Prosecution Insights
Last updated: October 04, 2026
Application No. 19/540,475

Immunoassays for Buprenorphine and Metabolites

Final Rejection §103§112
Filed
Feb 13, 2026
Priority
Feb 20, 2025 — provisional 63/761,006
Examiner
HAQ, SHAFIQUL
Art Unit
1678
Tech Center
1600 — Biotechnology & Organic Chemistry
Assignee
Ark Diagnostics Inc.
OA Round
2 (Final)
65%
Grant Probability
Moderate
3-4
OA Rounds
2y 10m
Est. Remaining
99%
With Interview

Examiner Intelligence

Grants 65% of resolved cases
65%
Career Allowance Rate
612 granted / 944 resolved
+4.8% vs TC avg
Strong +55% interview lift
Without
With
+55.2%
Interview Lift
resolved cases with interview
Typical timeline
3y 6m
Avg Prosecution
55 currently pending
Career history
981
Total Applications
across all art units

Statute-Specific Performance

§101
3.2%
-36.8% vs TC avg
§103
36.2%
-3.8% vs TC avg
§102
13.8%
-26.2% vs TC avg
§112
32.1%
-7.9% vs TC avg
Black line = Tech Center average estimate • Based on career data from 944 resolved cases

Office Action

§103 §112
Notice of Pre-AIA or AIA Status The present application, filed on or after March 16, 2013, is being examined under the first inventor to file provisions of the AIA . DETAILED ACTION In the event the determination of the status of the application as subject to AIA 35 U.S.C. 102 and 103 (or as subject to pre-AIA 35 U.S.C. 102 and 103) is incorrect, any correction of the statutory basis for the rejection will not be considered a new ground of rejection if the prior art relied upon, and the rationale supporting the rejection, would be the same under either status. Status of the claims Claims 1, 4-13, 16-23 and 25-31 are pending and claims 1, 4-11, 13 and 16-23 are examined on merits in this office action. Claim Rejections - 35 USC § 103 The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness rejections set forth in this Office action: A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102 of this title, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having ordinary skill in the art to which the claimed invention pertains. Patentability shall not be negated by the manner in which the invention was made. Claims 1 and 13 are rejected under 35 U.S.C. 103 as being unpatentable over Root et al. (US 2004/0248222A1). Rott discloses Norbuprenorphine glucuronide having the structure PNG media_image1.png 354 306 media_image1.png Greyscale , which is very similar to the compound of formula 1 and formula 2 with the following selections: For formula 1, when R2 is glucuronic acid, R1 is -Y-Z wherein Y is –(CH2)n-, n is 1 and Z is hydrogen; and for Formula 2, when R1 is -Y-Z, wherein Y is –(CH2)n-, n is 1 and Z is hydrogen With the above selections, the compounds of Formula 1 and Formula 2 differ from above structure of Rott by having a methyl group (Z-Y: -CH2-H) in place of H at nitrogen 17 position of norbuprenorphine glucuronide and thus the compounds are very similar with a substitution of the N17 hydrogen with a methyl group. However, it was well established that the substitution of methyl for hydrogen on a known compound is not a patentable modification, absent unexpected or unobvious results or that hydrogen and methyl are deemed obvious variants. In In re Wood, 582 F.2d 638, 199 USPQ 137 (CCPA 1978). Claims 1, 4-11, 13 and 16-23 are rejected under 35 U.S.C. 103 as being unpatentable over Root et al. (US 2004/0248222A1). Root discloses a norbuprenorphine conjugate having the structure: PNG media_image2.png 236 280 media_image2.png Greyscale , wherein Y can be O, X can be 0-10 carbon atoms or heteroatoms and Z can be a protein, polysaccharide or a label (claim 13). Root specifically discloses compounds PNG media_image3.png 243 329 media_image3.png Greyscale , PNG media_image4.png 249 304 media_image4.png Greyscale , and PNG media_image5.png 249 378 media_image5.png Greyscale , which read on Formula 1 with the following limitations R2 is H, R1 is -Y-Z, wherein Y is a linking group –(CH2)nCO- and Z is an immunogenic carrier, a protein, a label or an activated carboxyl (NHS). Root, as described above, discloses immunogenic conjugate comprising norbuprenorphine conjugated to an immunogenic carrier (BSA or HAS). Root is directed to developing antibody that specifically binds to buprenorphine drug (Abstract and para [0001]) ( PNG media_image6.png 302 349 media_image6.png Greyscale ) and its metabolites. Root discloses immunizing mice with buprenorphine-KHL and buprenorphine-BSA conjugate (para [0131]) for providing monoclonal antibody recognizing buprenorphine with high specificity compared to buprenorphine metabolites (Fig.5). Root teaches that the antibody BUP 2.2 and BUP23.1 require the hydroxyl group at C3 and N-methyl-cyclopropane at C9 for binding and may additionally require the tert-butyl region at C22 (para [0145]). Root discloses an antibody BUP 83.1 developed from buprenorphine KHL conjugate that binds to metabolite norbuprenorphine but show low cross-reactivity to norbuprenorphine glucuronide metabolite (para [0151]). Root discloses preparing antibodies using buprenorphine conjugated to BSA or KHL as immunogen having variable degrees of binding to buprenorphine and/or one or more metabolites (para [0144]). Root however, does not disclose metabolite of norbuprenorphine (as for example, norbuprenorphine glucuronide) as an immunogen for developing antibody. Root does not disclose generating specific antibody against specific metabolites by conjugating the metabolite with an immunogenic protein, as for example, norbuprenorphine glucuronide conjugated to BSA or KHL for generating antibody that specifically recognizing glucuronide containing metabolites. However, Root teaches that parent drug buprenorphine completely metabolized to norbuprenorphine, norbuprenorphine glucuronide and buprenorphine glucuronide and is consequently present in urine (para [0004]). Root teaches that buprenorphine metabolite or conjugate thereof can be used as an immunogen to generate monoclonal antibodies that specifically bind to buprenorphine and/or one or more buprenorphine metabolites. In one embodiment, the immunogen is a buprenorphine metabolite-hapten carrier conjugate (see para [0074]) for example, a buprenorphine glucuronide conjugate (para [0074]). Therefore, given the fact that norbuprenorphine glucuronide and buprenorphine glucuronide are metabolites of the drug buprenorphine and are present in urine, one of ordinary skilled in the art can easily envisage developing specific antibodies against the glucuronide metabolites, including the metabolite nonbuprenorphine glucuronide, by conjugating the metabolite to BSA or KHL. From the description in mind of BSA and KHL conjugates of norbuprenorphine, wherein BSA and KHL is conjugated at N17 position with a linker, one of ordinary skilled in the art can easily envisage providing conjugates of norbuprenorphine glucuronide with BSA or KHL at the similar position (N17) of norbuprenorphine glucuronide PNG media_image1.png 354 306 media_image1.png Greyscale , with the expectation of providing immunogenic conjugate with the expectation of generating specific