Prosecution Insights
Last updated: August 17, 2026
Application No. 19/386,163

SHOE UPPER AND SHOE

Non-Final OA §102
Filed
Nov 11, 2025
Priority
Nov 19, 2024 — JP 2024-201884
Examiner
KAVANAUGH, JOHN T
Art Unit
3732
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
MIZUNO Corporation
OA Round
1 (Non-Final)
72%
Grant Probability
Favorable
1-2
OA Rounds
1y 9m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 72% — above average
72%
Career Allowance Rate
1131 granted / 1574 resolved
+1.9% vs TC avg
Strong +32% interview lift
Without
With
+32.5%
Interview Lift
resolved cases with interview
Typical timeline
2y 6m
Avg Prosecution
43 currently pending
Career history
1610
Total Applications
across all art units

Statute-Specific Performance

§101
1.8%
-38.2% vs TC avg
§103
33.2%
-6.8% vs TC avg
§102
28.3%
-11.7% vs TC avg
§112
26.5%
-13.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 1574 resolved cases

Office Action

§102
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Election/Restrictions Applicant’s election without traverse of species I (shoe upper as shown in figures 1-7) in the reply filed on 4/21/2026 is acknowledged. Claims 3 and 7 are withdrawn from further consideration pursuant to 37 CFR 1.142(b) as being drawn to a nonelected invention, there being no allowable generic or linking claim. Election was made without traverse in the reply filed on 4/21//2026. To the extent that the withdrawn claims get rejoined, applicant should amend them during prosecution. Accordingly, if the independent claim is no longer generic then applicant is encourage to cancel the withdrawn claims. Claim Rejections - 35 USC § 102 In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that form the basis for the rejections under this section made in this Office action: A person shall be entitled to a patent unless – (a)(1) the claimed invention was patented, described in a printed publication, or in public use, on sale or otherwise available to the public before the effective filing date of the claimed invention. Claim(s) 1,2 and 4-6 is/are rejected under 35 U.S.C. 102(a)(1) as being anticipated by US 3404468 (Rosen). Regarding claims 1,2 and 4-6, Rosen discloses a shoe upper (e.g. 10,12,13,20; see figures 1-5) that includes an upper body (12) that covers an instep of a foot of a wearer and an upper bottom portion (10,20) that covers a sole of the foot of the wearer and is configured such that the upper bottom portion is fixed to an upper portion of a shoe sole, the shoe upper comprising: a first portion (10,12); and a second portion (elastic fabric insert 20) having a higher stretchability than that of the first portion, wherein the first portion is provided at least at the upper body, and the second portion is provided at least at the upper bottom portion (at least see col. 3, lines 39 to col. 4, line 30). Regarding claim [[Claim 2] The shoe upper of claim 1, wherein the second portion is provided at the upper bottom portion so as to be stretched and contracted at least in a foot width direction.]; at least see col. 3, line 70 to col. 4, line 22. Regarding [[Claim 4] The shoe upper of claim 1, wherein the second portion includes a stretchable material.]; at least see col. 4, lines 3-4. Regarding [[Claim 5] A shoe that includes a sole and an upper that is fixed to an upper portion of the sole, wherein the upper is the shoe upper of claim 1.]; at least see shoe including sole and upper as shown in figures 1-5. Regarding [[Claim 6] The shoe of claim 5, wherein the upper is fixed to the sole in a state where the second portion provided at the upper bottom portion is stretched at least in the foot width direction.]; at least see col. 3, line 70 to col. 4, line 22. Conclusion The prior art made of record and not relied upon is considered pertinent to applicant's disclosure. The prior art cited and not relied upon by the Examiner for the above rejections are considered to be pertinent in that the references cited are considered to be the nearest prior art to the subject matter defined in the claims as required by MPEP707.05. Applicant is duly reminded that a complete response must satisfy the requirements of 37 C.F. R. 1.111, including: -“The reply must present arguments pointing out the specific distinctions believed to render the claims, including any newly presented claims, patentable over any applied references.” --“A general allegation that the claims define a patentable invention without specifically pointing out how the language of the claims patentably distinguishes them from the references does not comply with the requirements of this section.” -Moreover, “The prompt development of a clear issue requires that the replies of the applicant meet the objections to and rejections of the claims. Applicant should also specifically point out the support for any amendments made to the disclosure. See MPEP 2163.06” MPEP 714.02. The “disclosure” includes the claims, the specification and the drawings. Any inquiry concerning this communication or earlier communications from the examiner should be directed to TED KAVANAUGH whose telephone number is (571) 272-4556. The examiner can normally be reached on Monday-Thursday 8AM-6PM. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule a telephone interview, applicant is encouraged to call the examiner. Normally telephone interviews can quickly be scheduled. For other types of interviews, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Khoa Huynh can be reached on 57-1272-4888. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /Ted Kavanaugh/ Primary Patent Examiner Art Unit 3732 Tel: (571) 272-4556
Read full office action

Prosecution Timeline

Nov 11, 2025
Application Filed
Jun 18, 2026
Non-Final Rejection mailed — §102 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12702201
SHOE HAVING ELASTIC TONGUE-SECURING STRAPS
1y 7m to grant Granted Aug 11, 2026
Patent 12702193
SOLE STRUCTURES FOR ARTICLES OF FOOTWEAR
1y 7m to grant Granted Aug 11, 2026
Patent 12702196
SOLE STRUCTURE FOR AN ARTICLE OF FOOTWEAR
1y 7m to grant Granted Aug 11, 2026
Patent 12672698
BLADDER FOR ARTICLE OF FOOTWEAR OR APPAREL
2y 1m to grant Granted Jul 07, 2026
Patent 12672695
MOVEABLE SENSORY ELEMENTS IN FOOTWEAR SOLES
1y 10m to grant Granted Jul 07, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

1-2
Expected OA Rounds
72%
Grant Probability
99%
With Interview (+32.5%)
2y 6m (~1y 9m remaining)
Median Time to Grant
Low
PTA Risk
Based on 1574 resolved cases by this examiner. Grant probability derived from career allowance rate.

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