Prosecution Insights
Last updated: August 17, 2026
Application No. 19/374,038

KNOTTER DEVICE AND METHOD FOR OPERATING A KNOTTER DEVICE

Non-Final OA §102§103§112§DP
Filed
Oct 30, 2025
Priority
Oct 30, 2024 — DE 10 2024 131 696.9
Examiner
NGUYEN, BAO-THIEU L
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Usines CLAAS France SAS
OA Round
1 (Non-Final)
66%
Grant Probability
Favorable
1-2
OA Rounds
1y 6m
Est. Remaining
92%
With Interview

Examiner Intelligence

Grants 66% — above average
66%
Career Allowance Rate
470 granted / 707 resolved
-3.5% vs TC avg
Strong +25% interview lift
Without
With
+25.1%
Interview Lift
resolved cases with interview
Typical timeline
2y 4m
Avg Prosecution
34 currently pending
Career history
744
Total Applications
across all art units

Statute-Specific Performance

§101
3.6%
-36.4% vs TC avg
§103
39.9%
-0.1% vs TC avg
§102
20.8%
-19.2% vs TC avg
§112
26.6%
-13.4% vs TC avg
Black line = Tech Center average estimate • Based on career data from 707 resolved cases

Office Action

§102 §103 §112 §DP
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Information Disclosure Statement The information disclosure statement (IDS) submitted on 10-30-2025 and 02-19-2026 are acknowledged. The submission is in compliance with the provisions of 37 CFR 1.97. Accordingly, the information disclosure statement is being considered by the examiner. Priority Applicant’s claim for the benefit of a prior-filed application under 35 U.S.C. 119(e) or under 35 U.S.C. 120, 121, or 365(c) is acknowledged. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. Claims 9 and 11 are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. Claim 9 is rejected because it recites limitation “the cutting bracket”. There is insufficient antecedent basis for this limitation in the claim. Claim 11 is rejected because it recites limitation “the at least one cutting bracket”. There is insufficient antecedent basis for this limitation in the claim. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale, or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1-2, 12-16, and 18 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by Baldsiefen et al. (2022/0240454). Regarding claim 1, Baldsiefen discloses a knotting device (figs 1-11) comprising: a drive disc (member 20) configured to drive in a cyclical rotary motion about a drive axis; a knotting hook (member 9) configured to be rotatably driven by the drive disc around a knotting axis (member K) to form two consecutive knots in a twine strand pair (members 5 and 7) by two complete revolutions of the knotting hook during one complete revolution of the drive disc; a knot pull-off lever (member 14) configured to be rotatably driven by the drive disc about a lever axis to form a knot by pulling off a loop formed using the knotting hook in the twine strand pair from the knotting hook (para 0036); a holding device (member 18) configured to clamp the twine strand pair; and a twine knife (member 13) configured to cut through the twine strand pair; wherein the holding device comprises a clamping plate (member 30) and a holding element (member 22) which cooperate to clamp the twine strand pair; wherein the holding element is configured to be rotatably driven about the holding axis using the drive disc (para 0065); wherein the two consecutive knots are loop knots (fig 10); wherein the twine knife comprises a fixed twine knife cooperating with the holding device to cut the twine strand pair (para 0016); wherein the holding element is configured to be rotatably driven by the drive disc about the holding axis so that the holding element performs a complete revolution upon a complete revolution of the drive disc (para 0066). Regarding claim 2, Baldsiefen discloses the knotting hook and the holding device are positioned such that the knotting axis and the holding axis form an acute angle between them viewed in a direction of the drive axis of the drive disc (para 0011 to 0012). Regarding claim 12, Baldsiefen discloses the drive disc comprises a first toothed area configured to rotatably drive the knotting hook and a second toothed area configured to rotatably drive the holding device (members 23 and 24); wherein the first toothed area is formed an additional predetermined distance from the drive axis in a radial direction of the drive axis of the drive disc than the second toothed area; wherein each of the first toothed area and the second toothed area comprise two toothed sections which are formed at a predetermined distance from each other in a circumferential direction of the drive axis of the drive disc; and wherein one toothed section of the first toothed area and one toothed section of the second toothed area are always formed to overlap at least partially in the radial direction of the drive axis of the drive disc (figs 2-7, para 0057). Regarding claim 13, Baldsiefen discloses the drive disc comprises a cam track extending in a circumferential direction of the drive axis, which is designed to guide a cam formed on the knot pull-off lever during a revolution of the drive disc; wherein the cam track has a course substantially describing a circular path; wherein the cam track comprises two track sections spaced apart from each other in the circumferential direction, each of which has a course deviating from a circular path; and wherein, when the cam passes through the track section, the knot pull-off lever is pivoted about the lever axis from the first end position to the second end position and back to the first end position (figs 2-7, para 0057 and 0074). Regarding claim 14, Baldsiefen discloses the