Prosecution Insights
Last updated: August 01, 2026
Application No. 19/421,602

SYSTEM FOR ACCESSING A COCHLEAR IMPLANT LEAD INSERTION SITE

Non-Final OA §103
Filed
Dec 16, 2025
Priority
Sep 26, 2024 — provisional 63/699,266 +3 more
Examiner
PATEL, SHEFALI DILIP
Art Unit
3783
Tech Center
3700 — Mechanical Engineering & Manufacturing
Assignee
Spiral Therapeutics Inc.
OA Round
2 (Non-Final)
58%
Grant Probability
Moderate
2-3
OA Rounds
3y 3m
Est. Remaining
86%
With Interview

Examiner Intelligence

Grants 58% of resolved cases
58%
Career Allowance Rate
431 granted / 742 resolved
-11.9% vs TC avg
Strong +27% interview lift
Without
With
+27.4%
Interview Lift
resolved cases with interview
Typical timeline
3y 10m
Avg Prosecution
51 currently pending
Career history
806
Total Applications
across all art units

Statute-Specific Performance

§101
0.4%
-39.6% vs TC avg
§103
81.8%
+41.8% vs TC avg
§102
9.3%
-30.7% vs TC avg
§112
6.5%
-33.5% vs TC avg
Black line = Tech Center average estimate • Based on career data from 742 resolved cases