antibody that specifically recognizes norbuprenorphine glucuronide and/or buprenorphine glucuronide metabolite with a reasonable expectation of success. Root teaches that the antibody BUP 2.2 and BUP23.1 require the hydroxyl group at C3 and tert-butyl region at C22 (para [0145]) for binding that are further away from the linker immunogen at position N17, one of ordinary skilled in the art can expect the antibody produced from norbuprenorphine conjugate of KHL at N17 position would provide antibody having recognition specificity involving glucuronide groups as the groups are free and are further away from the linker-immunogen. In regards to claims 16-18 and 20, Root as described above, discloses BSA, which reads on albumin and which is a protein and also can be considered a protein label. In regards to claim 19, as described above, Root teaches that Z can be a polysaccharide (see claim 13). In regards to claims 10-11 and 20-23, Root teaches that Z can be a label and label can be an enzyme (para [0041]) and discloses various enzyme labels including enzyme HRP (para [0105], [0137], 0159], [0062]). Thus, various commonly utilized enzyme labels such as HRP or G6PD are obvious to one of ordinary skilled in the art and are within the purview of one of ordinary skilled in the art except showing of unexpected advantages with a particular enzyme conjugate. Response to argument Applicants’ arguments and amendments filed 08/27/2026 have been fully considered and are persuasive to overcome the rejections under 35 USC 112(d) and 35 USC 102(a)(1) in view of the amendments. However, Applicant’s arguments have been rendered moot in view of the new grounds of modified rejections as described in this office action that are necessitated by Applicants’ amendments. However, some of the Applicant’s arguments regarding 35 USC 103 rejection will be addressed below: Applicant argued that Root teaches away synthesizing buprenorphine and norbuprenorphine glucuronide metabolites conjugated to immunogenic carriers. The argument is based on Root’s teaching of difficulty in synthesizing conjugates with metabolites. Applicant argued that since Root discloses antibodies binding to one or more metabolites, thereby eliminating the need to use the metabolite in the preparation of immunogen. The above arguments have fully been considered but are not found persuasive because difficulty cannot be equated to teaching away because Root’s teaching on the other hand provides motivation to generate antibody utilizing metabolites as immunogens. Root teaches that parent drug buprenorphine completely metabolized to norbuprenorphine, norbuprenorphine glucuronide and buprenorphine glucuronide and is consequently present in urine (para [0004]). Root teaches that buprenorphine metabolite or conjugate thereof can be used as an immunogen to generate monoclonal antibodies. Root in paragraph [0074] teaches that in one embodiment, the immunogen is a buprenorphine metabolite-hapten carrier conjugate, for example, a buprenorphine glucuronide conjugate. Therefore, contrary to Applicants’ assertion, the disclosure of Root provides strong motivation to generate antibody utilizing metabolites conjugated to immunogenic carrier proteins as immunogens for generating specific antibody against the specific metabolites of glucuronide. Root discloses an antibody BUP 83.1 developed from buprenorphine KHL conjugate that binds to metabolite norbuprenorphine but show low cross-reactivity to norbuprenorphine glucuronide metabolite (para [0151]). Root discloses preparing antibodies using buprenorphine conjugated to BSA or KHL as immunogen having variable degrees of binding to buprenorphine and/or one or more metabolites (para [0144]). Therefore, from the disclosure of Root, one of ordinary skilled in the art understand that utilizing buprenorphine or norbuprenorphine conjugate as immunogen provides antibody highly specific to buprenorphine or norbuprenorphine but low or variable cross-reactivity to their metabolites of glucuronides. Therefore, one of ordinary skilled in the art from the teaching of Root of utilizing buprenorphine glucuronide conjugate and from the disclosure of low reactivity with antibody generated from buprenorphine or norbuprenorphine, would be highly motivated to utilizing the glucuronide metabolites of norbuprenorphine for conjugating with an immunogenic carrier from generation highly specific antibody with a reasonable expectation of success. Moreover, contrary to Applicant’s assertion difficulty and teaching teaching away of synthesizing conjugates with glucuronide metabolites, Root clearly teaches norbuprenorphine glucuronide-KHL and norbuprenorphine glucuronide-BSA as screening agent (col. 18, lines 27-28). Conclusion Applicant's amendment necessitated the new ground(s) of rejection presented in this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicants are reminded of the extension of time policy as set forth in 37 CFR 1.136(a). A shortened statutory period for replying to this final action is set to expire THREE MONTHS from the mailing date of this action. In the event a first reply is filed within TWO MONTHS of the mailing date of this final action and the advisory action is not mailed until after the end of the THREE-MONTH shortened statutory period, then the shortened statutory period will expire on the date the advisory action is mailed, and any nonprovisional extension fee (37 CFR 1.17(a)) pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of the advisory action. In no event, however, will the statutory period for reply expire later than SIX MONTHS from the mailing date of this final action. Any inquiry concerning this communication or earlier communications from the examiner should be directed to SHAFIQUL HAQ whose telephone number is (571)272-6103. The examiner can normally be reached on Mon-Fri 8-4:30. Examiner interviews are available via telephone, in-person, and video conferencing using a USPTO supplied web-based collaboration tool. To schedule an interview, applicant is encouraged to use the USPTO Automated Interview Request (AIR) at http://www.uspto.gov/interviewpractice. If attempts to reach the examiner by telephone are unsuccessful, the examiner’s supervisor, Bao-Thuy Nguyen can be reached on 571-272-8149. The fax phone number for the organization where this application or proceeding is assigned is 571-273-8300. Information regarding the status of an application may be obtained from the Patent Application Information Retrieval (PAIR) system. Status information for published applications may be obtained from either Private PAIR or Public PAIR. Status information for unpublished applications is available through Private PAIR only. For more information about the PAIR system, see http://pair-direct.uspto.gov. Should you have questions on access to the Private PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a USPTO Customer Service Representative or access to the automated information system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000. /SHAFIQUL HAQ/Primary Examiner, Art Unit 1678
Read full office action

