Prosecution Insights
Last updated: October 25, 2026
Application No. 19/385,721

HEADWEAR EMBELLISHMENT SYSTEM

Final Rejection §112
Filed
Nov 11, 2025
Priority
Nov 12, 2024 — provisional 63/719,568
Examiner
REDHEAD, AKWOKWO OLABISI
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Bex Sunglasses LLC
OA Round
2 (Final)
41%
Grant Probability
Moderate
3-4
OA Rounds
1y 6m
Est. Remaining
77%
With Interview

Examiner Intelligence

Grants 41% of resolved cases
41%
Career Allowance Rate
68 granted / 165 resolved
-28.8% vs TC avg
Strong +36% interview lift
Without
With
+35.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 5m
Avg Prosecution
29 currently pending
Career history
192
Total Applications
across all art units

Statute-Specific Performance

§101
3.8%
-36.2% vs TC avg
§103
56.3%
+16.3% vs TC avg
§102
24.3%
-15.7% vs TC avg
§112
15.0%
-25.0% vs TC avg
Black line = Tech Center average estimate • Based on career data from 165 resolved cases

Office Action

§112
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Response to Amendment The amendments filed with the written response received on June 09, 2026 have been considered and an action on the merits follows. As directed by the amendment, claims 1, 13 and 20 have been amended and claim 1-9 have been canceled. Accordingly, claims 10-19 are pending in this application and claims 3 and 5-14 and 16-19 are cancelled, with an action on the merits to follow on claims 1, 2, 4, 13, 15, and 20. Because of the applicant’s amendment, the following in the office action filed June 09, 2026, are hereby withdrawn: Previous objection to the specification. Response to Arguments Applicant's arguments filed June 09, 2026 have been fully considered but they are not persuasive. Applicant’s arguments, are drawn to the amended claim language that recites wherein the embellishment base member comprises a smooth front surface that is semi-rigid and is configured to directly receive and retain an embellishment; and wherein the embellishment comprises a graphic sticker with an adhesive-backed layer configured to adhere directly to the smooth front surface such that the embellishment can be applied without damaging the exterior surface of the headwear. These arguments are not commensurate with the rejected claims and a new rejection is set forth below to address the newly added claim limitations. Claim Rejections - 35 USC § 112 The following is a quotation of 35 U.S.C. 112(b): (b) CONCLUSION.—The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the inventor or a joint inventor regards as the invention. The following is a quotation of 35 U.S.C. 112 (pre-AIA ), second paragraph: The specification shall conclude with one or more claims particularly pointing out and distinctly claiming the subject matter which the applicant regards as his invention. Claim 1, 13 and 20 2 including (claims 2, 4 and 15, as depending therefrom) are rejected under 35 U.S.C. 112(b) or 35 U.S.C. 112 (pre-AIA ), second paragraph, as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor (or for applications subject to pre-AIA 35 U.S.C. 112, the applicant), regards as the invention. The term "comprises a smooth front surface that is semi-rigid" in claim 1 is a relative term which renders the claim indefinite. The term " a smooth front surface that is semi-rigid " is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Thus, the metes and bounds of the claim cannot be ascertained. Examiner is unclear as to what materials would be required to be smooth enough or semi-rigid enough to satisfy the claim. The term "the embellishment base member comprising a smooth front surface, a semi-rigid plastic body” in claim 13 is a relative term which renders the claim indefinite. The term "smooth front surface, a semi-rigid plastic body" is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Thus, the metes and bounds of the claim cannot be ascertained. Examiner is unclear as to what materials would be required to be smooth enough or semi-rigid enough to satisfy the claim. The term " wherein the embellishment base member comprises a smooth front surface, a semi-rigid plastic body, and a curve along a longitudinal length such that the embellishment base member sits flush against the front exterior surface of the headwear” in claim 20 is a relative term which renders the claim indefinite. The term "a smooth front surface, a semi-rigid plastic body" is not defined by the claim, the specification does not provide a standard for ascertaining the requisite degree, and one of ordinary skill in the art would not be reasonably apprised of the scope of the invention. Thus, the metes and bounds of the claim cannot be ascertained. Examiner is unclear as to what materials would be required to be smooth enough or semi-rigid enough to satisfy the claim. Regarding claim 1, the phrase "medical- or dental type" renders the claim(s) indefinite because the claim(s) include(s) elements not actually disclosed (those encompassed by "type"), thereby rendering the scope of the claim(s) unascertainable. See MPEP § 2173.05(d). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for reply to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to AKWOKWO REDHEAD whose telephone number is (571)272-7581. The examiner can normally be reached Monday - Friday7:00 AM to 4:00pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, CLINTON OSTRUP can be reached at 571-272-5559. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /AKWOKWO OLABISI REDHEAD/ Examiner, Art Unit 3732 /ALISSA L HOEY/Primary Examiner, Art Unit 3732
Read full office action

Prosecution Timeline

Nov 11, 2025
Application Filed
Mar 24, 2026
Non-Final Rejection mailed — §112
Jun 02, 2026
Examiner Interview Summary
Jun 02, 2026
Applicant Interview (Telephonic)
Jun 09, 2026
Response Filed
Aug 28, 2026
Final Rejection mailed — §112
Oct 06, 2026
Examiner Interview Summary
Oct 06, 2026
Applicant Interview (Telephonic)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12765617
UNDERGARMENT PROTECTIVE AGAINST CARRIED-WEAPON DISCOMFORT AND INJURY
3y 5m to grant Granted Oct 20, 2026
Patent 12765638
FOOTWEAR AND FOOTWEAR COMPONENTS HAVING A MESH COMPONENT
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Patent 12757977
ARTICLE OF FOOTWEAR INCLUDING A SOLE STRUCTURE
2y 12m to grant Granted Oct 13, 2026
Patent 12758853
SPORT NECK GUARD WITH VERTICAL FASTENERS AND FABRIC FOLD TO PROTECT AGAINST CUTS AND LACERATIONS
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Patent 12727644
ARTICLE OF FOOTWEAR WITH EXTENDED PLATE FOR TOE-OFF
1y 3m to grant Granted Sep 08, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

3-4
Expected OA Rounds
41%
Grant Probability
77%
With Interview (+35.5%)
2y 5m (~1y 6m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 165 resolved cases by this examiner. Grant probability derived from career allowance rate.

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