Office Action

§103
DETAILED ACTION Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . Acknowledgments In the reply, filed on June 4, 2026, Applicant amended claims 1-2, 6, 10-12, 14, 16, and 20. In the non-final rejection of April 7, 2026, Examiner objected to the Abstract. Applicant amended the Abstract. Objection is withdrawn. Examiner objected to claims 1-2, 6, 11-12, 14, 16, and 20. Applicant amended claims 1-2, 6, 11-12, 14, 16, and 20. Objection is withdrawn. Examiner rejected claims 1-21 under 35 U.S.C. 112(b). Applicant persuasively argued against the rejections of claim 1 (Remarks, page 11). Rejection is withdrawn. Response to Arguments Applicant’s arguments, see page 10, filed June 4, 2026, with respect to the rejection(s) of claim 10 under de Juan et al (US 2022/0221700) have been fully considered and are persuasive. Therefore, the rejection has been withdrawn. However, upon further consideration, a new ground(s) of rejection is made in view of Sacherman et al (US 2022/0126028), and further in view of de Juan et al (US 2022/0221700). Claim Objections Claims 2, 10, 15, and 21 are objected to because of the following informalities: In regards to claim 2, lines 2-3, “its entire length” should be changed to “an entire length of the distal tip region”. In regards to claim 10, line 2, “the gel delivery” should be changed to “the gel delivery system”. In regards to claim 15, line 3, “the round window niche” should be changed to “a round window niche”. In regards to claim 21, line 3, “a hole in a mastoid bone” should be changed to “the hole in the mastoid bone”. Appropriate correction is required. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claim 10 is rejected under 35 U.S.C. 103 as being unpatentable over Sacherman et al (US 2022/0126028), and further in view of de Juan et al (US 2022/0221700). In regards to claim 10, Sacherman et al teaches a gel delivery system (Figures 23A-24) for treatment at a cochlear implant lead insertion site of a cochlea, the gel delivery comprising: a transmastoid injector tool (930) including: a treatment gel delivery shaft (921d) positionable through a transmastoid pathway toward a cochlear implant lead to deposit a treatment gel at the cochlear implant lead insertion site of the cochlea; a reservoir (931) containing said treatment gel comprising a polymer gel composition (933) including water (paragraph [0159]); and a user-adjustable actuator (107) to urge the treatment gel from the reservoir toward a distal port (at 903) of the treatment gel delivery shaft that is sized to deposit a dosage of the treatment gel to seal the cochlear implant lead insertion site at a round window niche of the cochlea a visualization tool (924/925a) configured to provide simultaneous visualization of both a distal tip region of the treatment gel delivery shaft and the treatment gel deposited at the cochlear implant lead insertion site of the cochlea wherein the distal tip region of the treatment gel delivery shaft includes the distal port and is sized to advance through the transmastoid pathway such that the distal port of the treatment gel delivery shaft is positionable proximate to the cochlear implant lead at the cochlear implant lead insertion site (Figures 23A-23C) wherein the visualization tool comprises a visualization shaft (924), the transmastoid injector tool further comprising a handle (901) connected to both the treatment gel delivery shaft and the visualization shaft such that both the treatment gel delivery shaft and the visualization shaft extend distally from the handle wherein the treatment gel delivery shaft and the visualization shaft advanceable through the transmastoid pathway behind an ear such that the distal port of the treatment gel delivery shaft is proximate to the cochlear implant lead to deposit the treatment gel at the cochlear implant lead insertion site of the cochlea (Figures 23A-23C) wherein the distal port of the treatment gel delivery shaft is positioned distally of the visualization shaft so that the visualization shaft is configured to provide simultaneous imaging of both the treatment gel delivery shaft and the treatment gel deposited at the cochlear implant lead insertion site of the cochlea (Figures 23A-23C) wherein the treatment gel delivery shaft and the visualization shaft are side-by-side shafts (921d/924) being fixedly mounted to the handle in a stationary position relative to one another and extending distally from the handle such that the distal port of the treatment gel delivery shaft is positioned distally of the visualization shaft (Figure 23A) Sacherman et al is silent about the polymer gel composition including a functional polymer of about 5% to about 15% by weight of the polymer gel composition, and a crosslinker of about 0.2% to about 0.6% by weight of the polymer gel composition, as Sacherman et al only teaches the polymer gel composition including water and a polymer (paragraph [0159]). deJuan et al teaches a gel delivery system (Figures 5, 7, 34-37, 41, 43) comprising: a reservoir (1010/1020) containing a treatment gel comprising a polymer gel composition (100) including water (paragraph [0176]), a functional polymer of about 5% to about 15% by weight of the polymer gel composition (paragraph [0176]), and a crosslinker of about 0.2% to about 0.6% by weight of the polymer gel composition (paragraph [0176]). It would have been obvious to a person having ordinary skill in the art before the effective filing date of the claimed invention to modify the polymer gel composition, of the system of Sacherman et al, to include water, a functional polymer of about 5% to about 15% by weight of the polymer gel composition, and a crosslinker of about 0.2% to about 0.6% by weight of the polymer gel composition, as taught by de Juan et al, as such will allow for a crosslinking reaction to occur to form a gel by mixing of the formulation components at patient bedside and immediately delivered into the cochlea (paragraphs [0173][0176]). Allowable Subject Matter Claims 1-9 and 14-21 are allowed. In regards to independent claim 1, the prior art of record does not disclose or render obvious before the effective filing date of the claimed invention the combination of a gel delivery system, as claimed, specifically including a cochlear implant lead configured to extend through a transmastoid pathway and penetrate through a cochlear implant lead insertion site of a cochlea; and a transmastoid injector tool including: a treatment gel delivery shaft having a distal tip region to fit adjacent to the cochlear implant lead through a hole in a mastoid bone to deposit a treatment gel along an exterior of the cochlear implant lead at the cochlear implant lead insertion site of the cochlea. de Juan et al (US 2022/0221700) teaches a gel delivery system (Figures 5, 7, 34-37, 41, 43), comprising: a transmastoid injector tool (800) including: a treatment gel delivery shaft (810) having a distal tip region (812) to fit adjacent to the cochlear implant lead through a hole in a mastoid bone to deposit a treatment gel at the cochlear implant lead insertion site of the cochlea (Figure 36). However, de Juan et al does not teach a cochlear implant lead configured to extend through a transmastoid pathway and penetrate through a cochlear implant lead insertion site of a cochlea; and the treatment gel delivery shaft to deposit the treatment gel along an exterior of the cochlear implant lead. Thus, independent claim 1 is allowed. Dependent claims 2-9 and 14-21 are allowed by virtue of being dependent upon independent claim 1. Claims 11-13 are objected to as being dependent upon a rejected base claim, but would be allowable if rewritten in independent form including all of the limitations of the base claim and any intervening claims. In regards to dependent claim 11, the prior art of record does not disclose or render obvious before the effective filing date of the claimed invention the combination of a gel delivery system for treatment at a cochlear implant lead insertion site of a cochlea, as claimed, specifically including wherein the visualization tool further comprises a tip-mounted image capture device fixedly mounted at a distal end of the visualization shaft and oriented toward the distal port of the treatment gel delivery shaft so that the tip-mounted image capture device is configured to provide the simultaneous imaging of both the treatment gel delivery shaft and the treatment gel deposited at the cochlear implant lead insertion site of the cochlea. Sacherman et al teaches a gel delivery system (Figures 23A-24) for treatment at a cochlear implant lead insertion site of a cochlea. However, Sacherman et al does not teach wherein the visualization tool further comprises a tip-mounted image capture device fixedly mounted at a distal end of the visualization shaft and oriented toward the distal port of the treatment gel delivery shaft so that the tip-mounted image capture device is configured to provide the simultaneous imaging of both the treatment gel delivery shaft and the treatment gel deposited at the cochlear implant lead insertion site of the cochlea, as Sacherman et al instead teaches wherein the visualization tool (924/925a) further comprises an optic line 925a oriented toward the distal port (at 903) of the treatment gel delivery shaft (921d) so that the optic line 925a is configured to provide the simultaneous imaging of both the treatment gel delivery shaft and the treatment gel (933) deposited at the cochlear implant lead insertion site of the cochlea. Thus, dependent claim 11 is objected to as being dependent upon a rejected base claim 10, but would be allowable if rewritten in independent form including all of the limitations of the base claim 10. Dependent claims 12-13 are objected to by virtue of being dependent upon dependent claim 11. Conclusion Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHEFALI D PATEL whose telephone number is (571)270-3645. The examiner can normally be reached Monday-Friday 8:30am-4:30pm EST. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Kevin C Sirmons can be reached at (571) 272-4965. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of published or unpublished applications may be obtained from Patent Center. Unpublished application information in Patent Center is available to registered users. To file and manage patent submissions in Patent Center, visit: https://patentcenter.uspto.gov. Visit https://www.uspto.gov/patents/apply/patent-center for more information about Patent Center and https://www.uspto.gov/patents/docx for information about filing in DOCX format. For additional questions, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHEFALI D PATEL/Primary Examiner, Art Unit 3783
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Prosecution Timeline

Dec 16, 2025
Application Filed
Apr 07, 2026
Non-Final Rejection mailed — §103
Jun 02, 2026
Applicant Interview (Telephonic)
Jun 02, 2026
Examiner Interview Summary
Jun 04, 2026
Response Filed
Jun 22, 2026
Non-Final Rejection mailed — §103 (current)

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Study what changed to get past this examiner. Based on 5 most recent grants.

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Prosecution Projections

2-3
Expected OA Rounds
58%
Grant Probability
86%
With Interview (+27.4%)
3y 10m (~3y 3m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 742 resolved cases by this examiner. Grant probability derived from career allowance rate.

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