knotting hook comprises a knotting hook base element and a knotting tongue configured to pivot relative thereto around a knotting pivot axis between an open position and a closed position; wherein the knotting tongue comprises a projection pointing in a direction of the knotting hook base element; wherein the projection comprises a stop structure against which the twine strand pair rests while pulling off the loop from the knotting hook, the projection extends from an inner surface of the knotting tongue in the direction of the knotting hook base element; and wherein the stop structure of the projection and the inner surface of the knotting tongue form an obtuse angle between them when viewed in a direction of the knotting pivot axis (figs 2-7, para 0068). Regarding claims 15-16, Baldsiefen discloses the knotting device comprises a grip element configured to handle the knotting device during one or more of a maintenance process, and assembly process, or transport process, wherein the grip element comprises a handle (member 11 could be use at a handle). Regarding claim 18, Baldsiefen discloses a method for forming two consecutive loop knots in a twine strand pair, wherein the two consecutive loop knots comprises a first loop knot and a second loop knot (figs 1-11), the method comprising: using a knotting device comprising: a drive disc (member 20) configured to drive in a cyclical rotary motion about a drive axis; a knotting hook (member 9) configured to be rotatably driven by the drive disc around a knotting axis (member K) to form two consecutive knots in a twine strand pair (members 5 and 7) by two complete revolutions of the knotting hook during one complete revolution of the drive disc; a knot pull-off lever (member 14) configured to be rotatably driven by the drive disc about a lever axis to form a knot by pulling off a loop formed using the knotting hook in the twine strand pair from the knotting hook (para 0036); a holding device (member 18) configured to clamp the twine strand pair; and a twine knife (member 13) configured to cut through the twine strand pair; wherein the holding device comprises a clamping plate (member 30) and a holding element (member 22) which cooperate to clamp the twine strand pair; wherein the holding element is configured to be rotatably driven about the holding axis using the drive disc (para 0065); wherein the two consecutive knots are loop knots (fig 10); wherein the twine knife comprises a fixed twine knife cooperating with the holding device to cut the twine strand pair (para 0016); wherein the holding element is configured to be rotatably driven by the drive disc about the holding axis so that the holding element performs a complete revolution upon a complete revolution of the drive disc (para 0066) and wherein the knotting device performs: feeding the twine strand pair over the knotting hook to the holding device; performing a complete rotation of the knotting hook using the drive disc to form a loop in the twine strand pair by the knotting hook for the first loop knot (fig 10); performing a rotary movement of the rotatable holding element to clamp the twine strand pair in the holding device using the drive disc, wherein the rotary movement of the rotatable holding element begins after at least partial rotary movement of the knotting hook and at least partial formation of the loop (figs 2-7); cutting the twine strand pair via interaction of the fixed twine knife with the holding device after the twine strand pair has been clamped in the holding device (para 0035); pulling the loop off the knotting hook using the knot pull-off lever to form the first loop knot (para 0059); feeding the twine strand pair from the holding device over the knotting hook; performing a complete rotation of the knotting hook using the drive disc to form a loop in the twine strand pair by the knotting hook for the second loop knot; performing a rotary movement of the rotatable holding element to release the twine strand pair from the holding device using the drive disc, wherein the rotary movement of the rotatable holding element begins after at least partial rotary movement of the knotting hook and at least partial formation of the loop; and pulling the loop off the knotting hook using the knot pull-off lever to form the second loop knot ((figs 2-7, para 0069). Claim Rejections - 35 USC § 103 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis (i.e., changing from AIA to pre-AIA ) for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim(s) 17 is/are rejected under 35 U.S.C. 103 as being unpatentable over Baldsiefen et al. (2022/0240454) in view of Pasa et al. (2022/0000033). Regarding claim 17, Baldsiefen teaches a knotting devices (figs 1-11) comprise: a drive disc (member 20) configured to drive in a cyclical rotary motion about a drive axis; a knotting hook (member 9) configured to be rotatably driven by the drive disc around a knotting axis (member K) to form two consecutive knots in a twine strand pair (members 5 and 7) by two complete revolutions of the knotting hook during one complete revolution of the drive disc; a knot pull-off lever (member 14) configured to be rotatably driven by the drive disc about a lever axis to form a knot by pulling off a loop formed using the knotting hook in the twine strand pair from the knotting hook (para 0036); a holding device (member 18) configured to clamp the twine strand pair; and a twine knife (member 13) configured to cut through the twine strand pair; wherein the holding device comprises a clamping plate (member 30) and a holding element (member 22) which