Prosecution Insights
Last updated: April 19, 2026
Application No. 19/289,442

SOLE AND FOOTWEAR HAVING THE SOLE

Non-Final OA §103
Filed
Aug 04, 2025
Examiner
KANE, KATHARINE GRACZ
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Top Glory Trading Group Inc.
OA Round
1 (Non-Final)
47%
Grant Probability
Moderate
1-2
OA Rounds
3y 8m
To Grant
92%
With Interview

Examiner Intelligence

Grants 47% of resolved cases
47%
Career Allow Rate
296 granted / 631 resolved
-23.1% vs TC avg
Strong +45% interview lift
Without
With
+45.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 8m
Avg Prosecution
61 currently pending
Career history
692
Total Applications
across all art units

Statute-Specific Performance

§101
1.4%
-38.6% vs TC avg
§103
48.6%
+8.6% vs TC avg
§102
26.9%
-13.1% vs TC avg
§112
18.1%
-21.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 631 resolved cases

Office Action

§103
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Claims 1-20 are being treated on the merits. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-10 & 12-20 are rejected under 35 U.S.C. 103 as being unpatentable over Smith (US 2012/0159814) in view of Deem (US 2006/0117599). Regarding Claims 1 & 14, Smith disclose an upper (23) and a sole connected to the upper (Figure 1), the sole comprising: a first layer (22), a second layer (12), a third layer (50), and a fourth layer (14); wherein the first layer, the second layer, the third layer, and the fourth layer are stacked from bottom to top (Figure 1), the hardness of the third layer is greater than a hardness of the second layer (Para. 45 & 53). Smith is silent to a hardness of the first layer is greater than a hardness of the third layer and the hardness of the second layer is greater than a hardness of the fourth layer. However, Deem disclose a sole (Figure 1) comprising: a first layer (20), a second layer (14), a third layer (22/17), and a fourth layer (18); wherein the first layer, the second layer, the third layer, and the fourth layer are stacked from bottom to top (Figure 1), wherein a hardness of the first layer is greater than a hardness of the third layer (Para. 48, 51 & 54) and the hardness of the second layer is greater than a hardness of the fourth layer (Para. 44 & 53). It would have been obvious to one of ordinary skill in the art to include various hardness layers, as taught by Deem, for the sole layers of Smith, in order to provide desired performance characteristics and shock absorbency. Furthermore, it would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of hardness for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the hardness involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding Claims 2 & 15, the combination of Smith and Deem do not specifically disclose the hardness of the first layer is in a range of 51+3 degrees, the hardness of the second layer is in a range of 45+3 degrees, the hardness of the third layer is in a range of 49+3 degrees, and the hardness of the fourth layer is in a range of 35+3 degrees. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of hardness for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the hardness involves only routine skill in the art. In re Aller, 105 USPQ 233 Regarding Claim 3, the combination of Smith and Deem do not specifically disclose a difference in hardness between the first layer and the second layer is 10 degrees, and a difference in hardness between the third layer and the fourth layer is 15 degrees. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of hardness for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the hardness involves only routine skill in the art. In re Aller, 105 USPQ 233 Regarding Claims 4 & 17, the combination of Smith and Deem do not specifically disclose a rebound rate of the second layer is greater than a rebound rate of the fourth layer, the rebound rate of the fourth layer is greater than a rebound rate of the first layer, and the rebound rate of the first layer is greater than a rebound rate of the third layer. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of rebound rate for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the rebound rate involves only routine skill in the art. In re Aller, 105 USPQ 233 Regarding Claims 5 & 18, the combination of Smith and Deem do not specifically disclose the rebound rate of the first layer is in a range of 55 %+2%, the rebound rate of the second layer is in a range of 65 %+2%, the rebound rate of the third layer is in a range of 50 %+2%, and the rebound rate of the fourth layer is in a range of 60 %+2%. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of rebound rate for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the rebound rate involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding Claim 6, the combination of Smith and Deem do not specifically disclose a difference in rebound rate between any two adjacent layers among the first layer, the second layer, the third layer, and the fourth layer is 10%to150%. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of rebound rate for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the rebound rate involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding Claims 7 & 19, the combination of Smith and Deem disclose a density of the first layer is greater than a density of the third layer (Smith, Para. 53 & Deem, Para. 48, 51 & 53), the density of the third layer is greater than a density of the second layer (Smith, Para. 45 & 53), and the density of the second layer is greater than or equal to a density of the fourth layer (Deem, Para. 44 & 53). Regarding Claims 8 & 20, the combination of Smith and Deem do not specifically disclose the density of the first layer is in a range of 200 G/L to 260 G/L, the density of the second layer is in a range of 120 G/L to 160 G/L, the density of the third layer is in a range of 190 G/L to 250 G/L, and the density of the fourth layer is in a range of 120 G/L to 150 G/L. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of density for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the density involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding Claim 9, the combination of Smith and Deem do not specifically disclose a difference in the density between any two adjacent layers among the first layer, the second layer, the third layer, and the fourth layer is greater than or equal to 50 G/L. It, however, would have been obvious to one having ordinary skill in the art at the time the invention was made to experiment with different ranges of density for the layers in order to achieve an optimal configuration for the purpose of performance, comfort, support and shock absorbency, since discovering the optimum or workable ranges of the density involves only routine skill in the art. In re Aller, 105 USPQ 233. Regarding Claim 10, the combination of Smith and Deem do not specifically disclose each of the first layer, the second layer, the third layer, and the fourth layer is a popcorn layer containing foamed thermoplastic polyurethane elastomer. It would have been obvious to one of ordinary skill in the art before the effective filing date to modify the material of the layers as claimed, since it is well within the general skill of a worker in the art to select a known material on the basis of its suitability for the intended use as a matter of obvious design choice. Also, such a modification would be considered a mere choice of preferred material that is on the basis of its suitability for the intended use. In other words, using a popcorn layer containing foamed thermoplastic polyurethane elastomer would have been an "obvious to try" approach because the use of such a material that is not of innovation but of ordinary skill and common sense. Regarding Claim 12, the combination of Smith and Deem disclose the first layer at least support a rearfoot area and an arch area of the second layer (Smith, Figure 1). Regarding Claim 13, the combination of Smith and Deem disclose an outsole (Smith, 24), wherein the outsole is located on a side of the first layer facing away from the second layer and in an area of a side of the second layer facing away from the third layer, the area of the side of the second layer is not supported by the first layer (Figure 1). Claims 11 are rejected under 35 U.S.C. 103 as being unpatentable over Smith (US 2012/0159814) in view of Deem (US 2006/0117599) in further view of Wynne (US 2023/0080581). Regarding Claim 11, the combination of Smith and Deem do not specifically disclose the third layer is a 4D printed layer. However, Wynne discloses the use of 4D printing for shoes (Para. 4). It would have been obvious to one of ordinary skill in the art to use 4D printing for a layer of material, as taught by Wynne, to the sole of Smith-Deem, in order to provide activation stimulus materials or “smart” materials to the sole. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. Any inquiry concerning this communication or earlier communications from the examiner should be directed to KATHARINE KANE whose telephone number is (571)272-3398. The examiner can normally be reached Mon-Fri 9am-6pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KHOA HUYNH can be reached at 571-272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KATHARINE G KANE/Primary Examiner, Art Unit 3732
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Prosecution Timeline

Aug 04, 2025
Application Filed
Jan 23, 2026
Non-Final Rejection — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
47%
Grant Probability
92%
With Interview (+45.4%)
3y 8m
Median Time to Grant
Low
PTA Risk
Based on 631 resolved cases by this examiner. Grant probability derived from career allow rate.

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