Prosecution Timeline

Feb 13, 2026
Application Filed
Jun 15, 2026
Non-Final Rejection mailed — §103, §112
Aug 27, 2026
Response Filed
Sep 11, 2026
Final Rejection mailed — §103, §112 (current)

Precedent Cases

Applications granted by this same examiner with similar technology

Patent 12748106
UV Excitable Polyfluorene Based Conjugates and Their Use in Methods of Analyte Detection
4y 2m to grant Granted Sep 29, 2026
Patent 12741986
STABLE REACTIVE COMPOSITIONS FOR BIOCONJUGATION, PROBES, AND PROTEIN LABELING
4y 0m to grant Granted Sep 22, 2026
Patent 12741234
CHANNELED FIBERS IN SEPARATION OF BIOLOGICALLY ACTIVE NANOPARTICLES
3y 7m to grant Granted Sep 22, 2026
Patent 12724034
TRYPTOPHAN OPTICAL PROBE, PREPARATION METHOD THEREFOR AND USE THEREOF
3y 6m to grant Granted Sep 01, 2026
Patent 12708677
CONTRAST AGENTS, METHODS FOR PREPARING CONTRAST AGENTS, AND METHODS OF IMAGING
3y 1m to grant Granted Aug 18, 2026
Study what changed to get past this examiner. Based on 5 most recent grants.

Strategy Recommendation AI-generated — please review before filing

Get a prosecution strategy drawn from examiner precedents, rejection analysis, and claim mapping.
Typically takes 5-10 seconds — AI-generated, attorney review required before filing

Prosecution Projections

3-4
Expected OA Rounds
65%
Grant Probability
99%
With Interview (+55.2%)
3y 6m (~2y 10m remaining)
Median Time to Grant
Moderate
PTA Risk
Based on 944 resolved cases by this examiner. Grant probability derived from career allowance rate.

Sign in with your work email

Enter your email to receive a magic link. No password needed.

Personal email addresses (Gmail, Yahoo, etc.) are not accepted.

Free tier: 3 strategy analyses per month