Prosecution Insights
Last updated: October 02, 2026
Application No. 19/324,878

SUBSTRATE TRANSFER SYSTEM AND METHOD WITH CHARGING FUNCTION

Non-Final OA §103
Filed
Sep 10, 2025
Priority
Feb 07, 2022 — RE 10-2022-0015764 +1 more
Examiner
JOHNSON, KYLE T
Art Unit
3656
Tech Center
3600 — Transportation & Electronic Commerce
Assignee
Samsung Electronics Co., Ltd.
OA Round
1 (Non-Final)
85%
Grant Probability
Favorable
1-2
OA Rounds
1y 5m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 85% — above average
85%
Career Allowance Rate
266 granted / 312 resolved
+33.3% vs TC avg
Strong +15% interview lift
Without
With
+15.2%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
16 currently pending
Career history
331
Total Applications
across all art units

Statute-Specific Performance

§101
11.1%
-28.9% vs TC avg
§103
50.8%
+10.8% vs TC avg
§102
20.9%
-19.1% vs TC avg
§112
12.9%
-27.1% vs TC avg
Black line = Tech Center average estimate • Based on career data from 312 resolved cases

Office Action

§103
Detailed Action Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 09/10/2025 is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement has been considered by the Examiner. Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. The factual inquiries for establishing a background for determining obviousness under 35 U.S.C. 103 are summarized as follows: 1. Determining the scope and contents of the prior art. 2. Ascertaining the differences between the prior art and the claims at issue. 3. Resolving the level of ordinary skill in the pertinent art. 4. Considering objective evidence present in the application indicating obviousness or nonobviousness. Claims 1-3 and 8-9 are rejected under 35 U.S.C. 103 as being unpatentable over the Hwa translation (Foreign Patent No. KR 20070069494 A hereinafter the “Hwa translation”) in view of Volfovski et al. (US Pre-Granted Publication No. US 2006/0130751 A1 hereinafter “Volfovski”). Regarding claim 1 the Hwa translation discloses: A method of transferring a substrate during a semiconductor device fabrication process, the method including: (Hwa translation page 4 2nd full paragraph wherein the robot cassette transfer car moves with an arm to load and unload the semiconductors) receiving the substrate at a mobile robot; (Hwa translation page 5 3rd-5th paragraph wherein the robot includes an arm to load and unload substrates) moving the mobile robot with the substrate, (Hwa translation page 5 2nd- 5th full paragraph wherein the robot moves the substrate) … and while transferring the substrate from the mobile robot to the mobile robot interface device, charging a battery of the mobile robot. (Hwa translation page 4 1st full paragraph wherein the transfer robot is charged while moving the semiconductors). The Hwa translation does not appear to explicitly disclose: … and aligning the mobile robot with a mobile robot interface device; transferring the substrate from the mobile robot to the mobile robot interface device; However, in the same field of endeavor of robotic controls Volfovski discloses: “and aligning the mobile robot with a mobile robot interface device; (Volfovski [0056-0063] [0127] wherein the robot aligns with various stations or interfaces during a substrate processing operation) transferring the substrate from the mobile robot to the mobile robot interface device;” (Volfovski [0056-0063] [0078] [0124] wherein the robot moves the substrate back to a cassette after finishing) It would have been obvious for one having ordinary skill in the art prior to the effective filing date of the invention to combine the alignment and transfer process of Volfovski with the system of the Hwa translation with a reasonable expectation of success because one of ordinary skill would have been motivated to make this modification in order to provide an improved wafer processing system that allows for mobile robots to move wafers to various stations, while avoiding collisions with the robot and other objects when transferring wafers to cassettes (Volfovski [0055] [0078]). Regarding claim 2 the Hwa translation in view of Volfovski discloses all of the limitations of claim 1 and the Hwa translation further discloses: The method of claim 1, wherein charging the battery of the mobile robot is caused by a power feeder of the mobile robot interface device. (Hwa translation page 3 2nd-4th full paragraph wherein the robot cart can be charged with a physical contact connector). Regarding claim 3 the Hwa translation in view of Volfovski discloses all of the limitations of claim 2 and the Hwa translation further discloses: The method of claim 2, wherein the power feeder wirelessly charges the battery of the mobile robot using electromotive force. (Hwa translation page 4 6th full paragraph wherein the robot is charged