Filed
Jun 22, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
58%
Grant Probability
40%
With Interview (-18.9%)
3y 1m (~1y 11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1051 resolved cases by this examiner. Grant probability derived from career allowance rate.

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