cooperate to clamp the twine strand pair; wherein the holding element is configured to be rotatably driven about the holding axis using the drive disc (para 0065); wherein the two consecutive knots are loop knots (fig 10); wherein the twine knife comprises a fixed twine knife cooperating with the holding device to cut the twine strand pair (para 0016); wherein the holding element is configured to be rotatably driven by the drive disc about the holding axis so that the holding element performs a complete revolution upon a complete revolution of the drive disc (para 0066). Baldsiefen does not teach an agricultural square baler comprising a plurality of knotting devices. Pasa teaches an agricultural square baler comprising a plurality of knotting devices (figs 1A to 1B). It would have been obvious to one of ordinary skill in the art before the effective filling date of the claim invention to add multi knotting devices into 1 baler in order to speed up the job. Double Patenting The nonstatutory double patenting rejection is based on a judicially created doctrine grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper timewise extension of the “right to exclude” granted by a patent and to prevent possible harassment by multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting claims are not identical, but at least one examined application claim is not patentably distinct from the reference claim(s) because the examined application claim is either anticipated by, or would have been obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir. 1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Longi, 759 F.2d 887, 225 USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422 F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969). A timely filed terminal disclaimer in compliance with 37 CFR 1.321(c) or 1.321(d) may be used to overcome an actual or provisional rejection based on nonstatutory double patenting provided the reference application or patent either is shown to be commonly owned with the examined application, or claims an invention made as a result of activities undertaken within the scope of a joint research agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject to examination under the first inventor to file provisions of the AIA . A terminal disclaimer must be signed in compliance with 37 CFR 1.321(b). The filing of a terminal disclaimer by itself is not a complete reply to a nonstatutory double patenting (NSDP) rejection. A complete reply requires that the terminal disclaimer be accompanied by a reply requesting reconsideration of the prior Office action. Even where the NSDP rejection is provisional the reply must be complete. See MPEP § 804, subsection I.B.1. For a reply to a non-final Office action, see 37 CFR 1.111(a). For a reply to final Office action, see 37 CFR 1.113(c). A request for reconsideration while not provided for in 37 CFR 1.113(c) may be filed after final for consideration. See MPEP §§ 706.07(e) and 714.13. The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit www.uspto.gov/patent/patents-forms. The actual filing date of the application in which the form is filed determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA /25, or PTO/AIA /26) should be used. A web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal Disclaimer that meets all requirements is auto-processed and approved immediately upon submission. For more information about eTerminal Disclaimers, refer to www.uspto.gov/patents/apply/applying-online/eterminal-disclaimer. Claims 1-17 are rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. (). Although the claims at issue are not identical, they are not patentably distinct from each other because both applications claim essentially the same elements Claims 1-17 are provisionally rejected on the ground of nonstatutory double patenting as being unpatentable over claims 1-20 of copending Application No. 19/374,030. Although the claims at issue are not identical, they are not patentably distinct from each other because both applications claim essentially the same elements. This is a provisional nonstatutory double patenting rejection because the patentably indistinct claims have not in fact been patented. Conclusion The prior art made of record and not relied upon, is listed on the attached PTO-892. Any inquiry concerning this communication or earlier communications from the examiner should be directed to BAO-THIEU L NGUYEN whose telephone number is (571)270-0476. The examiner can normally be reached M-F 7am-3pm. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, KHOA D. HUYNH can be reached at (571)272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. BAO-THIEU L. NGUYEN Primary Examiner Art Unit 3732 /BAO-THIEU L NGUYEN/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Oct 30, 2025
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §102, §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12696955
Footwear Fluid-Filled Chamber Having Central Tensile Feature
2y 6m to grant Granted Aug 04, 2026
Patent 12685365
INSERT OR MIDSOLE FOR A FOOTWEAR
2y 7m to grant Granted Jul 21, 2026
Patent 12672690
ARTICLE OF FOOTWEAR WITH DYNAMIC SUPPORT
1y 6m to grant Granted Jul 07, 2026
Patent 12667092
FLY TYING TOOL
11m to grant Granted Jun 30, 2026
Patent 12660888
CYCLING SHOE LACING SYSTEM
1y 9m to grant Granted Jun 23, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

1-2
Expected OA Rounds
66%
Grant Probability
92%
With Interview (+25.1%)
2y 4m (~1y 6m remaining)
Median Time to Grant
Low
PTA Risk
Based on 707 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month