wirelessly). Regarding claim 8 the Hwa translation discloses: A method of charging a mobile robot used during a semiconductor device fabrication process, the method including: (Hwa translation page 4 2nd full paragraph wherein the robot cassette transfer car moves with an arm to load and unload the semiconductors) moving the mobile robot (Hwa translation page 5 2nd- 5th full paragraph wherein the robot moves the substrate) and while transferring the substrate from the mobile robot to the mobile robot interface device, wirelessly charging the mobile robot. (Hwa translation page 4 1st full paragraph wherein the transfer robot is charged while moving the semiconductors). The Hwa translation does not appear to explicitly disclose: and aligning the mobile robot with a mobile robot interface device; transferring a substrate between the mobile robot and the mobile robot interface device; However, in the same field of endeavor of robotic controls Volfovski discloses: “and aligning the mobile robot with a mobile robot interface device; (Volfovski [0056-0063] [0127] wherein the robot aligns with various stations or interfaces during a substrate processing operation) transferring a substrate between the mobile robot and the mobile robot interface device;” (Volfovski [0056-0063] [0078] [0124] wherein the robot moves the substrate back to a cassette after finishing) It would have been obvious for one having ordinary skill in the art prior to the effective filing date of the invention to combine the alignment and transfer process of Volfovski with the system of the Hwa translation with a reasonable expectation of success because one of ordinary skill would have been motivated to make this modification in order to provide an improved wafer processing system that allows for mobile robots to move wafers to various stations, while avoiding collisions with the robot and other objects when transferring wafers to cassettes (Volfovski [0055] [0078]). Regarding claim 9 the Hwa translation in view of Volfovski discloses all of the limitations of claim 8 and the Hwa translation further discloses: The method of claim 8, wherein wirelessly charging the mobile robot is implemented using a power feeder at the mobile robot interface device. (Hwa translation page 3 2nd-4th full paragraph wherein the robot cart can be charged with a physical contact connector). Claims 16-17 are rejected under 35 U.S.C. 103 as being unpatentable over the Hwa translation further in view of Burke et al. (US Pre-Granted Publication No. US 2010/0047053 A1 hereinafter “Burke”). Regarding claim 16 the Hwa translation discloses: A method of manufacturing a semiconductor device, comprising: (Hwa translation page 4 2nd full paragraph wherein the robot cassette transfer car moves with an arm to load and unload the semiconductors) receiving a substrate by a mobile robot interface device; (Hwa translation page 5 3rd-5th paragraph wherein the robot includes an arm to load and unload substrates) transferring the substrate from the mobile robot interface device to a mobile robot; (Hwa translation page 5 1st-5th full paragraph wherein the transfer robot picks up and moves cassettes with semiconductors) while transferring the substrate from the mobile robot interface device to the mobile robot, wirelessly charging the mobile robot; (Hwa translation page 4 1st full paragraph wherein the transfer robot is charged while moving the semiconductors) after transferring the substrate from the mobile robot interface device to the mobile robot, (Hwa translation page 5 1st-5th full paragraph wherein the transfer robot picks up and moves cassettes with semiconductors) … The Hwa translation does not appear to disclose: performing a series of processes on the substrate, including at least one process in a chamber; and dicing the substrate after performing the series of processes, to form singulated semiconductor chips. However, in the same field of endeavor of robotic controls Burke discloses: “performing a series of processes on the substrate, including at least one process in a chamber; (Burke [0163] wherein the wafer is processed within a pneumatic enclosure i.e. chamber) (You [0044-0049] wherein the robot moves wafers between stations for processing, including different chambers to align and etch the wafer) and dicing the substrate after performing the series of processes, to form singulated semiconductor chips.” (Burke [0149] [0244-0247] wherein the processed wafer is diced and finished, with the finished wafer removed for inspection). It would have been obvious for one having ordinary skill in the art prior to the effective filing date of the invention to combine the processing space and finishing system of Burke with the system of the Hwa translation with a reasonable expectation of success because one of