Prosecution Insights
Last updated: July 17, 2026
Application No. 19/229,498

METHOD FOR CONTROLLING AN ENGINE COMPRESSION BRAKING MODE OF AN ENGINE ARRANGEMENT

Non-Final OA §102§103§112
Filed
Jun 05, 2025
Priority
Jun 11, 2024 — EU 24181349.2
Examiner
HASAN, SYED O
Art Unit
Tech Center
Assignee
Volvo Group
OA Round
1 (Non-Final)
78%
Grant Probability
Favorable
1-2
OA Rounds
1y 1m
Est. Remaining
97%
With Interview

Examiner Intelligence

Grants 78% — above average
78%
Career Allowance Rate
545 granted / 695 resolved
+18.4% vs TC avg
Strong +19% interview lift
Without
With
+19.0%
Interview Lift
resolved cases with interview
Typical timeline
2y 3m
Avg Prosecution
27 currently pending
Career history
726
Total Applications
across all art units

Statute-Specific Performance

§101
0.2%
-39.8% vs TC avg
§103
87.8%
+47.8% vs TC avg
§102
9.8%
-30.2% vs TC avg
§112
1.8%
-38.2% vs TC avg
Black line = Tech Center average estimate • Based on career data from 695 resolved cases

Office Action

§102 §103 §112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claims 4 and 6-11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claims 4, 6, and 9-11 recite the limitations "an occurrence of an abnormal engine compression braking operation". There is already sufficient antecedent basis for this limitation in the claim and so the “an” should be switched to “the”. Specification The disclosure is objected to because of the following informalities: Paragraph 55, line 2 should recite “in the exhaust line [[75]] 24”. Paragraph 81 mentions figure 7 but no figure 7 is shown. Appropriate correction is required. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-4 and 9-15 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Gibson et al. (U.S. Publication Number 2008/0041336), hereinafter “Gibson”. Regarding claim 1, Gibson discloses a method for controlling an engine compression braking mode of an engine arrangement comprising a multi-cylinder reciprocating piston internal combustion engine, an air intake line (44), an exhaust line (48), an intake air throttle (62) in the intake line (shown in figure 2), and an intake actuator to adjust a degree of closing of the intake air throttle (paragraph 17); wherein the engine arrangement is configured to operate at least in a drive mode and in an engine compression braking mode (paragraph 25); wherein the method comprises acquiring, during an engine compression braking mode, with one or more sensors (paragraph 20), operating data representative of at least one engine operating parameter in the list of: in-cylinder pressure; at least one of engine rotation speed (mentioned in paragraph 20) and acceleration; and at least one of noise and vibration generated by the engine arrangement in the engine compression braking mode (paragraph 40); wherein the method comprises processing, by an electronic control unit (12), the operating data to determine, based on the operating data, an occurrence of an abnormal engine compression braking operation; wherein, upon determination of an occurrence of an abnormal engine compression braking operation by the electronic control unit, the method comprises generating, by the electronic control unit, intake actuator setting commands for the intake actuator (paragraphs 40-41); wherein the intake actuator setting commands, generated by the electronic control unit, are generated based on the operating data; and wherein the method includes adjusting the degree of closing of the intake air throttle by the intake actuator according to the intake actuator setting commands (paragraphs 40-41 and figure 4). Examiner notes that the Gibson monitors NVH or vibrations during engine braking and adjusts the throttle closing based upon sensed values. Regarding claim 2, Gibson discloses the method of claim 1, wherein the intake actuator setting commands, generated by the electronic control unit (12), are generated based on the operating data via feedback-loop control (paragraph 17). Regarding claim 3, Gibson discloses the method of claim 1, wherein the intake actuator setting commands, generated by the electronic control unit, are generated based on the operating data via proportional and integral feedback-loop control (paragraph 17). Regarding claim 4, Gibson discloses the method of claim 1, wherein the intake actuator setting commands, generated by the electronic control unit (12) upon determination of an occurrence of an abnormal engine compression braking operation by the electronic control unit, cause an increase of the closing degree of the intake throttle (shown in figure 4). Regarding claim 9, Gibson discloses the method of claim 1, wherein the determination, by the electronic control unit, of an occurrence of an abnormal engine compression braking operation comprises comparing, by the electronic control unit, the operating data acquired by the one or more sensors, with data stored in the electronic control unit (12, paragraph 20). Regarding claim 10, Gibson discloses the method of claim 1, wherein the determination, by the electronic control unit (12), of an occurrence of an abnormal engine compression braking operation comprises comparing, by the electronic control unit, the operating data, acquired by the one or more