Prosecution Insights
Last updated: August 15, 2026
Application No. 19/258,600

PLASMONIC NANOPARTICLE LAYERS WITH CONTROLLED ORIENTATION

Non-Final OA §102
Filed
Jul 02, 2025
Priority
Jan 20, 2017 — provisional 62/448,581 +3 more
Examiner
PROCTOR, CACHET I
Art Unit
1715
Tech Center
1700 — Chemical & Materials Engineering
Assignee
Virginia Polytechnic Institute and State University
OA Round
1 (Non-Final)
77%
Grant Probability
Favorable
1-2
OA Rounds
1y 11m
Est. Remaining
83%
With Interview

Examiner Intelligence

Grants 77% — above average
77%
Career Allowance Rate
826 granted / 1073 resolved
+12.0% vs TC avg
Moderate +6% lift
Without
With
+5.9%
Interview Lift
resolved cases with interview
Typical timeline
3y 0m
Avg Prosecution
39 currently pending
Career history
1110
Total Applications
across all art units

Statute-Specific Performance

§101
0.3%
-39.7% vs TC avg
§103
51.3%
+11.3% vs TC avg
§102
20.6%
-19.4% vs TC avg
§112
21.2%
-18.8% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1073 resolved cases

Office Action

§102
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claim Rejections - 35 USC § 102 The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 17 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Tang et al. (US 2011/0109821) as evident by nanoComposix. As to claim 17, Tang et al. discloses a plasmonic display device comprising a substrate (306 of Fig. 3); a first dielectric layer (layer 318 of Fig. 3) on the substrate; and a first layer of plasmonic nanoparticles (see 320 of Fig. 3). PNG media_image1.png 373 872 media_image1.png Greyscale Tang et al. does not explicitly state plasmonic nanoparticles are configured to absorb, reflect, scatter, and transmit light. Tang et al. does states the plasmonic material can absorb and scatter light and its ability to do so can be varied by changing the properties of the particles (see 0051). As evident by NanoComposix, plasmonic are capable of absorbing, scattering, transmitting and reflecting light. NanoComposix states that plasmonic nanoparticles can be tuned to absorb (reflect), scatter or both (see plasmonic nanoparticles vs. standard pigments and dyes and perceived color). The scattering is a type of reflection and transmitting is a function of what light is absorbed and what is not (see pages 2-3). Claim(s) 17-20 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Hashimura et al. (US 2013/0258456). As to claims 17 and 18, Hashimura et al. discloses a transparent solar film (see abstract) comprising a dielectric layer (102(a) of Fig. 1E); metal nanoparticles (104 of Fig. 1E) over the dielectric layer; a second dielectric layer (102b); and a second layer of plasmonic nanoparticles (metal oxide nanocrystals over the second dielectric layer (see 5A) (see 0047, 0055-0056). As to claim 10, the nanoparticles can have a prismatic shape (see 0029, 0051, 0055). As to claim 11, the nanoparticles can be applied as prismatic shapes (see 0055). As to claim 13, each of the plasmonic nanoparticles (first and second) have a plasmonic resonance wavelength (see abstract). Hashimura et al. state the particles are capable of absorbing, reflecting, scattering and transmitting light (see 0029, 0033-32, 0071 and 0075). As to claim 19, the plasmonic nanoparticle are made of metal oxide (see 0055-0056). As to claim 20, the second film can comprise a metal oxide (see claim 16). Claim(s) 17 is/are rejected under 35 U.S.C. 102(a)( as being anticipated by Saito (US 2006/0274315) as evident by nanoComposix. As to claim 17, Saito discloses an article having plasmonic nanoparticles (see abstract, 0019). The article comprising a first layer (dielectric layer) (12 of Fig. 1B) on a substrate (11 of Fig. 1B) and a layer of plasmonic nanoparticles on the first layer (14 of Fig. 1B, 0021)(see 0018, 0019). Saito states the plasmon material can absorb light and its ability to absorb light may be varied by changing the properties of the particles (see 0019). Saito does not explicitly state the particles can scatter, reflect or transmit light as required by claim 1. However, these are properties of plasmon particles as evident by nanoComposix. NanoComposix states that plasmonic nanoparticles can be tuned to absorb (reflect), scatter or both (see plasmonic nanoparticles vs. standard pigments and dyes and perceived color). The scattering is a type of reflection and transmitting is a function of what light is absorbed and what is not (see pages 2-3). Allowable Subject Matter Claims 1-16 are allowed. The following is a statement of reasons for the indication of allowable subject matter: Placido et al. “Electroactive Layer-by-Layer Plasmonic Architectures Based on Au Nanorods” discloses an article having plasmonic nanoparticles (see title, abstract). The article comprises a polyelectrolyte layer on a substrate (PSS, see Layer by Layer Assembly of Au NRs pg. 2609); a gold nanorods are applied over the layer (see Layer by Layer Assembly of Au NRs pg 2609); and a second layer of nanorods are applied over the layer (subsequent deposition of bilayers, see Layer by Layer Assembly of Au NRs pg. 2609). Placido et al. does state the plasmon coupling among the metal nanorods is dependent upon the nanorod orientation (see page 2611). When the nanorods are randomly organized there is a dampening in the plasmon band of the spectroscopy (see 2610). Placido et al. fails to teach the orientation of the first layer is parallel to the polyelectrolyte layer or that the nanoparticles in the second layer are randomly orientated as required by claim 1 or that either the first or a second dielectric layer comprise s a polymer as required by claim 11. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to Cachet I Proctor whose telephone number is (571)272-0691. The examiner can normally be reached Monday-Friday 8-4:30 pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Timothy Meeks can be reached on 571-272-1423. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /CACHET I. PROCTOR/ Examiner Art Unit 1715 /CACHET I PROCTOR/ Primary Examiner, Art Unit 1715
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Prosecution Timeline

Jul 02, 2025
Application Filed
Jul 15, 2026
Non-Final Rejection mailed — §102 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
77%
Grant Probability
83%
With Interview (+5.9%)
3y 0m (~1y 11m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1073 resolved cases by this examiner. Grant probability derived from career allowance rate.

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