Prosecution Insights
Last updated: April 19, 2026
Application No. 19/329,110

VACUUM TRANSFORM UPPER FOR ARTICLE OF FOOTWEAR

Non-Final OA §DP
Filed
Sep 15, 2025
Examiner
PRANGE, SHARON M
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Nike, Inc.
OA Round
1 (Non-Final)
54%
Grant Probability
Moderate
1-2
OA Rounds
3y 7m
To Grant
99%
With Interview

Examiner Intelligence

Grants 54% of resolved cases
54%
Career Allow Rate
473 granted / 884 resolved
-16.5% vs TC avg
Strong +47% interview lift
Without
With
+47.3%
Interview Lift
resolved cases with interview
Typical timeline
3y 7m
Avg Prosecution
60 currently pending
Career history
944
Total Applications
across all art units

Statute-Specific Performance

§101
1.9%
-38.1% vs TC avg
§103
43.3%
+3.3% vs TC avg
§102
25.2%
-14.8% vs TC avg
§112
20.5%
-19.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 884 resolved cases

Office Action

§DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement Since this application is a continuation of US Application 17/719861, the Examiner has considered the information provided in the parent application (per MPEP 609.02). Should Applicant desire the information to be printed in any patent issuing from this application, a new listing of the information must be separately submitted. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-3, 5-7, and 11-16 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-12 of U.S. Patent No. 12,433,370 in view of Christensen et al. (US 2022/0104582), herein Christensen. The claimed structure of the present invention may be wholly derived from the claimed subject matter of the patent, except for the first plurality of reliefs being operable to contract in a heel region. Christensen teaches an adjustment element (150) forming an upper of an article of footwear; comprising a bladder (200) including a barrier layer defining an interior void, wherein the bladder operates between an expanded state when the interior void includes a first pressure and a contracted state when the interior void includes a second pressure less than ambient pressure (paragraphs 0051-0056; Fig. 1). The bladder is located in a heel region and a midfoot region of the upper and reduces heel slip (paragraph 0055; Fig. 1). It would have been obvious to one of ordinary skill in the art before the effective filing date of the claimed invention to locate the first plurality of reliefs in a heel region, as taught by Christensen, in order to better secure the upper to the heel of the wearer, helping to reduce heel slip. Allowable Subject Matter Claims 1-3, 5-7, and 11-16 are free from art rejections but are subject to a double patenting rejection. Claims 4, 8-10, and 17-20 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. The following is a statement of reasons for the indication of allowable subject matter: The prior art fails to teach or suggest an adjustment element/article of footwear having the combination of features claimed that includes a compressible component disposed within the interior void and including a foam lattice structure defining a plurality of reliefs formed in the lattice structure, a first plurality of the reliefs operable to contract in a first direction in a heel region of the upper and a second plurality of the reliefs operable to contract in a second direction in a mid-foot region of the upper. Christensen et al. (US 2022/0104582) discloses an adjustment element (150) forming an upper of an article of footwear; comprising a bladder (200) including a barrier layer defining an interior void, wherein the bladder operates between an expanded state when the interior void includes a first pressure and a contracted state when the interior void includes a second pressure less than ambient pressure (paragraphs 0051-0056; Fig. 1), but fails to teach a compressible component including a foam lattice structure defining a plurality of reliefs. Marvin discloses an adjustment element (530) for an article of footwear, the adjustment element comprising: a bladder (508) including a barrier layer defining an interior void; and a compressible component (510) disposed within the interior void and including a foam structure, wherein the compressible component operates between an expanded state (heel rises above bladder) when the interior void includes a first pressure and a contracted state (heel steps down on bladder and forces air out) when the interior void includes a second pressure less than ambient pressure (paragraphs 0074-0075; Fig. 1, 5), but fails to teach a foam lattice structure defining a plurality of reliefs. Schindler teaches a foam structure (60) within a bladder (40) having a lattice defining a plurality of reliefs (61b, 62b) (column 3, lines 5-8; column 5, line 21-column 6, line 31; column 10, lines 14-31; Fig. 13-19), but fails to teach a first plurality of the reliefs operable to contract in a first direction in a heel region of an upper and a second plurality of the reliefs operable to contract in a second direction in a mid-foot region of the upper. To modify any of the prior art references to have the combination of features recited in claims 1 or 11 would be impermissible hindsight reconstruction of the Applicant’s invention without any disclosure, teaching, or suggestion from the prior art of record, as is presently the case. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHARON M PRANGE whose telephone number is (571)270-5280. The examiner can normally be reached M-F 8:30-5 EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khoa Huynh can be reached at (571) 272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHARON M PRANGE/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Sep 15, 2025
Application Filed
Feb 07, 2026
Non-Final Rejection — §DP (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12588737
FOOTWEAR SOLE AND RELATED METHOD OF USE
2y 5m to grant Granted Mar 31, 2026
Patent 12569029
SOLE AND SHOE
2y 5m to grant Granted Mar 10, 2026
Patent 12564246
SHOE HAVING RESILIENT HEEL
2y 5m to grant Granted Mar 03, 2026
Patent 12550981
ARTICLE OF FOOTWEAR WITH A PULLEY SYSTEM HAVING A GUIDE PORTION
2y 5m to grant Granted Feb 17, 2026
Patent 12550969
GOLF SHOES HAVING MULTI-SURFACE TRACTION OUTSOLES
2y 5m to grant Granted Feb 17, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

AI Strategy Recommendation

Get an AI-powered prosecution strategy using examiner precedents, rejection analysis, and claim mapping.
Powered by AI — typically takes 5-10 seconds

Prosecution Projections

1-2
Expected OA Rounds
54%
Grant Probability
99%
With Interview (+47.3%)
3y 7m
Median Time to Grant
Low
PTA Risk
Based on 884 resolved cases by this examiner. Grant probability derived from career allow rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month