sensors, corresponding to distinct moments of an engine cycle (paragraph 20). Regarding claim 11, Gibson discloses the method of claim 1, wherein the determination, by the electronic control unit, of an occurrence of an abnormal engine compression braking operation comprises comparing, by the electronic control unit, an engine rotating speed variation (shown in figure 4 and mentioned in paragraph 20), acquired by the one or more sensors during engine compression braking mode, to an engine rotating speed variation stored in the electronic control unit, or by comparing, by the electronic control unit, engine rotating speed variation, acquired by the one or more sensors, corresponding to distinct moments of an engine cycle. Regarding claim 12, Gibson discloses the electronic control unit (12) comprising processing circuitry configured to perform the method of claim 1 (paragraph 20). Regarding claim 13, Gibson discloses the computer program product comprising program code for performing, when executed by the processing circuitry of an electronic control unit, the method of claim 1 (paragraph 20). Regarding claim 14, Gibson discloses the engine arrangement comprising: a multi-cylinder reciprocating piston internal combustion engine; an air intake line; an exhaust line; an intake air throttle in the air intake line; an intake actuator to adjust a degree of closing of the intake air throttle; and an electronic control unit; wherein the electronic control unit is configured to perform the method of claim 1. Refer to the rejection of claim 1 for further details since the limitations are similar. Regarding claim 15, Gibson discloses the heavy-duty vehicle comprising the engine arrangement of claim 14 (paragraph 1). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 5-8 is/are rejected under 35 U.S.C. 103 as being unpatentable over Gibson over Mohlin (U.S. Publication 2019/0249606), hereinafter “Mohlin”. Regarding claim 6, Gibson discloses the same invention substantially as claimed except for an exhaust pressure regulator in the exhaust line controlled by the ECU during engine braking and the engine being turbocharged with a compressor in the intake line. However, Mohlin teaches the use of a compressor (402) and throttle (903) in the intake line (901) and an exhaust pressure regulator (601/602) controlled by the ECU (21) during an engine braking mode (paragraphs 68-69) for the purpose of increasing the engine braking power by 50% (paragraph 27). Therefore, it would have been obvious to one of ordinary skill in the art before the effective filing date of the invention to modify Gibson by incorporating a turbocharger and exhaust pressure regulator controlled by ECU during engine braking as taught by Mohlin for the purpose of increasing the engine braking power by 50%. Regarding claim 5, Gibson and Mohlin disclose the claimed invention such as the method of claim 1, wherein the engine arrangement comprises a compressor (Mohlin, 402) in the air intake line, but silent to disclose that the air intake throttle is located upstream of the compressor in the air intake line. It would have been obvious to one having ordinary skill in the art before the effective filing date of when the invention was made to have the throttle valve upstream of the compressor, since it has been held that rearranging parts of an invention involves only routine skill in the art. In re Japikse, 86 USPQ 70. Regarding claim 7, Gibson and Mohlin disclose the method of claim 6, where the engine arrangement comprises, in the exhaust line, a fixed geometry turbine (Mohlin, 401), and wherein the exhaust gas pressure regulator (Mohlin, 601-602) is distinct from the fixed geometry turbine (Mohlin, shown in figure 2). Regarding claim 8, Gibson and Mohlin discloses the method of claim 7, where the fixed geometry turbine (Mohlin, 401) mechanically (figures 2 shows the mechanical shaft in between 401 and 402) drives a compressor (Mohlin, 402) located downstream of the air intake throttle in the air intake line (mentioned in rejection of claim 5 above). Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Refer to PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SYED O HASAN whose telephone number is (571)272-0990. The examiner can normally be reached Monday-Friday; 11AM-7PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Lindsay Low can be reached at (571) 272-1196. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SYED O HASAN/ Primary Examiner, Art Unit 3747 6/4/2026
Read full office action

Prosecution Timeline

Jun 05, 2025
Application Filed
Jun 09, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12680495
Engine
2y 8m to grant Granted Jul 14, 2026
Patent 12679228
ELECTRIFIED VEHICLE
2y 1m to grant Granted Jul 14, 2026
Patent 12669075
CONDITION BASED OIL MANAGEMENT
2y 3m to grant Granted Jun 30, 2026
Patent 12669104
FUEL INJECTOR AND VALVE ASSEMBLY FOR THE SAME
1y 10m to grant Granted Jun 30, 2026
Patent 12662018
CONTROL OF START-UP OPERATION IN ELECTRIC VEHICLE
2y 1m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
78%
Grant Probability
97%
With Interview (+19.0%)
2y 3m (~1y 1m remaining)
Median Time to Grant
Low
PTA Risk
Based on 695 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month