ordinary skill would have been motivated to make this modification in order to allow for a mobile robot system to process wafers completely to a finished result with a high degree of accuracy (Burke [0149] [0031]). Regarding claim 17 the Hwa translation in view of Burke discloses all of the limitations of claim 16 and the Hwa translation further discloses: The method of claim 16, wherein wirelessly charging the mobile robot is implemented using a power feeder at the mobile robot interface device. (Hwa translation page 6 1st-3rd full paragraph, page 4 6th- 9th full paragraph wherein the robot includes a wireless charging system to allow the vehicle to charge while transporting the substrates). Allowable Subject Matter Claims 4-7, 10-15, and 18-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is an examiner’s statement of reasons for allowance: Prior art fails to disclose or render obvious claim 4-7, 10-15, and 18-20 disclosing a system for controlling an industrial robot using a specific claimed controller. Regarding claims 4-7, 10-15, and 18-20 the relevant art the Hwa translation in view of Volfovski further in view of Burke discloses a wafer transfer robot with charging for the system (Hwa translation page 4 1st full paragraph) but fails to disclose moving a feeder for the charger, or finding the optimal charging distance between 30-50mm. Specifically, the relevant art fails to disclose “a substrate carrier mover arm configured to transfer the substrate while the battery of the mobile robot is charging” or “performing the transferring of the substrate from the mobile robot to the mobile robot interface device and charging of the battery of the mobile robot while the mobile robot is stationary; and prior to charging the battery of the mobile robot and while the mobile robot is stationary, moving at least one of a power feeder of the mobile robot interface device and a power receiver of the mobile robot in a horizontal direction to change a distance between the power feeder of the mobile robot interface device and the power receiver of the mobile robot” or “wherein after the change of distance, the distance between the power feeder of the mobile robot interface device and the power receiver of the mobile robot is a distance between 30 mm and 50 mm” or “wherein after the change of distance, the distance between the power feeder of the mobile robot interface device and the power receiver of the mobile robot is a distance within an optimal range of charging distances”. Claims 10-15, and 18-20 are objected to for being allowable for similar reasons as those found above. Any comments considered necessary by applicant must be submitted no later than the payment of the issue fee and, to avoid processing delays, should preferably accompany the issue fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for Allowance.” Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. US 9,908,425 B2 discloses a wireless charging system for mobile vehicles through moving a robot US 9,658,316 B2 discloses a robot wafer transportation system with wireless communication and various wafer positioning targets US 9,582,950 B2 discloses a wireless charger for a mobile vehicle US 9,385,559 B2 discloses a wireless charger for a small devices US 2026/0189070 A1 discloses a substrate processing system with a transmitter to determine when the robot is aligned, and charging the robot when aligned US 2018/0115196 A1 discloses a vehicle wireless charger with a mobile platform US 2017/0173796 A1 discloses a transfer robot using a scanned code to determine when the robot is aligned with the desired object to finish the transfer process US 2015/0262854 A1 discloses a wafer etching system to finish and dice wafers KR 20140014424 A discloses a substrate transfer system with wireless charging in a vacuum chamber Any inquiry concerning this communication or earlier communications from the examiner should be directed to Kyle T Johnson whose telephone number is (303)297-4339. The examiner can normally be reached Monday-Thursday 7:00-5:00 MT. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Wade Miles can be reached at (571) 270-7777. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /KYLE T JOHNSON/Examiner, Art Unit 3656
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Prosecution Timeline

Sep 10, 2025
Application Filed
Aug 24, 2026
Non-Final Rejection mailed — §103
Sep 30, 2026
Applicant Interview (Telephonic)
Sep 30, 2026
Examiner Interview Summary

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
85%
Grant Probability
99%
With Interview (+15.2%)
2y 6m (~1y 5m remaining)
Median Time to Grant
Low
PTA Risk
Based on 312 resolved cases by this examiner. Grant probability derived from career allowance rate.

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